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Lecture-2 Optical Microscopy. Introduction Lens formula, Image formation and Magnification Resolution and lens defects Basic components and their functions Common modes of analysis Specialized Microscopy Techniques Typical examples of applications. Basic components and their functions.

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Lecture 2 optical microscopy
Lecture-2 Optical Microscopy

  • Introduction

  • Lens formula, Image formation and Magnification

  • Resolution and lens defects

  • Basic components and their functions

  • Common modes of analysis

  • Specialized Microscopy Techniques

  • Typical examples of applications

Basic components and their functions
Basic components and their functions

http://www.youtube.com/watch?v=PMIU1fkIPQs Microscope Review (simple, clear)

http://www.youtube.com/watch?annotation_id=annotation_100990&feature=iv&src_vid=L6d3zD2LtSI&v=ntPjuUMdXbg (I) Parts and Function of a Microscope (details)

http://www.youtube.com/watch?v=VQtMHj3vaLg (II)

http://www.youtube.com/watch?v=X-w98KA8UqU&feature=related How to use a microscope


Basic components and their functions1
Basic components and their functions

(1) Eyepiece (ocular lens)

(2) Revolving nose piece (to hold multiple objective lenses)

(3) Objective lenses

(4) And (5) Focus knobs

(4) Coarse adjustment

(5) Fine adjustment

(6) Stage (to hold the specimen)

(7) Light source (lamp)

(8) Condenser lens and diaphragm

(9) Mechanical stage (move the specimen on two horizontal axes for positioning the specimen)

Functions of the major parts of a optical microscope
Functions of the Major Parts of a Optical Microscope

  • Lamp and Condenser: project a parallel beam of light onto the sample for illumination

  • Sample stage with X-Y movement: sample is placed on the stage and different part of the sample can be viewed due to the X-Y movement capability

  • Focusing knobs: since the distance between objective and eyepiece is fixed, focusing is achieved by moving the sample relative to the objective lens


Light from the microscope light source

Condenser gathers light and concentrates it into a cone of light that illuminates the specimen with uniform intensity over the entire viewfield



Specimen stage
Specimen Stage


Functions of the major parts of a optical microscope1
Functions of the Major Parts of a Optical Microscope

  • Objective: does the main part of magnification and resolves the fine details on the samples (mo ~ 10 – 100)

  • Eyepiece: forms a further magnified virtual image which can be observed directly with eyes (me ~ 10)

  • Beam splitter and camera: allow a permanent record of the real image from the objective be made on film (for modern research microscope)

Olympus bx51 research microscope cutaway diagram


Olympus BX51Research Microscope Cutaway Diagram



Objective lens
Objective Lens

dmin = 0.61l/NA

Anatomy of an objective

Objective specifications



Objectives are the most important components of a

light microscope: image formation, magnification, the

quality of imagesand the resolutionof the microscope




Eyepiece lens
Eyepiece Lens



Eyepieces (Oculars) work in combination with microscope

objectives to further magnify the intermediate image

Common modes of analysis
Common Modes of Analysis

Depending on the nature of samples, different illumination methods must be used

  • Transmitted OM - transparent specimens

    thin section of rocks, minerals and single crystals

  • Reflected OM - opaque specimens

    most metals, ceramics, semiconductors

    Specialized Microscopy Techniques

  • Polarized LM - specimens with anisotropic optical


    Characteristics of materials can be determined

    morphology (shape and size), phase distribution (amorphous or crystalline), transparency or opacity, color, refractive indices, dispersion of refractive indices, crystal system, birefringence, degree of crystallinity, polymorphism and etc.

Anatomy of a modern om
Anatomy of a modern OM


Illumination System






Illumination System


Polarized light microscopy

Polarized light microscope is designed to observe specimens that are visible primarily due to their optically anisotropic character (birefringent). The microscope must be equipped with both a polarizer, positioned in the light path somewhere before the specimen, and an analyzer (a second polarizer), placed in the optical pathway between the objective rear aperture and the observation tubes or camera port.

Polarized Light Microscopy

birefringent - doubly refracting

Polarization of light
Polarization of Light

When the electric field vectors of light are restricted to a single plane by filtration, then the the light is said to be polarized with respect to the direction of propagation and all waves vibrate in the same plane.

http://www.youtube.com/watch?v=lZ-_i82s16E&feature=endscreen&NR=1 ~3:30min



Birefringence is optical property of a material having a refractive index that depends on the polarization and propagation direction of light.




Double Refraction (Birefringence)







Crystals are classified as being either isotropic or anisotropic depending upon their optical behavior and whether or not their crystallographic axes are equivalent. All isotropic crystals have equivalent axes that interact with light in a similar manner, regardless of the crystal orientation with respect to incident light waves. Light entering an isotropic crystal is refracted at a constant angle and passes through the crystal at a single velocity without being polarized by interaction with the electronic components of the crystalline lattice.




Anisotropic crystals have crystallographically distinct axes and interact with light in a manner that is dependent upon the orientation of the crystalline lattice with respect to the incident light. When light enters the optical axis(c) of anisotropic crystals, it acts in a manner similar to interaction with isotropic crystals and passes through at a single velocity. However, when light enters a non-equivalent axis (a), it is refracted into two rays each polarized with the vibration directions oriented at right angles to one another, and traveling at different velocities. This phenomenon is termed "double" or "bi"refraction and is seen to a greater or lesser degree in all anisotropic crystals.


Olympus bx51 research microscope cutaway diagram1


Olympus BX51Research Microscope Cutaway Diagram




Specialized om techniques
Specialized OM Techniques

  • Enhancement of Contrast

    Darkfield Microscopy

    Phase contrast microscopy

    Differential interference contrast microscopy

    Fluorescence microscopy-medical & organic materials

  • Scanning confocal optical microscopy (relatively new)

    Three-Dimensional Optical Microscopy

    inspect and measure submicrometer features in semiconductors and other materials

  • Hot- and cold-stage microscopy

    melting, freezing points and eutectics, polymorphs, twin and domain dynamics, phase transformations

  • In situ microscopy

    E-field, stress, etc.

  • Special environmental stages-vacuum or gases


Contrast is defined as the difference in light intensity between the specimen and the adjacent background relative to the overall background intensity.

Image contrast, C is defined by

Sspecimen-Sbackgroud S

C = =

Sspecimen SA

Sspecimenand Sbackgroud are intensities measured from specimen and backgroud, e.g., A and B, in the scanned area.

Cminimum~ 2% for human eye to distinguish differences between the specimen (image) and its background.

Formation of Contrast

Contrast produced in the specimen by the absorption of light (directly related to the chemical composition of the absorber) and the predominant source of contrast in the ordinary optical microscope, brightness, reflectance, birefringence, light scattering, diffraction, fluorescence, or color variations have been the classical means of imaging specimens in brightfield microscopy.

Enhancement of contrast by darkfield microscopy

Darkfield microscopy is a specialized illumination technique that capitalizes on oblique illumination to enhance contrast in specimens that are not imaged well under normal brightfield illumination conditions.


Angle of illumination
Angle of Illumination

  • Bright filed illumination – The normal method of illumination, light comes from above (for reflected OM)

  • Oblique illumination – light is not projected along the optical axis of the objective lens; better contrast for detail features

  • Dark field illumination – The light is projected onto specimen surface through a special mirror block and attachment in the objective – the most effective way to improve contrast.

Light stop








Transmitted dark field illumination
Transmitted Dark Field Illumination

Oblique rays







Contrast enhancement
Contrast Enhancement

OM images of the green alga Micrasterias

Phase contrast microscopy
Phase Contrast Microscopy

Phase contrast microscopy is a contrast-enhancing optical technique that can be utilized to produce high-contrast images of transparent specimens, such as living cells, thin tissue slices, lithographic patterns, fibers, latex dispersions, glass fragments, and subcellular particles (including nuclei and other organelles).


Crystals growth by differential interference contrast microscopy
Crystals Growthby Differential Interference contrast microscopy

Growth spiral on cadmium iodide crystals growing

From water solution (1025x).


Fluorescence microscopy - medical & organic materials


Scanning confocal optical microscopy
Scanning Confocal Optical Microscopy

Three-Dimensional Optical Microscopy

Critical dimension measurements

in semiconductor metrology


Cross-sectional image with line scan at PR/Si interface of a sample containing 0.6m-wide lines and 1.0m-thick photoresist on silicon.

The bottom width, w, determining the area of the circuit that is protected from further processing, can be measured accurately by using SCOP.

Measurement of the patterned photoresist is important because it allows the process engineer to simultaneously monitor for defects, misalignment, or other artifacts that may affect the manufacturing line.



Grain size examination


Grain Size Examination

Thermal Etching





A grain boundary intersecting a polished surface is not in equilibrium (a). At elevated temperatures (b), surface diffusion forms a grain-boundary groove in order to balance the surface tension forces.

Grain size examination1
Grain Size Examination

Objective Lens


Grain growth reflected om
Grain Growth - Reflected OM



Polycrystalline CaF2 illustrating normal grain

growth. Better grain size distribution.

Large grains in polycrystalline

spinel (MgAl2O4) growing by

secondary recrystallization

from a fine-grained matrix

Liquid phase sintering reflective om
Liquid Phase Sintering – Reflective OM




Microstructure of MgO-2% kaolin body resulting

from reactive-liquid phase sintering.

Image of magnetic domains
Image of Magnetic Domains

Magnetic domains and walls on a (110)-oriented garnet crystal (Transmitted LM with oblique illumination). The domains structure is illustrated in (b).

Polarized optical microscopy pom
Polarized Optical Microscopy (POM)

Reflected POM Transmitted POM

  • Surface features of a microprocessor integrated circuit

  • Apollo 14 Moon rock


Phase identification by reflected polarized optical microscopy
Phase Identification by Reflected Polarized Optical Microscopy

YBa2Cu307-x superconductor material: (a) tetragonal phase and (b) orthorhombic phase with multiple twinning (arrowed) (100 x).

Hot stage pom of phase transformations in pb mg 1 3 nb 2 3 o 3 pbtio 3 crystals
Hot-stage POM of Phase Transformations in Pb(Mg Microscopy1/3Nb2/3)O3-PbTiO3 Crystals

(a) and (b) at 20oC, strongly birefringent domains with extinction directions along <100>cubic, indicating a tetragonal symmetry; (c) at 240oC, phase transition from the tetragonal into cubic phase with increasing isotropic areas at the expense of vanishing strip domains.



E field induced phase transition in pb zn 1 3 nb 2 3 o 3 pbtio 3 crystals
E-field Induced Phase Transition in MicroscopyPb(Zn1/3Nb2/3)O3-PbTiO3 Crystals




Single domain

Schematic diagram for

in situ domain observa-


Domain structures of PZN-PT

crystals as a function of E-field;

  • E=20kV/cm, (b) e=23.5kV/cm

    (c) E=27kV/cm

    Rhombohedral at E=0 and

    Tetragonal was induced at E>20kV/cm

Review optical microscopy
Review - MicroscopyOptical Microscopy

  • Use visible light as illumination source

  • Has a resolution of ~o.2m

  • Range of samples characterized - almost unlimited for solids and liquid crystals

  • Usually nondestructive; sample preparation may involve material removal

  • Main use – direct visual observation; preliminary observation for final charac-terization with applications in geology, medicine, materials research and engineering, industries, and etc.

  • Cost - $15,000-$390,000 or more

Characteristics of materials can be determined by om
Characteristics of Materials MicroscopyCan be determined By OM:

Morphology (shape and size), phase distribution (amorphous or crystalline), transparency or opacity, color, refractive indices, dispersion of refractive indices, crystal system, birefringence, degree of crystallinity, polymorphism and etc.

Limits of optical microscopy
Limits of Optical Microscopy Microscopy

  • Small depth of field <15.5mm

    Rough surface

  • Low resolution ~0.2mm

  • Shape of specimen

    Thin section or polished surface

Cover glass


Glass slide



  • Lack of compositional and crystallographic information

Optical microscopy vs scanning electron microscopy
Optical Microscopy vs Scanning Electron Microscopy Microscopy





Small depth of field

Low resolution

Large depth of field

High resolution