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Should Coded Modulation Use Nyquist Pulses? John B Anderson High Speed Wireless Center and Electrical & Information Technology Dept. Lund University, Sweden. Outline. Faster than Nyquist signaling Capacity of signals with a PSD Linear modulation with orthogonal pulses Extend to FTN signaling

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  1. Should Coded Modulation Use Nyquist Pulses?John B AndersonHigh Speed Wireless Center andElectrical & Information Technology Dept.Lund University, Sweden

  2. Outline • Faster than Nyquist signaling • Capacity of signals with a PSD • Linear modulation with orthogonal pulses • Extend to FTN signaling • Dmin, capacities and performance of FTN The outcome: Coded linear modulation based on nonorthogonal pulses has superior information rates

  3. P/2W -W W 0 Shannon’s Square PSD Capacity bits/s • Consideration of Shannon’s argument shows: • As W grows, P/W is fixed if Es and Eb are fixed (NB: Es=P/2W) . • So log[1+P/WNo] data bits/s are carried in each +Hz of the square PSD . • This is a flow of bits, per Hz-s. • For fixed P/No, flow is maximized by the square PSD. • But the square PSD stems from sinc pulses.

  4. Capacity at Different Energies & Bandwidths per Data Bit Physical channel has bandwidth W, power P and Es = P/2W

  5. What is a Faster than Nyquist Signal?

  6. Faster-than-Nyquist Signaling (Mazo, 1975) • Baseband signals of form • Reduce symbol time to τT≤ T • Euclid. min. distance preserved for • Asymptotic error performance thus unaffected • Allows higher data bits/Hz • More bandwidth efficiency at same energy • The new form:

  7. FTN Example Send 1 -1 1 – 1- 1

  8. Information Rates for Un-Square PSDs Now suppose the signals have a PSD that is not square.

  9. 0.5 0 -1 1 AWGN Information Rate for a PSD PSD = , power P Generalization of Low power example: Low bit density coding Fix W at 1 Hz Square PSD, C=1 b/Hz-s 30% rtRC, C=1.03 b/Hz-s

  10. 500 0 -1 1 Increase the Power ...but not the bandwidth. So, more bits/Hz-s. High bit density coding Square PSD, C=9.97 b/Hz-s 30% rtRC, C=11.81 b/Hz-s In the limit P → ∞, C for 30% rtRC C for square PSD _____________ → 1.3 (i.e., 1 + excess bandwidth factor)

  11. * A 0 Why Does This Happen? Reason 1: C is linear in W, but log in P Reason 2: Moving PSD parts by Nyquist’s reflection principle* can only increase C * *A pulse is T-orthogonal if its PSD is antisymmetrical about (A/2, 1/2T) The effect grows stronger with bit density (noticeable > 3 bits/Hz-s)

  12. More about Bit Densities ... • Binary antipodal signaling: 1 data bit / (T s)(1/2T Hz) = 2 bits/Hz-s • QPSK:2 bits / (T s)(1/T Hz) = 2 bits/Hz-s • Convolutional R=1/2 coding + above: 1 bit/Hz-s • DTV, 64QAM + R=1/2 coding: (1/2) 6 / (T s)(1/T Hz) = 3 bits/Hz-s

  13. Capacity and FTN with Linear Modulation

  14. Coded Orthogonal Pulse Linear Modulation • Most modulations/coded modulations are this, with h T-orthogonal • Average PSD of s(t) is , even if h(t) not T-orthogonal • Form codes as subsets of these signals, having same PSD • Capacity for s(t) signal set is same for any orthogonal h(t). So it must be the square PSD C. • But !!

  15. What Does Sq PSD C < RC PSD C Mean for Linear Modulation? • Orthogonal h(t) cannot achieve C for PSD shape unless sinc h • Can Faster than Nyquist linear modulation ? ? • Let’s try an FTN h(t) ! • Same h(t), coming faster - h(t) not orthogonal - Higher bits/Hz-s, by - Same average PSD

  16. Dmin and Capacity in FTN Signaling • Fact: Consider set of s(t) signals made from For sinc pulse, (25% more bits/Hz-s, same PSD, Pe) For rtRC pulse, (42% more) • Theorem: FTN codewords can achieve the PSD capacity (Ph.D. Thesis, F. Rusek, 2007; Rusek & Anderson, IT Trans., Feb. 2009) For 30% rtRC, need • In fact, codes based on binaryFTN can have higher rate than any code based on orthogonal pulses.

  17. FTN Constrained Capacities Under bounds to capacity for binary-data FTN based on 30% rtRC pulse (red). Nyquist C (green) has no input constraint. Top C is capacity for PSD (blue). ( Rusek & Anderson, Trans. IT, Feb. 09)

  18. Shannon BER Bound and 2 Systems at 3 Bits/Hz-s FTN: A. Prlja, 2008 TCM: W. Zhang, 1995

  19. What about Sinc Pulses? • No gain in C available if h(t) is a sinc ! (but sinc FTN linear modulation is better than sinc without FTN) • But is coding based on sinc of practical interest? • Can show: For finite frames, sinc is not an optimal use of time and bandwidth (does not give the best time - frequency occupancy)

  20. Conclusions • Signal capacity must be computed from true PSD at high bit density • Extra information rate available with non-sinc pulses • It exceeds that available with any use of orthogonal pulses • FTN linear modulation can achieve this capacity

  21. Tack!

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