Upcoming Title 20 Lighting Standards Coming into Effect

1. Upcoming Title 20 Lighting Standards Coming into Effect Presented by Nicholas Timothy Efficiency Division Appliances and Outreach & Education Office December 21, 2017

2. Upcoming Title 20 Lighting Standards Coming into Effect Our webinar will begin at the top of the hour. This slide deck will be posted on our webpage after the presentation at www.energy.ca.gov/appliances/forms/index.html#webdocs.

3. Participation GuidelinesTo ensure a successful webinar for all • Please use the chat feature to ask questions or make comments. • Please mute your phone. • Please do not place your phone on HOLD. • Please hold questions until the end of the Webinar Contact us for further information at appliances@energy.ca.gov

4. Agenda • Standards for State-Regulated LED Lamps • Standards for Small-Diameter Directional Lamps • Standards for General Service Lamps • Resources • Questions & Answers

5. Goals of this Webinar • Help manufacturers, retailers, contractors, and installers understand the appliance efficiency regulations for covered lighting • Highlight effective dates of rules • Explain testing and certification requirements • Point you to resources • Answer your questions

6. Overview • Three different standards for three types of lamps: • State-regulated LED lamps • Small-diameter directional lamps (all technologies) • General service lamps (all technologies)

7. State Regulated LED Lamps

8. Effective Dates for the Title 20 Lighting Standards for LEDs Tier 1: January 1, 2018 – June 30, 2019 Tier 2: July 1, 2019

9. Scope • Lamps that: • Have an ANSI E12, E17, E26 or GU-24 base • Are not capable of brightness greater than 2600 lumens • Are capable of producing white light with a CCT between 2200K and 7000K; and • Have a Duv ±0.012 (chromaticity as defined in ANSI C78.377) • Also includes LED retrofit kits (products designed to retrofit existing recessed can housings) with one of the preceding base types

10. Scope Examples of lamps in the scope

11. Efficacy Standards for LEDs

12. Photometric Performance Requirements Color rendering Minimum average CRI (Ra) is 82 Minimum individual color score for R1 through R8 is 72

13. Photometric Performance Requirements Minimum light distribution • ANSI standard lamp shape of B, BA, C, CA, F, or G:decorative light distribution requirements of ENERGY STAR's Product Specification for Lamps Version 1.1 (August 2014) apply • A-shape lamps: omnidirectional light distribution requirements of ENERGY STAR’s Product Specification for Lamps Version 2.0 (December 2015) apply • No light distribution requirements for directional lamps

14. Photometric Performance Requirements Correlated color temperature (CCT) The chromaticity and color consistency requirements are in Table 1 of Annex B of ANSI C78.377-2015, approximately equivalent to a 4-step MacAdam ellipse. Source: ENERGY STAR March 2016 Webinar

15. Rated Lifetime Requirements • Minimum rated life is 10,000 hours based on the lumen maintenance and time to failure test procedures • Minimum power factor is 0.7 • Maximum standby power for connected lamps is 0.2 watt on and after July 1, 2019

16. Controls Requirements Lamps are not required to be dimmable, however lamps that claim to be dimmable shall: • Dim down to 10 percent light output. • Have reduced flicker operation.* • Not produce noise in excess of 24 A-weighted decibels at 100 percent and 20 percent outputs. • If the product cannot be reduced flicker operation using a standard phase-cut dimmer, then package must say, “dimmable with LED dimmer,” and the instructions must describe or link to a description of the compatible dimmers. *The lamp has less than 30 percent amplitude modulationat frequencies less than 200Hzat 100% and 20% light output for dimmable lamps.

17. Test Procedures (Required) 10 C.F.R 430.23(ee) and Appendix BB to Subpart B of Part 430 for: • Input power • Lumen output • Lumens per watt • Correlated color temperature • Duv • Color rendering index (including R1 – R8) • Power factor • Lumen maintenance • Time to failure • Lamp standby power

18. Test Procedures Manufacturers may report estimated values for the minimum rated life based on the tests for lumen maintenance and time to failure until testing is complete. Manufacturers must complete the rated life testing and update MAEDBS with those values using the new federal test procedure once testing is completed.

19. Test Procedures (Optional*) • Flicker: Title 24, Part 6, Joint Appendix 10 (2015), at 100% and 20% output. • Minimum dimming level: Title 24, part 6, Joint Appendix 8 (2015) • Audible Noise: ENERGY STAR Recommended Practice – Noise (2013) *Only required for lamps claiming to be “dimmable” or equivalent to an incandescent.

20. Marking Requirements • Can be found in Title 20 Section 1607(b): • Manufacturer's name or brand name or trademark • model number; and • date of manufacture, indicating (i) year and (ii) month or smaller (e.g. week) increment. If the date is in a code that is not readily understandable to the layperson, the manufacturer shall immediately, on request, provide the code to the Energy Commission • For lamps, the information required by Section 1607(b) shall be permanently, legibly, and conspicuously displayed on an accessible place on each unit, on the unit's packaging, or, where the unit is contained in a group of several units in a single package, on the packaging of the group.

21. Marking Requirements for State-Regulated LEDs In addition to manufacturer name, brand name, or trademark; model number; and date of manufacture, state-regulated LED lamps have certain requirements if manufacturers make claims about their products being dimmable, equivalent to incandescent, or of a certain wattage. Please see section 1607(d)(13) for these requirements. https://govt.westlaw.com/calregs/Document/ICC02EEC754ED4F8C93ED70756BAC24FD?viewType=FullText&originationContext=documenttoc&transitionType=CategoryPageItem&contextData=(sc.Default)&bhcp=1

22. Certification • State-regulated LED lamps must certify lamp models to the Modernized Appliance Efficiency Database System (MAEDBS) • Instructions and templates are available online at: http://www.energy.ca.gov/appliances/database/forms_instructions_cert/Lighting_Products/ • If you have any questions or issues with certifying, please contact our hotline at: appliances@energy.ca.gov

23. SDDL Standards(Small Diameter Directional Lamps)

24. SDDL Scope • Covers all light source technologies • Directional lamps that: • Capable of operating at 12V, 24V, or 120V • Has an ANSI compliant pin base or E26 base • Is non-tubular with diameter less than or equal to 2.25 inches • Has a lumen output less than 850 lumens, or wattage of 75 W or less; AND • Has a rated life greater than 300 hours • SDDLs that meet the “state-regulated LED lamp” definition are regulated as state-regulated LED lamps, not SDDLs.

25. Effective Date For SDDLs(Small Diameter Directional Lamps) • Manufacturers can report estimated lifetime to the Commission pending completion of lifetime testing. • Standards apply to incandescent, halogen, compact fluorescent, and LED versions of these lamps

26. Test Method • 10 C.F.R. section 430.23(ee) (Appendix BB to subpart B of part 430)

27. Marking Requirements • Can be found in Title 20 Section 1607(b): • Manufacturer's name or brand name or trademark • model number; and • date of manufacture, indicating (i) year and (ii) month or smaller (e.g. week) increment. If the date is in a code that is not readily understandable to the layperson, the manufacturer shall immediately, on request, provide the code to the Energy Commission • For lamps, the information required by Section 1607(b) shall be permanently, legibly, and conspicuously displayed on an accessible place on each unit, on the unit's packaging, or, where the unit is contained in a group of several units in a single package, on the packaging of the group.

28. Certification • SDDLs must certify lamp models to the Modernized Appliance Efficiency Database System (MAEDBS) • Instructions and templates are available online at: http://www.energy.ca.gov/appliances/database/forms_instructions_cert/Lighting_Products/ • If you have any questions or issues with certifying, please contact our hotline at: appliances@energy.ca.gov

29. General Service Lamps

30. General Service Lamps Scope • Includes medium screw base, Omni-directional, general service incandescent, compact fluorescent, and LED lamps. • Does not include linear fluorescent lamps or incandescent reflector lamps

31. Effective Dates for General Service Lamps

32. Test Method • The test method for general service incandescent lamps is 10 C.F.R. section 430.23(r) (Appendix R to Subpart B of part 430). • The test method for medium base compact fluorescent lamps is 10 C.F.R. section 430.23(y) (Appendix W to Subpart B of part 430). • The test method for general service LED lamps is shown in Slides 17-19.

33. Marking Requirements • Can be found in Title 20 Section 1607(b): • Manufacturer's name or brand name or trademark • model number; and • date of manufacture, indicating (i) year and (ii) month or smaller (e.g. week) increment. If the date is in a code that is not readily understandable to the layperson, the manufacturer shall immediately, on request, provide the code to the Energy Commission • For lamps, the information required by Section 1607(b) shall be permanently, legibly, and conspicuously displayed on an accessible place on each unit, on the unit's packaging, or, where the unit is contained in a group of several units in a single package, on the packaging of the group.

34. Resources Title 20 Compliance Assistance Hotline Toll free inside California (888) 838-1467 From outside of California (916) 651-7100 appliances@energy.ca.gov Title 20 Compliance Assistance listserv http://www.energy.ca.gov/efficiency/listservers.html Webinardocuments / How to certify to MAEDBS http://www.energy.ca.gov/appliances/forms/index.html#webdocs

35. Resources FAQs for State Regulated Lamps http://www.energy.ca.gov/appliances/documents/state-regulated_lamps_FAQ.html Information from CLTC (California Lighting Technology Center) https://cltc.ucdavis.edu/ Information From Energy Code Ace http://energycodeace.com/content/resources-ace/file_type=fact-sheet

36. Questions & Answers