Language and art: From paleolithic art to writingFour lectures 12th Early Fall School of Semiotics “Semiotics of Genre” September 10-20, 2006 Sozopol (Bulgaria) Wolfgang Wildgen, Bremen (Germany)
First lecture The cognitive presuppositions of art and writing 1.1 Periods of hominid evolution leading to art and language 1.2 The evolution of the neo-cortex as predisposition for art and language 1.3From animal motion to animal sign behavior 1.4 Instrumentality in higher mammals and man
Possible evolutionary steps leading to cave art Cave art H. sapiens, language Homo erectus, stone tools Australopithecus, upright Primates like gorillas, orang-utans and chimpanzees 10 million y. 7 million y. 2 million y. 400.000 y. 40.000
Evolution of the brain HSS Calculated brain size (in g) in relation to the evolutionary time scale in millions of years. AF=Australopethecus Africanus, AB= Australopethecus Boisei, HH= Homo habilis, HE= Homo erectus, HSP=Homo sapiens praeneanderthaliensis, HSN= Homo sapiens neanderthaliensis, HSS= Homo sapiens sapiens
Changes in the geometry of the crane Comparison of the cavities used for articulation: a newborn child (adapted size), b: Chimpanzee, c: Neanderthal man (Chapelle- aux-Saints ), d: adult man
Maturation of the brain and overall growth of the body Curves of growth for humans and chimpanzees (the age scale of chimpanzees has ben adapted to the age scale of chimpanzees) (taken from Lenneberg) Vertical scales: Weight of the body /the brain Horizontal scales: relative age in years with relevant phases
Evolution of cerebral areas and blood flow while words are seen or heard Evolutionary comparison of the brains of : Rats, cats, apes and humans Measured energy transport in the visual and the acoustic mode of language
Instrumentality in higher mammals and man • The use of instruments and the goal-oriented adaptation (manufacturing) of tools can be observed in many orders of animals: ants (insects), birds, and mammals all use simple instruments. In some cases, this allows them to access difficult areas of their body (elephants) or to reach under surfaces. Chimpanzees shape twigs to facilitate “fishing” for termites in termite-hills. • The use of instruments may be inborn and even the evolution of limbs may be connected to instrumental functions, i.e., limbs are “shaped” evolutionarily to adapt for specific instrumental functions. Thus, primate and human hands take over functions originally located in the head (mouth) for attack, defense, preparation of food, for mastication, etc. • Our gestured language, facial expressions, art practices and vocal language presuppose a kind of “instrumental” evolution of the human (and hominid) hand and face.
The evolution of tool use • The development of tool-use and tool making implies learning, social imitation or even teaching. Tembrok (1977: 186 f) distinguishes six levels: • ad-hoc tool-using • purposeful tool-using • tool-modifying for immediate purpose • tool-modifying for future eventuality • ad-hoc-tool-making • cultural tool-making The last stage, “cultural tool-making”, can only be observed in primates and in man.
Human tool use in the Paleolithic Lithic technologies. Left: reconstruction of the technique; right: products of the Levallois technique
The Design of Lithic Instruments The industry had to consider the following factors: • Form and quality of a stone found (this includes a geographic knowledge of places, where they may be found). • Splitting of the stone and isolation of the kernel. • Separation of sharp blades from the kernel. • Use of instruments for choking stone on one side and use of stone instruments for the manufacturing of other instruments (bone and wood).
„Chopper“ of the Olduwai.-culture East-Africa
Handaxe in the early Paleolithic (above) Abbévillien- Biface (Le Stade) Le Champs de Mars (below) Middle Acheuléen (Saint Acheul) (cf. Weiner, 1972: 130) Abbévillien= 600.000-350.000, second glacial period; Acheuléen= 350.000-100.000; third glacial period
(left) Moustérien; until 40.000, fourth glacial period; Charente (middle), La Quina (right) , La Quina (all in the Mousterian period)
Blades from the Solutrean Blades from the Magdale-nean
Second lecture The beginning of graphical art and the first steps in its evolution • 2.1General lines of the evolution of art in the Paleolithic • The engravings on tools • Paleolithic sculptures • Paleolithic cave paintings • 2.2Moving forms in the classical cave-paintings (Chauvet, Lascaux and Altamira)
From tool-use to cave art Periods in ky = 1000y.
He beginning of graphical art • The beginning of graphical arts can be dated by the first appearance of concentrated color pigments in the context of hominid dwellings. Barham (2001) reports that in south central Africa pieces of iron hematite (often called ochre) and specularite were recovered from an archeological site near Twin Rivers, in Zambia. They had been brought to the site, processed and rubbed against surfaces. One can infer that these materials were used to color objects, bodies or surfaces. The use of such pigments establishes a continuity, which reaches from the archeological sites mentioned(i.e., from 270.000y. BP) to contemporary hunter-gathers in the Kalahari. The first engravings on stone were also found in Africa and can be dated to 70.000y. BP. One can conclude that archaic Homo sapiens used colors to paint (e.g., their bodies, objects, and/or large surfaces).
Rock-engravings and color use • Rock engravings and later plastic art in stone may be understood as the origin of representational art. • As this line also leads to the invention abstract (motivated by cultural memory) signs and finally to writing, the modern cultures of fine arts and literature have their origin in Paleolithic symbol techniques. • Color was originally used for body-painting, later in the context of funeral practices, and finally in the art of caves (after 40.000 BP)
Drawings on portable art Bone of a mammoth with ornaments from Mezin (Ucrainia) The engraved bone in the possession of a person and the engraving on it may be used as a prototype (or a model of imitation) which orients further perception of similar objects. It is also an object of value (it can be given, stolen, inherited or buried with the owner). Becoming an object of value marks the point of transition to ritual and magical objects.
Varieties of Venus-Figures in Western- and Eastern Europe. A: Willendorf; B: Lespuge; C: Grimaldi; D: Dolné-Vêstonice,; E,F und L: Kostienki; G: Khotylevo; H und J: Avdevo; I und K: Gargarino The dominance of female statuettes and female symbols (“vulvas”) was interpreted as the consequence of a more “gendered” society in the Upper Paleolithic. Eventually a more egalitarian society was replaced by a society with social differentiation and a divergence between female and male roles From: Sanchidrián, 2001: 12
Abstract representations of human bodies Males and females Russia
Paleolithic cave paintings • Cave paintings occur mainly in an area north and west of the Pyrenees: mainly in Périgord, Toulouse (France) and Cantabrica (Spain). Probably the area was a very early economic “Kulturbund” (network of civilizations) in Europe. The herds of reindeer (as in northern Finland today) defined the relevant ecological dynamics. They probably came to the plains in winter and returned to higher grounds in the Pyrenees, the Cantabrica Mountains or the Massif Central in France in summer. The populations of Cro-Magnon men followed the herds and thus met other populations in southern France and northern Spain. • Other forms of Paleolithic art show an extension of this cultural region to Switzerland, Italy, Southern Germany and Eastern Europe.
Magdalenean caves in Central and Eastern Europe. Maps from Sacchi, 2003:14f.
The syntax of cave paintings (narrative or hierarchical) • The field of depicted animals on the ceiling of the cave in Altamira (Northern Spain). • Main features: • Natural shape of a herd • Filling of a given surface with a quasi-regular structure order • Question: is the sequence a narrative one or is the order rather hierarchical?
Drawing techniques and body motion Monochrome drawing of a horse(Peña de Candamo)
Patterns of locomotion are not only relevant for the content of pictures but also for their production. Beltran et al (1998: 72) have shown that painters in the cave of Altamira stood with their left arm on the cave wall and traced along it to get a long curved line; i.e., they used their (left) arm and hand as a mold for lines. In a similar way the natural motion of the arm with fixed body was the basis for larger curved lines, e.g., the shoulder and back of a bison, i.e., the human limbs were used as instruments in a ritualized act of painting. The drawing of a bison can thus be decomposed into a series of natural motion patterns, which begin at the head and end at the hind legs (variants of this technique are common). • The surface can be further structured by lines which separate light and dark parts, or by areas with different color or texture and further details can be added. In this context it is worthwhile to note that certain body parts of animals receive special attention: the hair of a bison or its eye and nose (in Altamira), the heads of horses (e.g., a sequence of four heads with necks in cave Chauvet) and of lions (e.g., the sketched or elaborated heads and necks in cave
Polychrome pictures of moving animals in the Cave Chauvet (France) Battle between two rhinozeros The oldest cave with high-level painting yet known is the cave Chauvet in the valley of the Ardèche (confluent of the Rhône north of Orange). Different periods of visitation are dated between 31 and 23.000y. and thus belong to the Aurignacian. Picture taken from: Chauvet (1997: 64 f.).
A group of chasing lions; Cave Chauvet. Picture taken from: Chauvet (1997: 64 f.).
A bison which turns ist head in attack; Taken from Chauvet, 1997
Details of horses Taken from Chauvet, 1997
The cultural achievement of Paleolithic art presupposes a rather general grid of meanings on the level of values in a probably multilingual society of hunters. It would be exceptional if the existence of a large-scale system of values for exchange had not produced a collective system of meanings. • The diversity of conventional signs (cf. Leroi-Gourhan, 1992: 137-140) shows a range of distribution corresponding in size to actual dialect-areas and suggests that the populations living in the Franco-Cantabric area had many different subcultures. • Nevertheless these “dialects” formed an assembly on the level of basic semantics and pragmatics used in cultural contacts, rituals, in the oral tradition of myths and the practice of rituals. • They formed probably one of the largest preliterate symbolic civilizations before the introduction of writing.
Third lecture The evolution of art in the Mesolithic 3.1From iconic schemata to abstract signs 3.2The representation of humans in a social context 3.3The disappearance of the Sahara civilizations
Paleolithic paintings contain many signs, which cannot be interpreted as pictures or figures. The transition between iconic signs and abstract signs (symbols) occurs first with very frequent contents. Two human body-parts appear regularly in the paintings and engravings: • The human hand. • The female vulva. • In the case of the hand the most concrete picture is created either by pressing the (left) hand on the wall and painting the contours (or by spraying chewed color with the mouth) or by painting the hand with color and pressing it against the wall. The picture is really the trace of the hand (it indicates the act of touching the wall with the hand). Other tokens abstract the shape of the human hand to a line (a band) with three, four, five branches
First signs of abstraction Styled Represen-tations of hands Cave Santian (Spain)).
The relation of hands to their body is metonymical (pars pro toto), i.e., one can guess the whole if one has the necessary knowledge, which is easy in the case of the hand. In some cases, the hands are deformed (e.g., have only four fingers); they could therefore be the personal signature of a painter; some authors even guessed an underlying gestured language.
Methonymic abstraction Contours of a deer’s head Sketch of a deer’s head Giant deer
Many other pictures cannot be linked with specific contents, from which they are derived. Leroi-Gourhan (1992: chapter IX) made an inventory of the Franco-Cantabric signs and distinguished three major classes: • small signs (e.g., sticks and ramified forms), • full signs; e.g., triangles, squares, rectangles (tecti-forms), key shapes (clavi-forms), and • punctuated signs. Leroi-Gourhan comes to the conclusion that all these signs have only a very indirect association with the animals represented in the paintings. They are a supplementary code. This is very clear in Lascaux, where signs and pictures are systematically combined into one gestalt and have corresponding sizes (cf. ibidem: 337).
Combination (and separation) of pictorial and abstract signs in the Paleolithic period. • (cf. J. Jelinek, 1975, 433) The abstract sign is of the tectiform type
The small signs could be derived by “disjunction”, i.e., certain figural features from pictures are isolated, cut off. The general tendency is one of geometrical abstraction. Small pictures as in portable art could have triggered the abstraction. The conventionalized miniature signs were later added to full-scale pictures in the cave paintings. This is the same process as the one observed in the evolution of early writing systems, e.g., in Egypt. • Leroi-Gourhan associates these signs with the male sex (as phallic symbols). Full signs are associated with the female sex. Either they are derived from the form of the vulva, or from a female profile (without head and feet).
The signs called “tecti-forms” or rectangular (cf. ibidem: 208 f.) look like huts or shelters and could refer secondarily to the domain of females (In a matrilineal society, daughters inherit the house and objects in the house and these are associated with the female sex). Figure 17 shows some examples from Leroi-Gourhan (1992: 319). • The punctuated signs can be related to a basic technique of painting and engraving, i.e., to aligned points, which produce a curve or two rows of them, which fill a surface. It is thus a discrete variant in the representation of lines and surfaces. There is some evidence that counting or representing mathematical structures may underlie these signs
A list of abstract symbols Tectiform symbols 1-16; 1-10 Dordogne ( Les Eyzies) 11-16: Northern Spain (Altamira, Castillo, u.a.) 17 23: isolated signs
The transition to the Mesolithic (after the last ice-age and after the Magdalenean 17.00to 11.000) In the period between 12.000 and 7.000y. BP, i.e., just before or after the rise of agriculture, a wealth of engravings is found in which humans occupy the central place. The arrow had been invented and chasing (probably also warfare) had been sophisticated. The individual huntsman or the group of hunters and the animal (sometimes the enemy) are the major topics. The scenes are very dynamic as they show people and animals running, attacking, fleeing. In many cases, there is a basic relation, e.g., a huntsman shoots at an attacking ibex, four huntsmen with a leader, or a battle between two groups, etc. We could say a relation or a valence schema is realized in the painting.
Transition to the Meso- und Neolithic Northern Sahara (Kargur Talh) (Neolithic 4-5. Thou. B.C.) The Franco-Cantabric had parallels in northern Africa; the style resembles the rock engravings in the Sahara Atlas and the oasis Fezzan (south of Tripoli). Between 7 and 6.000y. BP cultures based on cattle breeding reached this area from Sudan. They continued the same realistic style (mainly with contours engraved in the rock) but with different contents.
The disappearance of the Sahara civilizations The transition between Mesolithic and Neolithic civilizations may have its origin in the area north of the Sahara, which was an ideal zone for hunting and later for cattle breeding. A huge amount of rock engraving has been discovered in this area. Probably this civilization which was in contact with first cattle breeding civilizations in the Sudan immigrated to Egypt and the near East, when the climate became hot and the water supplies were dramatically reduced.
Distribution of rock-engravings in Northern Africa Transition between an iconic engraving and an ideogram The neolithic cultures of the Sahara had not only cattle breeding, they also demonstrate the domestification of sheep, horse and (later) dromedary. Taken from: Striedter,1983: 258 (map) and 11 (pictures)
Rock-engravings in the Alps as a reminiscence of a cultural stage preceding the modern writing systems • The rock-engraving in Neolithic Europe will continue these traditions and there are even current populations in Australia and south Africa who still practice rock-engraving with a similar function (one may even consider modern graffiti as a contemporary use with the same expressive function). • The European Alps are a zone where these traditions were conserved (e.g. in Trentino and Val Camonica). • As some pictures resemble popular games, one may even assume an origin of visual plays like chess and others in the graphical tradition of rock-engravings.