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Currently Licensed . 2,315 home health agenciesCounty with largest
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1. HOME HEALTH REGULATORY UPDATE Anne Menard
Home Care Unit
Bureau of Long Term Care Services
2. Currently Licensed 2,315 home health agencies
County with largest #: Miami-Dade 799
371 nurse registries
Palm Beach 86
2,240 homemaker companion services
Miami-Dade 335
3. Home Health Agencies 70% Certified for Medicare and/or Medicaid
707 are not certified, but 160 pending
63% Accredited – 1,457 HHAs
850 both state & fed’l (accredited deemed)
607 state accredited only
4. STATE LAW UPDATE FOR ALL HOME HEALTH AGENCIES
& NURSE REGISTRIES
5. Criminal Background Screening 2010 Legislation Legislation that changed the process:
Replaces all Level 1 background screening with Level 2 screenings
Requires Level 2 rescreening every 5 years
All Level 2 screenings must be submitted electronically
Changes the positions requiring screening
Employees Who:
Provide Personal Care or Services Directly to Clients
Have Access to Client Funds, Personal Property, or Living Area
Contractors Who Provide Personal Care or Personal Services Directly to Clients
6. AHCA Background Screening Process Improvements to Date Implemented Electronic Fingerprints Program
Background Screening Data System Rewrite
Improved Automation and Speed of Results
Handle Electronic Fingerprints
Expand Accounts Based on New Florida Law for Provider and Contract Employers
Growth in Annual Screening from 63,000 to Over 200,000 Due to New Florida Law (8/1/2010 to date – 194,332)
Handle Significant Increase in Workload with Existing Staff/ Resources
Current Turn Around Time 0 – 5 Days
7. Issues with Process Cannot track screenings until the result is received at the Agency
Screenings submitted to incorrect ORI
Missing or incorrect SSNs
No provider information retained on screening:
Unable to notify providers if there is an issue or status change
Inability to communicate with providers regarding rejected prints
8. Federal Background Screening Grant Florida 1 of 12 states awarded a $3 Million Federal Grant from the Centers for Medicare and Medicaid Services to expand Background Screening of Long Term Care Staff
2 Year Project: October 2010 – September 2012
9. Goals for the Federal Background Screening Grant Technology System Improvements (Phase I and II)
Provide State Criminal History Results to Providers
Automate Provider Screening Result Notifications
Eliminate Duplicative Screening
Connection with Other Data Systems (Phase I)
Medicare Exclusion Registries/Medicaid Terminations
Health Practitioner Licensure Information (DOH)
Rapback (Retained Prints) (Phase II)
Enable Notification of Arrests for Persons Screened
Centralize Screening Functions (Phase I and II)
10. Agency for Health Care Administration Background Screening Resources
Agency for Health Care Administration Web Site
http://www.ahca.myflorida.com/backgroundscreening
Questions/Comments/Issues
bgscreen@ahca.myflorida.com
11. REPORT UNLICENSED ACTIVITY Thank you for reporting unlicensed home care.
Reminder: Knowingly providing home health services in an unlicensed assisted living facility (ALF) or adult family care home (AFCH) -- unless HHA or employee reports to the state within 72 hours after providing services – is grounds to deny, revoke & suspend a license & impose a fine. 400.474(1)(2)(c), F.S.
If there is no license posted, check at www.FloridaHealthFinder.gov.
Call the AHCA complaint # (888) 419-3456 to report
12. When providing wound care to ALF residents A resident cannot remain in any ALF with stage 3 or 4 pressure sores.
If a resident is admitted with a stage 2 pressure sore, the ALF must have:
Limited Nursing Services (LNS) or Extended Congregate Care (ECC) license and provide the appropriate nursing care
The ALF must employ or contract with a nurse to provide the care
The resident must contract with a home health agency for nursing care
If there is no improvement in 30 days, the resident must be discharged.
13. ALF residents care limitations Prohibited Services
Mechanical lifting equipment – such as Hoyer lifts
Restraints - only ½ bed rails with physician order every 6 months
Oral, nasopharyngeal, or tracheotomy suctioning - unless under care of hospice (but ECC can do tracheotomy suctioning)
Peg tubes (feeding tubes) – unless self maintained; except hospice patients where there is licensed staff to maintain
Restricted Services
Residents cannot be bed bound – unless Extended Congregate Care license & then only up to 14 days.
24 hour nursing services
Residents may not be admitted to any ALF if they need 24-hour nursing supervision
Residents who later need 24 hour nursing supervision may stay in an ALF if:
ALF has an ECC and necessary licensed staff or
ALF has LNS license hospice is providing necessary licensed staff
14. Please report ALF concerns Resident rights – grievances go unanswered or rights were violated
Residents neglect
not receiving their medication
not getting enough food
hygiene neglect, wet clothing,
no staff present
15. Please report ALF concerns Building Safety. Obvious and urgent safety hazards related to the building such as:
Unstable construction
Fire alarms/building systems
Building safety devices (locking mechanisms)
Concerns should be made to local building officials
Obvious and urgent safety hazards unrelated to the building may be reported to AHCA.
16. Reporting AHCA Complaints AHCA Contact (888) 419-3456
Online report Health Care Facility Complaint Form at: ahca.myflorida.com/Complaint
Provide detailed information such as patient/resident names, dates, times of events and where the event occurred
17. Reporting abuse, neglect & exploitation Florida law 415.1034, F.S., requires that any person who “knows, or has reasonable cause to suspect, that a vulnerable adult has been or is being abused, neglected, or exploited shall immediately report such knowledge or suspicion to the central abuse hotline.”
There is a similar law for children.
Nurse registries, home health agencies & anyone should report any suspected or known abuse, neglect or exploitation of patients to the Department of Children and Families Abuse Hotline at 1-800-962-2873.
18. Penalties for providing less than fair market value services or staffing to ALFs AHCA may deny, suspend or revoke the license & shall impose a fine of $5,000 for a HHA or NR (400.474(6)(b)(c), and 400.506(15)(a), F.S.)
Providing staff free to ALFs, Adult Day Care Centers & AFCHs (nurses, CNAs, home health aides, etc.) is a fine of $15,000 for HHAs. (400.518(4), F.S.)
19. HHAs Contracting for Therapy A. Contracting with another business to provide therapy to patients You refer the patients to the business & they send out therapists to the patient’s homes. The business you contract with would need to be:
1. a home health agency that has therapists, or
2. a certified rehabilitation agency, or
3. a comprehensive outpatient rehabilitation facility (CORF), or
[The state law exempts from home health agency licensing certified rehabilitation agencies and CORFs (400.464(5)(m), FS)]
4. a therapy practice that provides only one kind of therapy such as physical therapy.
[An entity that provides a single health care professional discipline is not an organization for the purposes of home health agency licensing per 400.462 (22), FS]
(from 13.3 of the Frequently Asked Questions, at www.ahca.myflorida.com/homecare - click on “home health agency”)
20. HHAs Contracting for Therapy B. When you have therapists on your staff already & you need a temporary replacement -- for one that is on vacation, or while you fill that vacancy or when you have a seasonal shortage -- you can contract with a health care services pool for temporary staff.
The state law says that a health care services pool “provides temporary employment in health care facilities, residential facilities, and agencies …” (400.980 (1), F.S.).
“Temporary employment” means “employment whereby a pool hires its own employees or independent contractors and assigns them to health care facilities to support or supplement the facilities’ work force in special work situations such as employee absences, temporary skill shortages, seasonal workloads, and special assignments and projects” (59A-27.001 (1), Florida Administrative Code).
(from 13.3 of the Frequently Asked Questions, at www.ahca.myflorida.com/homecare - click on “home health agency”)
21. STATE RULE UPDATE HOME HEALTH AGENCIES
AND
NURSE REGISTRIES
22. State rule writing Cannot write a rule without specific authority in state law to do so
Ratification by the Legislature is required if a rule is likely to increase the regulatory costs more than $1 million in the aggregate within a 5 year period from the date of implementation (120.541 (3), F.S. - 2010)
23. STATE RULE UPDATE Home Health Agency Rules:
Starting over with rule development
Have submitted a draft for rule development to the Governor’s Office of Fiscal Accountability and Regulatory Reform
Once receive approval to begin rule development - will post draft at web site & Fl Admin Weekly - -requesting comments
- will hold rule development workshop
24. Home health agency rule repeals AHCA reviewed all programs for rules that could be repealed
HHA repeal notice published in the 6-24-11 Fla Admin Weekly & posted at AHCA web site.
Repeal should be effective in August for 2 rules:
59A-8.0086 – Denial, Suspension, Revocation of License and Imposition of Fines - contents already in 408, Part II & 400, Part III, F.S.
25. Home health agency rule repeals 59A-8.0185 – Personnel policies
Joint Administrative Procedures Committee legal review found that AHCA no longer had legal authority for this rule
What requirements will be removed when this rule is repealed:
Health statements from employees
A plan for orientation of all health personnel
Job descriptions
A file for each employee - with name, address, next of kin for contact, evidence of qualifications, the results of background screening, dates of employment and separation, and evidence of training. Files are kept for 1 year after separation.
26. Home health agency survey standards Will have revised survey standards at the time the rule repeal takes effect. (August 2011)
Will remove the standards re 59A-8.0185 Personnel Policies:
H 202 communicable disease (health statement),
H 201 re personnel policies
H 204 personnel records
27. Nurse Registry Rules Will be submitting proposed rules -- based on 2010 rule workshop & comments received -- to the Governor’s Office of Fiscal Accountability and Regulatory Reform for approval in July.
Once approval is received, will put at web site & Florida Administrative Weekly, provide opportunity for comments & hold a public hearing.
(Note - Health statements are in nurse registry law 400.506(6)(a), F.S. & cannot be removed from rule.)
28. Medicare & Medicaid Home Health Agency Surveys CMS Revisions
For surveyors from state agencies & accrediting organizations
29. CMS has revised the survey process For Medicare & Medicaid HHAs recertification
States & accrediting organizations follow CMS
Process improvements:
Uses existing data for pre-survey preparation
Focuses on standards most directly related to the delivery of high-quality patient care
30. Emphasizes information from HHA staff interviews, clinical records & home visits
Minimizes non-clinical record review paper compliance
Provides guidance for surveyors on expanding the survey & issuing deficiencies
More specific guidance on citing standard & condition-level deficiencies
2011 – HHA Survey Process 23 From CMS Basic Home Health Agency training for surveyors The new process places heavy emphasis on data and information gathered through staff interviews, clinical records, and home visits – data sources that are focused on patient care. Paper compliance with sources other than the clinical record receives less emphasis. And, to increase consistency between surveyors and from State to State, guidance is included for expanding from a standard survey to a partial extended or extended survey and citing deficiencies.
The new process places heavy emphasis on data and information gathered through staff interviews, clinical records, and home visits – data sources that are focused on patient care. Paper compliance with sources other than the clinical record receives less emphasis. And, to increase consistency between surveyors and from State to State, guidance is included for expanding from a standard survey to a partial extended or extended survey and citing deficiencies.
31. Focus on standards most directly related to delivery of high-quality patient care
Selected standards to be checked are called “Level 1 standards”
Standards are from 9 of 15 Conditions of Participation -- including Nursing & Therapy
Standard Survey 31 From CMS Basic Home Health Agency training for surveyors Refer to Protocols:
Using the Level 1 and Level 2 standards, The new standard survey focuses on those standards determined to be most directly related to the delivery of high-quality patient care.
Also to focus on patient care, new processes were identified to gather information – processes that rely more on direct communication with providers and agency support personnel and less on paper materials that are not directly related to patient care.
Refer to Protocols:
Using the Level 1 and Level 2 standards, The new standard survey focuses on those standards determined to be most directly related to the delivery of high-quality patient care.
Also to focus on patient care, new processes were identified to gather information – processes that rely more on direct communication with providers and agency support personnel and less on paper materials that are not directly related to patient care.
32. Conditions & Level 1 Standards 484.10 Patient Rights - G107, G109
484.12 Compliance with Fed/State/Local Laws - G121
484.14 Organization/Services/Administration - G123, G133, G143, G144
484.18 Acceptance of Patients, Plan of Care, Medical Supervision - G157, G158, G159, G164, G165, G166 From CMS Basic Home Health Agency training for surveyors
33. Conditions & Level 1 Standards (cont.) 484.30 Nursing: G170, G172, G173, G174, G175, G176, G177
484.32 Therapies: G186, G187, G188
484.36 Home Health Aide: G224, G229
484.48 Clinical Records: G236
484.55 Comprehensive Assessment of Patients: G331, G332, G334, G335, G336, G337, G338, G340 From CMS Basic Home Health Agency training for surveyors
34. Standard Survey Surveyors stay at standard survey unless deficient practice is identified in the Level 1 standard
Per CMS, compliance with Level 1 standards is:
highly likely to affect care delivery and patient outcomes and
the HHA is highly likely to be in compliance with all of the Conditions of Participation
35. Standard Survey Ends HHA Survey ends with standard survey if:
HHA complies with all Level 1 standards;
No deficiencies are identified after home visits, clinical record reviews & interviews with patients and staff and
No additional issues/concerns are identified needing investigation
From CMS Basic Home Health Agency training for surveyors
The surveyor can make a determination that the HHA is in compliance with all CoPs when, after a review of the Level 1 standards, and after completing the required clinical record reviews, home visits, and interviews with patients and HHA staff, he/she does not discover any findings which would support a deficiency citation.
So….if you review the Level 1 standards, and complete the required clinical record reviews, home visits, and interviews with patients and HHA staff, and do not discover any findings which would support a deficiency citation, the survey is finished.
The surveyor can make a determination that the HHA is in compliance with all CoPs when, after a review of the Level 1 standards, and after completing the required clinical record reviews, home visits, and interviews with patients and HHA staff, he/she does not discover any findings which would support a deficiency citation.
So….if you review the Level 1 standards, and complete the required clinical record reviews, home visits, and interviews with patients and HHA staff, and do not discover any findings which would support a deficiency citation, the survey is finished.
36. Survey continues … and becomes partial extended When expected outcomes are not met for one or more Level 1 standards
Other issues are recognized by the surveyor
Survey becomes a partial extended survey
Level 2 standards are reviewed
Other standards may be reviewed
From CMS Basic Home Health Agency training for surveyors
37. 484.10 Patient Rights 43 Basic Home Health Agency
38. 38 Extended Survey Must be conducted when any condition level deficiency is found
All conditions are reviewed
Must be conducted for accrediting organization validation surveys that CMS selects for the states to do Basic Home Health Agency If have identified CoP out:
Need to look at the agencies’ policies and procedures that produced the substandard care (CoP-level deficiencies).If have identified CoP out:
Need to look at the agencies’ policies and procedures that produced the substandard care (CoP-level deficiencies).
39. To find out more www.cms.gov/manuals
Select “Internet-only manuals”, then “State Operations Manual”
See Appendix B – Home Health Agencies
There is also a link from the AHCA home health agency page – www.ahca.myflorida.com/homecare - click on “home health agency” – see “Federal Regulation Set used by Surveyors”
40. Most frequent CoPs not met in 2010 G 156 – Plan of Care (11 HHAs)
G 122 – Organization, Services & Administration – (9 HHAs) not providing services
G 100 – Patient Rights (8 HHAs)
G 235 – Clinical Records (8 HHAs)
41. If you don’t agree with the surveyor 1. Ask the surveyor to show you the survey standard, law or rule during the survey
2. Discuss with surveyor at Exit Interview
3. Contact the AHCA Field Office Manager
http://ahca.myflorida.com/MCHQ/Areas
4. If still not resolved, contact: Chief of Field Operations, Polly Weaver (850) 412-4301
42. AHCA web sites http://ahca.myflorida.com/homecare -- select “home health agency” or “nurse registry” – licensing, state & federal survey standards, emergency management plan & local plan review contacts, & answers to frequently asked questions
www.FloridaHealthFinder.com - select “Find Facilities or Providers” (updated nightly) + also see Consumer Guides
43. Contact information – HHA & NR Anne Menard – Unit Supervisor
Anne.Menard@ahca.myflorida.com
Medicare & Medicaid certification - HHA
Cynthia Ibrahim – HHAs I to Z, & branch approvals, change of ownership
Ceather Watkins – HHAs A to H
(850) 412-4403 Jan Benesh – HHA & NR licensing manager
Ed Barnes - Change of ownership
Lenora Lowry – HHA & NR
Natarsha Humphries – HHA & NR
Susan Glass - HHA
HQAHOMEHEALTH@ahca.
myflorida.com