Starting with Performance Management and Ending with Feedback

1. Starting with Performance Managementand Ending with Feedback Greg A. Beecher & Leslie Hubble, Division of Student Affairs

2. Performance Management Understanding the “Nuts and Bolts”

3. What is Performance Management?

4. Performance Planning • “Planning" refers to setting performance expectations and goals for individuals to channel their efforts toward achieving departmental and/or organizational objectives. • It also includes the measures, or “metrics,” that will be used to determine whether expectations and goals are met. • Effective performance planning requires clear communication of performance standards, goals and objectives.  Involving employees in the planning process helps them to better understand their goals and responsibilities as they relate to the success of the organization.   • Performance planning is fundamental to effective management.  

5. Why do performance planning? • Contributes to the success of the department/college/organization  • Helps employees understand the importance of their job and how it relates to the broader organizational objectives • Builds the partnership between the supervisor & the employee • Sets the stage for success…  • Identifies what the employee must do to be successful, including development activities  • Identifies what supervisor must do to help employee be successful  • Simplifies performance evaluation by creating a shared understanding of performance expectations....no "surprises"

6. Classic Performance Management • Write position description. • Write a performance plan. • Write a performance evaluation. • Write goals for performance improvement. • Update performance plan. • Return to Step 3 and Repeat.

7. SMARTER Goals 1. Specific2. Measurable3. Acceptable4. Realistic5. Timely6. Extending capabilities7. Rewarding

8. Creating Goals with Metrics

9. Example: Goal setting – Metrics for “Strong” Rating

10. Competencies • Universal • Teamwork • Safety • Diversity Commitment • Job specific • Behaviors that contribute to an employee’s success in the job. Choose up to 5 competencies that are most relevant to the job. • Supervisor Competencies • Two universal required competencies for any person with supervisory responsibility who writes and conducts performance evaluations

11. Career Development • Supervisor’s Responsibility • Provide continuous feedback to employee • Make training available • Provide adequate resources • Address programmatic or process inefficiencies • Employee’s Responsibility • Attend trainings • Identify needed resources • Maintain dialog with supervisor

12. Tools for Performance Planning • Instructions for preparing Online Performance Plan • Instructions for Writing a Position Description • Instructions for Completing the Performance Plan (Form P112 & P112S) • Anyone who starts on or after July 25th will need a performance plan for cycle. • VT Performance Management Website: http://www.hr.vt.edu/compensation/perfmgt/index.html

13. Tips and Tricks for Planning/Evaluation Process • Undertake performance planning in PARTNERSHIP with the employee • Your role in the meeting with the employee is to guide the discussion, NOT control the discussion • The employee should end up doing most of the talking, since s/he is likely to know the job and his/her needsbest

14. Performance Evaluation Ratings NOTE: A P141 (Acknowledgement of Extraordinary Contribution), is no longer needed for an overall rating of Model Performance. However, a P142 (Notice of Improvement Needed/Unsatisfactory Performance) is needed for an overall rating of Unacceptable Performance.

15. Performance Planning/Evaluation Tool • Access via HokieTeam • https://banweb.banner.vt.edu/ssb/prod/twbkwbis.P_WWWLogin • Click on Hokie Team • Click on Performance Planning and Evaluation Tool • Click on Performance Evaluation Menu

16. Online Performance Plan/Evaluation Tool Performance Plan Statuses Performance Evaluation Statuses No evaluation exists Employee editing self evaluation Supervisor created evaluation Employee self evaluation complete Supervisor editing Evaluation sent to reviewer Evaluation sent to budget authority Budget authority approves Senior management approved Supervisor released to employee Employee approved Employee reviewed and approved a paper copy Employee refused to sign a copy • No plan exists • Employee editing • Supervisor created plan • Employee complete • Copied from previous year • Copied from employee • New version created • Supervisor editing • Employee reviewing • Supervisor approved • Reviewer reviewing • Reviewer approved • Employee approved • Employee reviewed and approved a paper copy • Employee refused to sign a paper copy

17. DSA Recognition Leave DSA has a recognition program that allows for 2 days of leave when employee either receives an overall “Excellent” rating as an AP Faculty employee or an overall “Model” rating as a staff employee. Evaluations need to be completed by designated deadline. • AP Faculty evaluations are due by 7/31/2013. Please forward a listing of all of your ratings for AP Faculty to Leslie Hubble at lhubble@vt.eduafter evaluation is complete. All AP Faculty evaluations are kept in departmental file. • University deadline for Staff evaluations is 10/15/2013. Review DSA schedule for individual department deadline. Report for all staff evaluations will be pulled in October by Leslie Hubble to determine eligibility for recognition leave.

18. FEEDBACK Using the “Nuts and Bolts” to Construct Performance Management that Works

19. So, First … Answer These Questions • The biggest problem with being a manager is to get your people to . • The biggest problem with being an employee is to get my manager to understand .

20. 10 Dimensions of The Feedback Instrument • Have a plan. • Be specific. • Focus on behaviors. • Time and place. • Balanced feedback. • Relevant feedback. • Effective techniques. • Effective style. • Describe feelings. • Listening skills.

21. Dimensions #1 & 2 • Have a plan. • Give your feedback some preparatory thought and then deliver it with clear examples and have a solution in mind. • Be specific. • Know what actually happened and then use clear, understandable examples without having to guess.

22. Dimensions #3 & 4 • Focus on behaviors. • Effective feedback doesn’t deal with personalities, attitudes, or labels. • Time and place. • This deals with how soon the feedback is given and where.

23. Dimensions #5 & 6 • Balanced feedback. • This refers to the balance between giving supportive versus corrective feedback. • Relevant feedback. • When giving feedback, we shouldn’t lose our cool or overreact.

24. Dimensions #7 & 8 • Effective techniques. • These include such things as getting to the point, using eye contact, and focusing on one major issue. • Effective style. • This refers to creating a personal approach of delivering feedback.

25. Dimensions #9 & 10 • Describe feelings. • Our feelings are important and they can be powerful and have impact when coupled with a feedback message. • Listening skills. • This consists of encouraging the other person to express his or her opinions and then really hearing what is said.

26. The Feedback Bucket What can fill a feedback bucket? What can empty a feedback bucket?

27. Four types-of-feedback model.

28. Clues to empty-bucket behaviors • Low production/performance. • Can’t get along with others. • Demonstrates low initiative. • Body language signals.

29. Methods to plug holes in a bucket. • Develop emotional maturity. • Give quality feedback. • Offer praise/recognition. • Celebrate achievements. • Delegate decision making.

30. Developing respect and trust. Communication = Understanding = Respect = Trust

31. Changing Behavior Traditional methods to change behavior. Five steps to correct behavior. Try supportive feedback first. Use carefully guided questions. State that improvement is needed. Use appropriate discipline. Draw a line in the sand. • Telling • Selling • Threatening

32. Using assertive statements to correct behavior. • Describe the specific behavior. • Describe the consequences of the behavior. • Describe how you feel about the behavior. • Describe why you feel that way. • Describe what you need changed.

33. Performance Feedback It’s an ongoing constructive process.

34. Resources • GOAL/QPC Competitive Advantage Consultants., Inc. (2001) • Virginia Tech Human Resources • www.managementhelp.org • Tell Me How I’m Doing by Richard L. Williams (2005, AMACOM)

35. Questions and Comments