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Explore the motivations and challenges data producers face when preparing data for archiving. Learn about incentives, compliance, and the preliminary findings of a survey on data depositing practices.
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Producing Archive Ready Data SetsIASSIST 2006 Margaret Hedstrom Jinfang Niu Kaye Marz
Compliance, Incentives, Motivation • Motivation • Data archiving processes are predicated on the assumption of some degree of cooperation between the producer and the archive • Research Questions • How much effort are data producers willing to expend preparing data for deposit? • What incentives might induce data producers to improve the quality of data and metadata that they deposit?
Incentive study • Best case scenario: Researchers are required by their sponsor (NIJ) to deposit data in an established archive (NACJD) • Part 1: Survey of practice and attitudes • Part 2: Lab experiments • Part 3: Field experiments
Survey and Preliminary Results • Objectives • Identify barriers to depositing data at ICPSR • Understand data producers’ attitudes about depositing data • Test hypotheses re: prior experience and attitudes about depositing data and incentive mechanisms • Identify potential incentive mechanisms for lab and field experiments
Survey Population • NIJ-funded researchers • Recent depositors (N=58) Response rate 41.4% • New grantees (N=112) Response rate 27.7% • Total (N=170) Response Rate 32% • Experienced and Mature Researchers • 30+ years old (98%) • PhD (87%) • 15+ years of research experience (83%)
Preliminary findings • Experience with depositing data and conducting secondary analysis • Only one-third have deposited data two or more times • Only 14% have conducted secondary analysis two or more times
Incentives to encourage reuse and secondary analysis • If more data sets related to their research were available (67.3%) • If they could discuss the data set with the person who collected the data (41.8%) • If the data sets had better documentation (32.7%) • If the data archive provided more assistance with use of the data (30.9%) • If they received credit for the effort they invested in order to use the data (12.7%)
Requirements and Guidance • 95% were aware of the deposit requirement • 31% were not aware of the NIJ Guidelines • 47% were not aware of the ICPSR Guidelines • Of respondents who were aware of the guidelines: • 72% found the NIJ Guidelines useful or very useful • 85% found the ICPSR Guidelines useful • 65 % of respondent did not know what DDI is
Benefits of Depositing Data • It saves other people the effort of collecting the same data again (76%) • It increases the chances the data will be cited by other people, which will enhance my reputation (52%) • It saves me effort in answering questions about the data (38%) • As a social scientist, I routinely deposit my data in a public archive for the public good (36%) • It saves me effort in managing and preserving the data (34%)
Incentives for Depositing Data • If I thought the data that I deposited would really benefit many other people (65%) • If depositing data was a mandatory to receive new funding from NIJ (50%) • If depositing qualified data counted as a citable publication (37%) • If other people’s citations of the data counted as citations to my work (33%) • If depositing data were a prerequisite for publishing a paper derived from the data (27%) • If I can get monetary compensation for depositing data(15%)
Incentives for Improving the Quality of Data and Documentation • If I could get additional services from ICPSR (36%) • If the quality of the data collection that I submitted was visible to others (34%) • If data archivists would keep nagging me till they got the necessary information (32%) • If I noticed that most other data depositors provided better information than I did (17%) • If secondary users of the data would keep nagging me till they got the necessary information (11%) • If my data would be released sooner (6%)
What would make depositing data easier? • More time and financial support from NIJ (64%) • Better tools (48%) • More training in preparing data for deposit (38%) • ICPSR could make the requirements shorter and easier (36%) • ICPSR could handle confidentiality concerns for me (28%) • Better guidelines for what the archive needs from me (28%) • On-site help from data archivists (28%) • Less staff turn over on our research project (12%)
Preliminary Conclusions • Depositing data and using data archives for secondary analysis are uncommon practices • Researchers have inadequate support from funding agencies for preparing data and documentation • Researchers understand the benefits of depositing data for the larger community
Next Steps • Laboratory experiments with incentive mechanisms that reflect researchers’ attitudes about sharing data • Field experiments with promising mechanisms • Recommendations to funding agencies
Thank You Incentives for data producers to create archive-ready data sets PI’s Margaret Hedstrom Yan Chen Myron Gutman NSF Award # 0456022 www.si.umich.edu/incentives/