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CRIMINAL LAW AND PROCEDURE LWB232. WEEK 8 PROVOCATION. Provocation: Rationales for the Excuse. . Provocation developed: as a concession to human frailty, with some "contributory fault" on the part of the victim;

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provocation rationales for the excuse
Provocation: Rationales for the Excuse.
  • Provocation developed:
    • as a concession to human frailty, with some "contributory fault" on the part of the victim;
    • historically as a means of avoiding the unacceptable harshness of a mandatory death penalty for murder in these circumstances.
  • BUT...
provocation purpose of the objective test
Provocation: Purpose of the Objective Test.
  • The objective "ORDINARY PERSON" test developed to restrict the scope of the excuse (rather than to reflect its rationales as above) through the maintenance of objective standards of behaviour.
abolish provocation some arguments
Abolish Provocation? Some Arguments..
  • Matter for sentence;
  • Special form of diminished responsibility;
  • Rationale uncertain (particularly if it is that victim deserves it): if murderous intent exists, is loss of self control a sufficient moral or legal reason to distinguish provoked killers from cold blooded killers?
  • Operates unjustly because accused must react suddenly to provocation: cf "coldblooded" killing of an abusive partner (not excused) with "hotblooded" killing by a person who discovers unfaithful partner (excused).
  • Gleeson CJ in Chhay (1994): concession to human frailty is to male frailty.
provocation under the qcc
PROVOCATION UNDER THE QCC
  • s 304: reduces murder to manslaughter (as per common law).
  • s 268 defn of provocation provides a complete excuse for offences of which assault is an element: see s 269 excuse. (No common law equivalent).
  • s 268 defn does not apply to s 304:
    • SeeKaporonovski
    • Therefore, s 304 bears common law meaning as expounded from time to time.
  • Not amended in 1997 review.
  • Reviewed by Women’s Taskforce: recommended further investigation and research re operation
broadly 3 elements of excuse
Broadly 3 Elements of Excuse:

Both at common law and under the QCC, broadly 3 elements:

1. A provocative incident

2. Subjective loss of self control

  • aspect of suddenness

3. Objective assessment of accused’s reactions against those of an “ordinary person”.

what amounts to provocation
What amounts to provocation?

“any wrongful act or insult”

  • Words?
    • S 268 - yes
    • At common law see Moffa.
      • Confirmed in Buttigieg
  • Wrongful act? Unlawful act?
    • s 268 - wrongful act which must be unlawful (see s 268(3)) and note R.
    • At common law - need not be unlawful.
  • What is an “insult” (s 268)?
    • see Bedelph: words, signs, acts...
    • need it be wrongful under s 268? Stingel: no.
actual loss of self control
Actual Loss of self control.
  • Subjective test.
    • “I saw red”
  • Note relationship b/w provocation and self defence. (Lee Chun Chuen)
  • As to nature of passion: see Van den Hoek and Hunter
    • traditionally anger or resentment, but also fear or panic can cause loss of self control.
sudden provocation and response
Sudden Provocation and Response
  • Consider “contextual suddenness”
  • No time for reflection or to formulate desire for revenge: Duffy.
  • See Parker - 20 minutes.
  • Re extended periods of dom violence:
    • R and Hill;
    • cumulative conduct with a final trigger.
  • CF statutory abrogation of suddenness (eg, in NSW - Morobito and Chhay)
ordinary person objective test
Ordinary Person Objective Test
  • Read SG pp 64-66.
  • Evolution of test from reasonable to ordinary person:
    • Bedder - impotence not taken into account
    • Then Camplin - Reasonable person shares accused’s physical characteristics insofar as they affect gravity of provocation to him/her BUT objective power of self control expected to be that of R person of same sex and age as accused. Many subsequent cases undermined objective test.
    • Then Stingel.
provocation stingel two tiered test 1
FIRST TIER

ASSESSING THE GRAVITY OF THE PROVOCATION

(Relevant) personal characteristics or attributes affect gravity.

Therefore the provocation may be assessed to be somewhere along a continuum from:

Trivial to Extremely Grave

PROVOCATION: STINGEL TWO TIERED TEST (1)
examples of characteristics re gravity
Examples of Characteristics re gravity.
  • must be relevant to provocation offered
  • SG at p 65
    • Dutton - impotence
    • Moffa - relationship and Italian origin
    • Jabarula v Poore - community aborigines
    • Dincer - ethnic and religious derivation
  • Stingel at 326:
    • accused’s age, sex, race, physical features, personal attributes, personal relationships, past history, even mental instability.
slide13

THEN....

TAKING provocation of THAT gravity (that is, high degree/very grave provocation or not very grave/trivial provocation or somewhere else on the scale) NOW apply the second tier of the test.

provocation stingel two tiered test 2
SECOND TIER

APPLYING THE ORDINARY PERSON OBJECTIVE TEST

Could PROVOCATION OF THAT GRAVITY cause an ORDINARY PERSON who has NO other characteristic than the accused's age (re immaturity) to have lost self control to the NATURE AND EXTENT (re proportionality - kind and degree of response) that the accused did?

PROVOCATION: STINGEL TWO TIERED TEST (2)

NB: Issue here re response

level of self control
LEVEL OF SELF CONTROL...

What LEVEL of self control does the ORDINARY PERSON have?

  • The lowest level of self control which falls within those limits or that range of self control that can be characterised as "ordinary" is required of ALL members of the community: Stingel at 329.
re application of objective test
Re application of objective test
  • Stingel: “equality before the law” requires that sex and ethnicity not be taken into account in determining self control.
  • Consider ethnicity in a case like Dincer where Turkish Muslim stabbed daughter to death (proposed elopement with boyfriend).
    • cf approach in Baraghith: cultural values and background irrelevant to ord person’s self control
  • Stingel confirmed in Masciantonio except that McHugh J now dissenter.
  • Stingel under QCC see Buttigieg.
stingel under qcc buttigieg 1993
Stingel under QCC: Buttigieg (1993)
  • the provocative conduct
    • revived argument on her past conduct and the termination of their marriage and use of insult “spack”
  • gravity of provocative conduct assessed from viewpoint of particular accused
    • includes knowledge of past relationship and poss sensitivity to use of “spack”
  • could or might an ordinary person in the heat of the moment react to that conduct by intentionally strangling her (cf quick blow)?
    • held reaction fell below the minimum limits of the range of powers of self control
required degree of chance
Required Degree of Chance
  • See SG at p 66
    • self-explanatory
  • Issue here of likelihood of accused’s succumbing to a loss of self-control in response to provocation
  • s 268 - “as to be likelywhen done to the ord p…”
    • s 286 - likelihood = probability
  • s 304 - at CL - whether the provocation “could or might” have induced the ord p to lose self-control.
    • S 304 - could or might = possibility
  • s 268 = stricter
proportional retaliation
Proportional Retaliation.
  • s 269 - specific requirement.
  • s 304 common law: see Johnson - not separate requirement - one of the matters jury may take into account:
    • goes to actual loss of self control by accused; and also
    • relevant to application of objective ord person self control test to accused - See further Green (below):
      • would an ord person do an act of the kind and degree that accused did? OR
      • would ord person have been induced to have lost self-control so as to form a murderous intent?
as to whether self control regained
As to whether self control regained...

(OR was the accused still acting under the prov?)

  • See Masciantonio: two stages of events
    • ferocious stabbing attack on son-in-law beside car which continued, despite attempted intervention of onlookers, on footpath.
  • Question whether accused had regained self control (so no longer acting under provocation) not answered by reference to the ord person, but by reference to the conduct of the accused and to common experience of human affairs (at 69-70).
now a trilogy of cases
Now: A Trilogy of Cases....
  • Stingel v R(1990) 171 CLR 312
    • s 160 Criminal Code (Tas)
  • Masciantonio v R(1995) 183 CLR 58
    • Victorian common law
  • Green v R(1997) 148 ALR 659
    • s 23 Crimes Act 1900 (NSW)
and unity of principle
AND: Unity of Principle….
  • As noted in Stingel at 320 the decisions have

“tended to interact and to reflect a unity of underlying notions”.

  • In Green attention drawn to the “basic similarity of principle” between the common law, the Codes and the other statutory provisions on provocation.
green v r the facts is the ordinary p homophobic
Green v R: the factsIs the ordinary p homophobic?
  • accused (male of 22) and deceased (male of 36)
  • deceased made a homosexual advance
    • initially non-violent, but subsequently rough and aggressive
  • accused ferociously battered and stabbed deceased
  • accused claimed a special sensitivity to sexual interference because of a family history of abuse by father to sisters.
green v r the decisions
Green v R: the decisions...
  • Trial J:Accused’s sensitivity to matters of sexual abuse and family history were irrelevant to provocation.
  • NSW CCA:Dismissed appeal (applying the proviso), but held “sexual abuse factor” relevant to subjective loss of self control.
  • High Ct:3:2 appeal allowed; sexual abuse factor relevant to subjective loss of control and the extent of that provocation must then be attributed to the ordinary person.
the result
The Result

CCA Dissent

4 JJ (Brennan CJ, Toohey, McHugh JJ and Smart J): provocation should have gone to jury.

5 JJ (Trial J, Priestly JA, Ireland J, Gummow and Kirby JJ): murder conviction inevitable; standard of self control not met.

“Just differences of opinion whether evidence

fit to go to jury on provocation”

features of decision 1
Features of Decision (1)
  • If there was, there is no longer any doubt:
    • excepting age and maturity, no subjective factors will affect the power of self-control of the ordinary person in provocation.
    • Any formulation of the objective test (judicial or statutory) which includes the phrase "ordinary person in the position of the accused" will not be permitted to undermine the uniform, objective standard of self-control adopted in Stingel.
features of decision 2
Features of Decision (2)
  • Objective standard is affected by "contemporary conditions and attitudes”
  • Green provides a specific example:

“...the ‘ordinary person’ in Australian society today is not so homophonic as to respond to a non-violent sexual advance by a homosexual person as to form an intent to kill or to inflict grievous bodily harm.”

features of decision 3
Features of Decision (3)
  • Relevance of manner of accused's response?
    • Is it sufficient to ask whether the ordinary person could have been induced to have lost self-control as to form a murderous intent? OR Must the provocation be of such a nature that it "could or might cause an ordinary person...to do what the accused did"?
  • In Green , a "murderous intent focus" saves the accused's excessively frenzied response from being subjected to the objective test.
green what it all means according to the majority
Green: What it all means…(According to the Majority)

“In the present case, this translates to a person with the minimum powers of self-control of an ordinary person who is subjected to a sexual advance that is aggravated because of the accused's special sensitivity to a history of violence and sexual assault within his family.”

Per McHugh J at 682

or depending on your position according to the minority
Or (Depending on your position)…(According to the Minority)

“...any jury, acting reasonably, could not have failed to be satisfied beyond reasonable doubt that the nature of the conduct of the deceased was insufficient to deprive any hypothetical, ordinary 22-year-old male in the position of the appellant of the power of self-control to the extent that he would have formed an intent to kill or cause grievous bodily harm upon the deceased.

Per Gummow J in Green at 697

self induced provocation
Self-Induced Provocation.

Where accused provokes victim with a pre-meditated intention to kill/cause GBH.

  • s 268(4) - excludes this type provocation.
  • s 304 - unclear but probably the same at CL.
  • See
    • Voukelatos - for above defn of concept.
      • Edwards - blackmailed deceased who responded with knife attack.
    • Allwood - accused bent on confrontation with estranged wife - any operative prov self induced
third party or indirect provocation
Third Party or Indirect Provocation

Where prov need not be directed at accused.

  • S 268: see rules there and focus on relationship b/w accused and person to whom provocation offered.
  • S 304 common law: eg, see -
    • Scriva (No 2): accused saw his daughter run down and killed - prov open
    • Terry: prov offered to accused’s sister
    • Deceased’s conduct must occur in presence of accused: see Quartly even though prov need not be directed at accused, must occur within accused’s sight or hearing - prov not left to jury.