'Securities industry' presentation slideshows

LEGAL AND REGULATORY FRAMEWORK AND SUPERVISION

LEGAL AND REGULATORY FRAMEWORK AND SUPERVISION. PRESENTED BY: ROBERT DOWUONA OWOO GHANA COMMODITY EXCHANGE PROJECT (Project Director). GSE COURSE 401. COURSE CONTENT. An Overview of Securities Regulation The Structure of the Regulatory System in Ghana

1.38k views • 136 slides

The Role of The ISACs in Critical Infrastructure Protection and Resiliency

The Role of The ISACs in Critical Infrastructure Protection and Resiliency. Denise Anderson Vice Chair-National Council of ISACs Vice President FS-ISAC, Government and Cross Sector Programs Financial Services Information Sharing & Analysis Center (FS-ISAC).

777 views • 28 slides

Securities and Exchange Acts of 1933 and 1934

Securities and Exchange Acts of 1933 and 1934. Georgia CTAE Resource Network Curriculum Office, February 2009 To accompany curriculum for the Georgia Peach State Career Pathways February 2009, Philip Ledford & Dr. Frank Flanders. Understanding and Essential Questions.

519 views • 25 slides

How Securities Are Traded

How Securities Are Traded. Chapter 5. Learning objectives. Explain the role of brokerage firms and stockbrokers. Describe how brokerage firms operate. Outline how orders to buy and sell securities are executed. Discuss the regulation of the Canadian securities industry.

390 views • 22 slides

Accounting

Accounting. ?? ??. SUCCESS. ?? 091 ?. 09252040122 ???. 09252040104 ???. 09252040101 ???. 09252040137 ???. TOPICS. Accounting class career direction. Accounting class employment situation. Accounting class Roadmap. Finance. Audit. Statistics.

324 views • 11 slides

Securities Industry Middleware Council

Securities Industry Middleware Council. The Open Group Members Meeting April 28, 1998 Vertical Industry Alliances. What is SIMC?. A technology-neutral collaboration of industry practitioners A partnership between purchasers and vendors

92 views • 8 slides

SEBI AND ITS ROLE AS REGULATOR

SEBI AND ITS ROLE AS REGULATOR. CA PRATAP VISHNOI. OUTLINE. CONSTITUTION AND ORGANISATION OBJECTIVES FUNCTIONS PERFORMANCE. CONSTITUTION AND REGULATION.

817 views • 7 slides

The Corporation

178 views • 6 slides

Investment Banking

Investment Banking. Investment banks. Investment banks help companies and governments and their agencies to raise money by issuing and selling securities in the primary market. Welcome to the London Investment Banking Association's.

250 views • 4 slides