'Securities law' presentation slideshows

Orrick PowerPoint Template

777 views • 51 slides

Orrick PowerPoint Template

601 views • 51 slides

Insider Trading (Federal Law)

Insider Trading (Federal Law). Classic insider trading Tipping liability Outsider trading (misappropriation) . Last updated 27 Feb 12. Section 10(b). Fraud (tort of deceit) Material misrepresentation Intentional (defendant aware of truth) Reliance (plaintiff relies reasonably)

1.16k views • 39 slides

Corporate Integrity, Legally Speaking HKUST, September 12, 2014

Corporate Integrity, Legally Speaking HKUST, September 12, 2014. Timothy Li ??? Partner. What is corporate integrity?. What?. What is corporate integrity?. Be truthful (walk the talk & talk the walk): no misleading statement and no misleading omission Industry best practice

500 views • 38 slides

Reforms in Financial Regulation in Europe

399 views • 27 slides

The Entrepreneurial Manager Chapter 7

The Entrepreneurial Manager Chapter 7. Dowling BA 560 Fall Term 2006. The Entrepreneurial Manager.

501 views • 26 slides

Developments in Securities Regulation

Developments in Securities Regulation. John Holland Member. Securities Commission. Promotes the efficiency and integrity of securities markets and their cost-effective regulation Purpose is to strengthen market confidence and foster capital investment in New Zealand. Securities Commission.

488 views • 25 slides

BRITISH RUSSIAN LAW ASSOCIATION 24 October, 2007 Sergei Ostrovsky Partner, Ashurst

382 views • 23 slides

How to Do Legal Research in China

How to Do Legal Research in China. By Prof. Li Xiaohui and Prof. Wang Wenhua Beijing Foreign Studies Univ. Nov. 2006. ?????? ? Sources of Law in China) ???????????? (How to find the legal resources) ????????????? How to check the validity of a law. ?????? ? Sources of Law in China).

226 views • 22 slides

Instructor: Carol Rutlen, CPA crutlen@rutlen.com 650-321-3999

Instructor: Carol Rutlen, CPA crutlen@rutlen.com 650-321-3999. Agenda for Class 10. Review final Equity compensation Understanding different types of equity comp International tax ramifications Other issues (e.g., securities law, labor law, currency issues, etc.)

331 views • 16 slides

The Legal System in South Carolina and Becoming a Lawyer

305 views • 16 slides

Management Arrangements in Private Equity Transactions

467 views • 9 slides

Merchant Law Firm PLLC

Merchant Law Firm PLLC is well established

247 views • 8 slides

I. Disclosure

I. Disclosure. A. Healthy capital markets based on disclosure of financial information B. Securities regulation 1. definition of security 2. ethical issues C. Federal law D. Securities are traded by exchanges E. Blue sky laws. II. History of Securities Law. A. 1929 crash

175 views • 8 slides

Matt Kelly Editor & Publisher Compliance Week

129 views • 3 slides

Security Litigation at its Best

The main difference between securities litigation and government litigation is that the regulation of consumer goods attempts to protect consumers from dangerous articles, misleading advertisements or illegal practising purposes. Securities laws, on the other hand attempt to ensure that investors have an informed, accurate idea of the type of interest they are purchasing and its value.

166 views • 2 slides

Evolution of the Indian Securities Markets David Winkler University of Iowa Center for International Finance and Devel

384 views • 1 slides

Tips to Keep in Mind When Choosing the Right Securities Lawyer

If you are looking for a securities lawyer in Houston or elsewhere then you are advised to reach out to the members of the Local Chamber of Commerce and other local organizations.

21 views • 1 slides

Tips to Keep in Mind When Choosing the Right Securities Lawyer

If you are looking for a securities lawyer in Houston or elsewhere then you are advised to reach out to the members of the Local Chamber of Commerce and other local organizations.

19 views • 1 slides

Q2 2013 FINANCIAL RESULTS August 13, 2013

Q2 2013 FINANCIAL RESULTS August 13, 2013. Forward-Looking and Cautionary Statements.

76 views • 0 slides