Corpzo Business Guide V6

1. www.ultiwise.in www.corpzo.com Easing Easing Compliance Compliance Incubating Incubating Growth Growth A STEP WISE GUIDE A STEP WISE GUIDE TO SUCCESSFULL Y TO SUCCESSFULL Y manage manage A BUSINESS A BUSINESS COMPLIANCE COMPLIANCE | | FINANCE FINANCE | | LEGAL LEGAL | | INVESTMENT INVESTMENT | | GROWTH GROWTH | | ENVIRONMENT ENVIRONMENT +91- 99991 39391 www.corpzo.com reach@corpzo.com

2. Our Services Business Strategy Compliance Management 01 05 o Business Plan o Startup Pitch Deck o Feasibility Analysis o Techno Economic Evaluation o Annual Compliance o Periodic Filing and Returns o Change in Business o FERA & FEMA o ListingCompliance Business Incorporation Environment Approvals 02 06 o Indian Business Incorporation o InternationalIncorporation o Foreign Subsidiary / India Entry o Financial Business Incorporation o NGO Incorporation o Joint Ventures/Speacial Purpose Vehicles o Trust/ Society/Section 8/ NGO o PollutionNoc/Consent o EPR Authorisation(E-waste & Plastic) o Bio MedicalWaste o Solid Waste o Hazardous Waste o CGWA NOC Financial Advisory Steps to a Steps to a Successful Successful Business Business Intellectual Property o Accounting & Book Keeping o Loans & Funding o VCFO Services o InternationalAccounting o Credit Rating Advisory o Startup Funding o ProjectEvaluation 07 03 o Trademark o Patent o Copyright o Representation& Appeal Licence & Registration Transaction Support o LabourLicences o RBI Licences o Drug & Cosmetics o Ayush & Herbal o Urban LocalBody Approval o Regulatory Approvals 04 08 o Transaction Advisory o Due Diligence o Mergers & Acquisition o IPO & FPO

3. STEP 1: Business Strategy SERVICES Strategies are the focusing device for your long term goals BUSINESS PLAN 01 A business plan is a blueprint detailing by proposed operation and management of the company and how the business plans on generating profits. The FIRST STEP towards a successful business is a strategic business plan which helps you plan your actions today for the future results. Turning your idea into reality is the result of persistently following your strategies. PITCH DECK 02 A Pitch deck is the summary of your idea, solutions plans and your intention to apply your funds. A good pitch deck is your key to early investments. FEASIBILITY STUDY We offer creative solutions that have helped thousands of companies geographies and sectors develop and execute winning strategies. Feasibility studies are important to determine the legal, technical and economical viability of an idea and identifying potential obstacles. 03 across all TECHNO ECONOMIC VIABILITY [TEV] TEV is a review of technical and financial aspect of a project to understand the risks inherent in any financing / investments in various green field or expansion projects. 04

4. STEP 2: Business Incorporation Global ventures made easy Global ventures made easy Indian Business Incorporations International Incorporations o 15000+ Businesses Incorporated o 5000+ Companies Incorporated o 3000+ LLPs incorporated o 5000+ Partnerships incorporated We enable incorporation of businesses all over the world: o 800+ Businesses incorporated worldwide o 600+ Companies incorporated in the USA o 100+ Companies incorporated in the UK o 200+ Business incorporated in Canada Financial Business Incorporations Foreign Company Incorporation in India o 200+ Financial Businesses Incorporated o 163+ NBFC Incorporation o 15+ Alternate Investment Funds incorporated o Facilitated 2000+ INDIA ENTRY o 1000+ Subsidiaries of Foreign Company o 700+ Foreign Companies in India o 500+ BO/ LO/ PO Non-Profit Incorporation o 1500+ Non Profit businesses incorporated o 1000+ Societies incorporated o 300+ Trusts formed o 500+ Section 8 Companies incorporated

5. STEP 3: Intellectual property Protect your Band equity PATENT REGISTRATION TRADEMARK REGISTRATION It is an intellectual property that gives its owner the legal right to protect his invention, in exchange for publishing an enabling public disclosure of the invention Trademark is the mark or logo or sign or design of a business or product distinguishing it from others. 04 03 REPRESENTATION & LITIGATION Trademark may be subject to objection, opposition or litigation. Such litigation require representation by authorised trademark attorneys/agents COPRIGHT REGISTRATION Copyright is the exclusive legal right or ownership of the creator of a creative work of literary, artistic, educational, or musical form or art. 02 01

6. Business Registrations STEP 4 Good business has compliance written all over it MSME REGISTRATION 01 MSME registration comes with its host of benefits offered to benefit the small and medium enterprises in India 01 IMPORT EXPORT CODE 02 business Any business involved in import or export of any goods or services needs to have a IEC code in India 02 STPI REGISTRATION 03 GST REGISTRATION 03 Businesses software or related services shall apply for STPI Registration engaged in export of 04 Any business crossing a threshold of 20 lakhs shall apply for GST Registration. 04 STARTUP INDIA 05 A startup can register itself with DPIIT to avail the benefits of schemes launched by the govt. of India for boosting startup ecosystem RCMC REGISTRATION 06 On successful incorporation, a business needs to procure all the applicable registrations and licences applicable business activity undertaken by such business. 05 IEC registered businesses need RCMC for availing benefits or concessions under Foreign Trade Policy to industry the or 06 RERA REGISTRATION 07 NSIC REGISTRATION Any real estate project with a land of over 500 Sq. Mtr. needs to apply for RERA Registration 08 07 Businesses looking avail benefits under the public procurement policy need to get themselves registered under NSIC 08

7. STEP 4: Business Licences Essential regulatory approv als DOT OSP LICENCE EATING HOUSE LICENCE AYUSH (HERBAL) LICENCE Every call center or industries which use telecom resources shall obtain DOT OSP Licence before commencement of operations Eating house Licence is essential for carrying out business of a restaurant, food business operator or a eating establishment 01 06 GST registration enables business get benefit of input credit and get better market share. 11 TRADE LICENCE HEALTH TRADE LICENCE FACTORY LICENCE A Trade Licence is a certificate issued to the applicant to carry out the business of trade from a particular area/location/premises 02 07 Businessperson carrying out activities in the health trade sector are required to obtain health trade license from the respective municipal authorities A manufacturing unit needs to obtain a factory licence from the Urban Local Body [ULB] in order to carry our its business in accordance with the law 12 DRUG AND COSMETICS SPICE BOARD REGISTRATION WASTE AUTHORISATION Drugs and Cosmetics are very heavily regulated in India and we specialize in getting these registration done for you Any person who is in the business of export of spices from India shall obtain mandatory registration under SPICE Board of India. As per the CPCB, any industry having a pollution index score above 20 is required to mandatorily attain waste authorisation or pollution consent 03 08 13 SHOPS & ESTABLISHMENT LIQUOR LICENCE FSSAI LICENCE Any business in India that relates to trading, Manufacturing, storing or formulating of liquor requires a licence from the same It is mandatory for every shop and every establishment to get this licence within 30 days of opening of such shop or Establishment Any business entity indulged in manufacturing or service related food business, dairy business or poultry business shall get FSSAI Licence 04 09 14 FIRE NOC/CLEARANCE CERTIFICATE RNI REGISTRATION NBFC LICENCE Any business entity indulged in manufacturing or service related food business, dairy business or poultry business shall get FSSAI Licence Any person or body corporate indulged in the business of printing of newspaper, magazine or journals etc shall get registered with Registration of Newspapers NBFC is regulated by the RBI and deals in loans acquisition of securities, leasing, hire- purchase, insurance business, chit business etc. 05 10 and advances, 15

8. Infographic Style Compliance management Compliance ensures sustainability Growing business mandates increased compliance Taking steps to meet your legal obligations might seem like a management no-brainer, but only fulfilling your minimum requirements might result in missed opportunities. Understanding the reasons for the various rules, laws and regulations that govern your business will help you take advantage of any benefits they offer while ensuring you stay in compliance at all times. ANNUAL COMPLIANCE 01 Every form of business has its specific sets of annual compliance prescribed by its regulating authority; It involves submitting periodic information and forms with various ministries. ANNUAL COMPLIANCE FERA & FEMA 02 The purpose of these acts and underlying compliance regime is to encourage the maintenance and improvement of the foreign exchange market in India FERA & FEMA COMPLIANCE = SUSTAINABILITY COMPLIANCE = SUSTAINABILITY STEP 5 LISTING COMPLIANCE 03 LISTING COMPLIANCE Companies listed on any of the stock exchanges (NSE,BSE, MCX, CDSL) are required to comply with specific sets of periodic and non-periodic compliance to be filed with various authorities and regulators TAX FILINGS TAX (periodic) FILINGS 04 Direct and indirect tax returns are to be filed by business and individuals on monthly, quarterly, half yearly and annual filings as the case may be.

9. STEP 6: environment authorizations SOLID WASTE MANAGEMENT all municipal authorities responsible for collection, segregation, transportation, processing & disposal of municipal solid wastes are covered. HAZARDOUS WASTE MANAGEMENT Every person engaged in activities involving hazardous waste need an authorisation from state pollution control board. EPR (EXTENDED PRODUCER RESPONSIBILITY) EPR authorization is applicable to producer, bulk user and recycler of e-waste and plastic waste 02 01 storage, 03 BATTERY WASTE MANAGEMENT It is the responsibility of battery manufacturers and dealers to get an authorisation from the respective pollution control authority. POLLUTION CONTROL CONSENT Every industry needs to get an NOC or consent from the respective pollution control authority as per the applicable categories BIOMEDICAL WASTE AUTHORISATION Every person handling or collecting bio-medical waste is required to obtain this authorisation 06 04 05 Waste management authorisation and pollution control consents are put in place to protect the outdoor environment against pollution and to reduce existing pollution, to reduce the quantity of waste and to promote management. ENVIRONMENT IMPACT ASSESSMENT CGWA NOC/AUTHORISATION 07 08 Industries need NOC from Central Ground Water Authorities to extract ground water in their premises A understand the impact of a project on environment detailed assessment report to better waste

10. Financial MANAGEMENT STEP 7 ACCOUNTING & BOOK-KEEPING 01 Good financial management implies good financial health Accounting and book-keeping are the source of quantitative position of a business. Every business needs to maintain its income, expenditure, payables and receivable, assets and liabilities to know its true position. LOANS & FUNDING 02 Scaling the operations of business needs additional funds, be it in the form of debt or equity; One of the most important decisions of a business is to avail funds at the right time in the right structure to best suit the operationsand long term plans of the business. CREDIT RATING ADVISORY 03 Credit rating is an analysis of the credit risks associated with a financial instrument or a financial entity. A rating is assigned to an instrument by a credit rating agency after a comprehensive analysis of business risks, financial risks, management qualityand ability toservice debt. AUDIT & ASSURANCE 04 Financial Management begins from the day of inception of a business. It is an inseparable aspect of business to manage the funds, raise them required, manage record every expense, establish internal control and establish reporting protocols. The purpose of the audit is to provide independent assurance that management has, in its financial statements,presented a “true and fair” view of a company's financial performance and position FINANCIAL CONTROLS when debt, 05 Financial controls are processes, policies and procedures that are implemented to manage finances. They play a role in achieving an organization's financial goals and meeting obligations of corporate governance, fiduciary duty and due diligence its FINANCIAL RESTRUCTURING (Debt & Equity Restructuring) 06 In order to create a stable platform for business turnaround for the companies facing under- performance we work with management teams, shareholders, lenders and other stakeholders to design and implementfinancial restructuringsolutions in consonance.

11. STEP8: Transaction Support Business investments simplified INITIAL PUBLIC OFFERING (IPO) An IPO is a significant stage in the growth of many businesses, as it provides them with access to the public capital market and also increases their credibility and exposure ✓ 30+ IPO’s have been undertaken by us DUE-DILIGENCE Due diligence is an investigation, audit, or review performed to confirm the facts of a matter under consideration including an examination of financial records. Due-Diligence Services reduce risk of fraud. FOLLOW-ON PUBLIC OFFER (FPO) FPO is a process by which a company, which is already listed on an exchange, issues new shares to the investors or the existing shareholders, usually the promoters. FPO is used by companies to diversify their equity base MERGERS & ACQUISITIONS An Exit Strategy is an entrepreneur's strategic plan to sell his or her ownership in a company to investors or another company. An exit strategy gives a business owner a way to reduce or liquidate his stake in a business and, if the business is successful, make a substantial profit ✓ 40+ FPO’s have been undertaken by us TRANSACTION ADVISORY Transactions provided by a professional services firm or an investment bank when a business transaction takes place. We help client buyers and sellers make informed decisions and execute transactions while focusing on their capital agenda services are third party services ✓ 100+ Transaction Advisory Assignments

12. OUR APPROACH Our processes are aimed at solving most complex business problems, reducing risk and gain a competitive advantage by achieving governance and financial control governance and financial control Our processes are aimed at solving most complex business problems, reducing risk and gain a competitive advantage by achieving good good ASSESSING REQUIREMENTS DEDICATED PROFESSIONAL REGULAR UPDATES Understanding the client’s business needs and analyzing the requirements on call or in person as the need be We align a professional to ensure to discuss in detail the compliance requirements of your business and thorough assistance throughout the process. We thrive to keep you apprised about the status of your application until development on your application is brought to your attention. its completion. Every Stage 4 Stage 2 Stage 5 Stage 3 Stage 1 1 SIGNING OF SLA DOCUMENTS & INFORMATION We share the estimated expenses and a service level agreement for the requested service Following the SLA the necessary documents and information are collected from the client

13. Our Presence and Growth Significant Growth in Client Base Last 3 Years 2000 + Happy Clients Across Industry Verticals Around the Globe 2020 2010 Clients 2017 813 Clients 2013 40 525 145 110 400 900 754 545 75 850 100 50 350 200 400 171 Clients Waste Food & Beverages Automobile Financial Services FMCG Real Estate Packaging & Printing Transport & Leisure Management Healthcare & Pharmaceuticals Information Technology Consumer Retail Metals & Minerals Energy & Natural Resources Banking & Insurance Textile OUR PRESENSE ACROSS INDUSTRY VERTICALS around the globe OUR PRESENSE ACROSS INDUSTRY VERTICALS around the globe

14. CO R P ZO PROMISE Why Us? ✓ We promise perfection! ✓ We promise business evolution! ✓ We ensure accuracy! ✓ We believe in business ideas! ✓ We promise OUR BEST!

15. Who we are We believe in empowering businesses. Technology Based Compliance Platform Corpzo is an initiative by Corpzo Ventures Private Limited with a team of more than 1000 legal, finance and banking professionals, set out to assist entrepreneurs around the globe in their business quests. We believe that every business needs nourishment in its budding stages. Ensuring smooth navigation through the bumpy ride of legal compliance, financial risks is what we are good at. We understand that the journey of an entrepreneur begins with his idea of a business. We, at, Corpzo, offer a complete range of professional services and tailor-made solutions for the evolution of your business ranging from incorporation compliance, legal, financial, taxation, technology, Intellectual Property Management, Registrations, Licensing and Marketing. We assist you in choosing the best suited mode of business, get appropriate protection for your intellectual property, attain all the relevant mandatory and voluntary registrations, approvals, permits and certifications. We also assist in managing the accounts, taxation, finance and funding aspects of your business. In essence we wish for you to concentrate on your idea while we focus on the rest for you. Our team of experts aims at easing Compliance and incubating your business growth with maximum efficiency & minimalist timeline. ALL YOU NEED TO DO IS CALL US AND LET US WORRY ABOUT THE REST !! IT’S THAT EASY!!

16. www.corpzo.com corpzo Ventures Priv ate Limited +91- 99991 39391 reach@corpzo.com www.corpzo.com www.ultiwise.co NOIDA || DELHI || LUCKNOW || BENGALURU || HYDERABAD || MUMBAI || PUNE || NETHERLANDS || CANADA