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Case-control study. Introduction for case-control study. Patients with a disease (case) are compared with controls who do not have the disease. 以‘有病’及‘無病’做為主要分組 估計‘暴露因子 (exposure)’ 或‘ suspected factors’ 的相對危險性 (relative risk) 。 優點: cheaper than cohort study

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introduction for case control study
Introduction for case-control study
  • Patients with a disease (case) are compared with controls who do not have the disease.
    • 以‘有病’及‘無病’做為主要分組
    • 估計‘暴露因子(exposure)’或‘suspected factors’的相對危險性 (relative risk)。
  • 優點:cheaper than cohort study
  • 限制:difficult in the choice of appropriate controls
an efficient method of retrospective sampling within a cohort study
An efficient method of retrospective sampling within a cohort study.
  • By definition, exposure (dietary intakes) must be established retrospectively, and this poses problems in nutritional studies, especially when a disease has a long pre-clinical phase and the effects of diet only manifest after a corresponding latent interval.
  • Controls should be similar to case subjects in all ways other than their exposure to the risk factors under investigation.
study population and selection of case
Study population and selection of case
  • Formulating the research questions.
  • Then select the best population to address the questions.
    • The study population must be large enough and have a high enough incidence of disease
    • To provide a sufficient numbers of case over the course of the investigation.
    • In practice, the choice of a study population is often constrained by operational requirements.
    • e.q. The investigator may only have resources to conduct the study in the area where he/she normally works.
research questions of interest
Research questions of interest

4.

  • Occasionally the study population is the starting point of an investigation, and the choice of risk factors for examination is decided secondarily.
  • The trigger to such an investigation might be an unexplained focus of disease.
    • E.g.: The observation of high rate of stomach cancer in South Louisiana prompted a case-control study to look for a possible dietary explanation.
case ascertainment and selection
Case ascertainment and selection
  • To ensure that cases were ascertained by uniform criteria.
  • Another consideration in the selection cases is the specificity of the diagnosis.
  • E.g. 研究vitamin E 與肺癌的關係
    • 肺癌有幾種subtypes
    • 選其中一種 subtype 做研究,較能得到顯著的結果
    • Vitamin E 只對患有squamous carcinoma 有保護效
  • E.g. Chilli pepper
    • Being stronger related to intestinal-type gastric cancer than diffuse-type gastric cancer.
ascertainment of exposure factors
Ascertainment of exposure factors
  • Exposure factors must be measured
    • risk factors of interest (dietary or nutritional)
      • 可選擇與特定營養素含量豐富的食物為 exposure factors
      • E.g.:研究鈣質攝取量與大腿骨折發生率的關係:選擇富含鈣質的食物做研究 ---- milk, cheese, cake, biscuits, puddings
    • Confounding factors
      • Associated with both causal agent and resulting event
      • E.g. 研究 dietary factors and lung cancer confounding factors:smoking habits, air pollution.
factors affecting exposure assessment

3.

Factors affecting exposure assessment
  • If the disease has a long pre-clinical phase, the relevant exposure may have occurred many years before diagnosis, and in nutrition studies this can pose particular difficulty
    • E.g. liver cancer and unfresh peanut consumption.
  • Exposure recall may be affected by the disease status
    • Changing dietary pattern due to pre-clinical disease
    • Recall bias
      • e.q. 對於腎結石患者 --- 較無法真正得知其發病前真正的飲水量,所以較不易探討「發病前的飲水量」和「腎結石」之關係
  • 解決方式
    • 以pre-clinical phase的病人為病例
    • 以 Blinding 的方式做資料的取得
bias encountered in the case control study
Bias encountered in the case-control study
  • 常見case-control study 的偏差
    • Selection bias: sampling the case and control groups
      • 解決方式:
        • 訂出一套標準的 inclusion and exclusion criteria
        • e.q. 選取 case and control groups 時,除了疾病條件不同外,其他條件儘量相同
    • Information bias: observation bias and recall bias
    • Confounding factors
selection of controls
Selection of controls
  • The aim
    • From controls, one should get reliable estimate of exposure to risk factors and confounders among members of defined or theoretical study population who are at risk of becoming cases during the period of study.
  • The objects leads to two requirements:
    • The exposure of controls should be representative of that in members of study population who are at risk of become cases.
    • The exposure of controls should be ascertainable with the same accuracy as for cases.
slide11
病例組及對照組人數或資料特性分布可能不同時病例組及對照組人數或資料特性分布可能不同時
  • 解決方式
    • 事前
      • 限制 Restriction
      • 配對 Matching
    • 事後
      • 分層 Stratification
      • 標準化 Standardization
      • 校正 adjustment
control subjects selected from the general population
Control subjects selected from the general population
  • Usually there is no perfect control group, and the choice of controls must be a compromise.
  • Three general rules are worth bearing mind:
    • Controls should always come from the study population (or from the same catchment area)
    • Where possible, the method used to ascertain exposure should be similar for cases and controls.
    • If information is to be obtained at interview or by physical examination, this should, where possible, be carried out blind to the case/control status of the subjects.
controls from hospital
Controls from hospital
  • 若從醫院選擇某一疾病為 cases
  • 則一般 controls 會選擇醫院其他疾病的患者。
    • 優點:方便取得 controls
    • 需注意事項:
      • 實驗組的疾病是否會和對照組中的疾病分享共致因
      • 例如,研究造成動脈硬化的飲食危險因子,若對照組選擇糖尿病的病人是不適合的,因為動脈硬化和糖尿病share許多共同因子。
matching
Matching
  • Matching is used in case-control studies
    • To permit allowance for confounders
      • which are complex or difficult to define.
      • statistically more efficient: efficient analysis requires that there be a similar ratio of cases to controls at each level of exposure to the confounding variable.
    • To reduce biases in the ascertainment of exposure.
  • Unlike in a cohort study, matching in a case-control study does not in itself eliminate the effects of a confounders.
nested case control studies
Nested case-control studies
  • 結合Cohort 及case-control study 的研究法
  • The case-control approach
    • An efficient sampling within a theoretical cohort study
    • It can be ‘nested’ within real cohort studies.
  • 例如:
    • 研究colon cancer 與vitamin D 關係
    • 受試者若前數十年曾抽血
    • 此血液保存於良好的條件下
    • 直接挑選目前有colon cancer患者
    • 並挑選出相當人數的controls
    • 再從血庫中挑出這些人的血樣本做 vitamin D 的分析
    • 以探索colon cancer 與vitamin D 關係
  • 優點:經濟、資料易得
slide16

Study size and statistical power

Sample size : 參考 page 82

Case : control ratio 約1:1 – 1:4

analysis and interpretation
Analysis and interpretation
  • The main measure of association commonly derived from case-control studies is the odds ratio (OR).
  • The OR approximates closely to the relative risk.
slide18

Unmatched analysis

OR = ad / bc ; 95% CI = OR

slide19

Matched analysis

OR = s / t ; 95% CI = OR

slide20

Interpreting an association as causal relationship

Assessment of whether of an observes association is likely to be directly causal and not the result of unrecognized confounding depends upon several consideration: