U.S. Probation and Pretrial Services District of Kansas Managing Your Federal Purchase Agreement

1. U.S. Probation and Pretrial ServicesDistrict of KansasManaging Your Federal Purchase Agreement

2. The Referral Packet • “Program Plan” - Form 45 • Client Responsibility Form • Release of Information • Digital picture • Copy of presentence or bond report • Judgment Order

3. “Treatment Services Program Plan” D/KS Prob. 45 • Contractual Government Agreement • Vendor performs only authorized services • NO “verbal authorizations” ~ services may only begin upon receipt of program plan • All services remain in effect until receipt of “amended” program plan • Provide copy to agency billing department

4. Client Name Client Pacts ID # Whether Client is a Post Conviction or Pretrial Client Program Plan Layout -Personal Information • U.S. Probation Officer • Effective Service Date • Suspend Services Date (if applicable)

5. Program Plan Layout – Services • Only services checked are authorized in the units indicated

6. Program Plan – Special Instructions • USPO will provide specific client information such as address and telephone number or special tests required for UAs • Clinicians ~ pay close attention to determine instructions on variances to listed services.

7. Client Responsibility Form • Details: • vendor location, • phone number, and • drug testing responsibilities • Client signs at initial meeting with USPO ~acknowledging receipt and understanding • Instructions ~who/when to contact vendor Form will be tailored specifically for your agency

8. Release of Information • Types of Release Forms: • Probation 11b – Substance Abuse • Probation 11i – Mental Health • Pretrial 6b – Substance Abuse • Pretrial 6d – Mental Health • See FAQ section of website for releasing information under HIPAA

9. Referral Packet – Miscellaneous Forms • Digital Picture • To aid in identification of client • Presentence or Pretrial Bond Report • Background information on the offender/defendant • Judgment and Commitment Order • Contains conditions of release including substance abuse/mental health testing or treatment

10. The Referral Process • USPO meets with client, forms are signed • Program Plan and referral packet emailed • Clinician assigned • Client calls for initial appointment

11. Vendor Forms Monthly Treatment Report Daily Treatment Log Central Specimen/ Breathalyzer Log

12. Monthly Treatment Report • Completed by clinician • Summarizes client’s monthly activities • Indicates client progress

13. Monthly Treatment Report • Reflects any Program Plan changes • Records drug testing • Records copay collected • Copy USPO • Copy with monthly billing

14. Daily Treatment Log • Record of actual monthly services • Client and Vendor initial time in and out • Confidential ~ Avoid other clients viewing • Send copy with billing ~ certifies monthly invoice

15. Central Specimen / Breathalyzer Log • Record: • all urine specimens collected & breathalyzer tests • unusual occurrences in the collection process (temperature, etc.) • Confidential ~no viewing allowed by clients • Submitted with monthly invoice

16. Blanket Purchase Agreement Requirements • Services • Communication with USPO • Recordkeeping

17. Services Urine Collection Assessments Breathalyzer Alcohol Evaluations ADIS Copayment Individual Counseling Cognitive Behavioral Groups Group Counseling

18. Urine Collection ~ 1010 • Random with less than 24 hours notice • Observed by individual of same sex

19. District of Kansas Local Needs – 1010 Urine Collection and Testing • Vendor must be: • capable of providing urine collection services for male and female clients, and • able to collect specimens on all days of the week, varying the collection days in order to insure randomness. • Vendor must provide: • “windows” of collection during morning, afternoon and/or evening, depending on the needs of the client population. • The use of a code-a-phone or direct dial system whereby clients call daily.

20. Substance Abuse/Mental Health Intake Assessment and Report ~ 2011/5011 • Includes at least one diagnostic interview and a written report within 15 calendar days to USPO • Addresses client’s substance abuse as it relates to supervision • Includes identifying and background information, medical history, mental status, treatment diagnosis, and prognosis • Is NOT a synopsis or overview of the presentence report

21. District of Kansas Local Needs – 2011/ 5011 Intake Assessment • If the vendor must complete an assessment to comply with state licensure requirements, the vendor must do this in conjunction with authorized counseling sessions, and may not charge the probation office for completion of the assessment. • The vendor, in this instance, is under no obligation to provide a written report to the U.S. Probation Office.

22. Individual Counseling ~2010/2021 (SA) and 6010 (MH) • Sessions = 1 hour ~unless otherwise indicated • Bill all sessions in ½ hour (30 minute) units

23. District of Kansas Local Needs – All Individual and Group Counseling • Vendor must be capable of providing daytime and/or evening group or individual counseling sessions depending on the needs and availability of the client population

24. District of Kansas Local Needs –2021 Cognitive Behavioral Group • Vendor must utilize the “Thinking for a Change” An Integrated Approach to Changing Offense Behavior” cognitive therapy program, developed by National Institute of Corrections. • If not currently certified, vendor has six months from date of award to obtain certification • Vendor must receive advance approval from USPO to utilize another cognitive therapy program

25. District of Kansas Local Needs –Breathalyzer ~ 1504 Intoxilyzer is provided by and remains property of the U.S. Probation Office • Utilized only upon receipt of USPO Program Plan authorizing this service~ unless use is suspected Training on use and monthly calibration to be provided

26. District of Kansas Local Needs – Copayment • Vendorsare required to provide copies of copayments receipts, received during the billing month, with the monthly invoice.

27. Communicating with theU.S. Probation Officer is Crucial

28. No-show for testing or treatment Attempt to adulterate a urine specimen Third party risk identified Failure: to follow staff direction; to comply with release conditions; to provide a urine specimen (stall, insufficient quantity). Notify the USPO Immediately if Any of the Following Occur

29. Case Staffing with USPO • Case staffing conferences are included in vendor’s prices for client services

30. RecordkeepingFile Requirements and Content Maintenance • Client files must be: • secure • separate from other files • individual per client • Consistent/organized • Marked Confidential • Maintained for 3 years after final payment date unless under appeal or involves litigation Content of Charts • Chronological notes: • detail all contacts • legible • available for USPO review • Initial & Amended Program Plans • Referral packet items • Monthly Treatment Reports • Daily logs

31. Monthly Invoicing

32. Monthly Invoices –Where do I start? • Collect paperwork from clinicians: • Monthly Treatment Reports • Daily Logs • Obtain a copy of all copayment receipts for the month Compare services on daily log to Probation 45 – “Program Plan”

33. Monthly Invoice -What do I mail? Where? Send to: Linda Grissom U.S. Probation Office 500 State Avenue, Room M35 Kansas City, KS 66101 By 10th of the month: • Original invoice with original signature • Copies of: • Monthly Treatment Report for each client • Daily Log for each client • Central Specimen Log • Copayment receipts

34. Monthly Invoice • Submit separate invoices for: • “P”Invoice Probation clients ~ Substance Abuse Services • “PS”InvoicePretrial clients ~ Substance Abuse Services • “MH” Invoice Probation clients ~ Mental Health Services • “MH-PS”InvoicePretrial clients ~ Mental Health Services

35. Monthly Invoice – Part A • Part A: • is a summary, by project code, of the total units of each service provided for all clients for the month, the bid unit price, and the total amount due. • Total copayment collected for the month is subtracted from the subtotal • Must contain an original signature

36. Part B Lists: client name, client ID number, each service provided, the number of units, the actual unit price bid in proposal, and the total price for that service Counseling sessions - always reflected in 30 minute units. No-shows & stalls - may not be charged; included in bid. Copayment collected for the month is subtracted from the subtotal for each client. Monthly Invoice – Part B

37. Calculating Fractional Units for Counseling Sessions Assume price for 2010 counseling session is $20.00 per 30 minute unit ~

38. Monthly Invoice – Copayment • Establish receipt system • Receipt copies attached to billing • Total receipts match invoice total • Government reimbursed by Vendor for payments received from insurance programs or other sources • Vendor only accepts payments authorized on Program Plan by USPO

39. Ordering Supplies Contact Linda Grissom at (913) 735-2411 or email linda_grissom@ksp.uscourts.gov

40. Drug Testing in the District of Kansas

41. Drug Testing Procedures • Vendors collect urine specimens and mail directly to U.S. Pretrial Services Lab in New Mexico for initial EMIT screen • Presumptive positives and those requiring special tests will be sent by New Mexico Lab to National Lab for confirmation

42. Monitoring Visits and Reports • Contract Specialist will visit twice a year • First visit is within 120 days of contract award • May be scheduled or unscheduled • Written report will be provided to agency

43. BPA Renewal Process • Solicited for 1 year, with two 1-year options. • Chief Probation Officer has the final authority on whether or not to exercise option. • Notice of Intent to Renew letter will be mailed out at least 60 days prior to end of fiscal year (on or about July 31). • Vendor must have current and satisfactory monitoring report. • New purchase orders with bid prices will be mailed around October 1.