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Financial Management Institute. Halifax 2007-09-19 Inspector Eric Mattson Officer in Charge RCMP Financial Crime Nova Scotia. FRAUD ON THE GOVERNMENT CORRUPTION. FRAUD EXTERNAL INTERNAL CORRUPTION ACCOUNTABILITY TRANSPARENCY RATIONALIZATION . EXTERNAL FRAUD .

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Financial management institute
Financial Management Institute

Halifax

2007-09-19

Inspector Eric Mattson

Officer in Charge

RCMP Financial Crime

Nova Scotia



  • FRAUD

    EXTERNAL

    INTERNAL

    CORRUPTION

    ACCOUNTABILITY

    TRANSPARENCY

    RATIONALIZATION


External fraud
EXTERNAL FRAUD

  • PROGRAMS

  • APPLICATION FOR GRANTS

  • APPLICATION FOR LOANS

  • APPLICATION FOR FINANCIAL ASSISTANCE

  • REFUNDS FOR PROGRAMS ALREADY IN PLACE



Programs
PROGRAMS

  • POLITICAL

  • RUSHED

  • DEADLINES IMPOSED

  • POSITIVE HEADLINES

  • POSITIVE RESULTS


Preparation
PREPARATION

  • STAFF

  • MANAGERS

  • CONSEQUENCE

  • OVERSIGHT

  • PUBLIC


When it goes bad
WHEN IT GOES BAD

  • POLICE

  • GENERAL PUBLIC

  • PROSECUTORS

  • COURT


Prevention
PREVENTION

  • EVALUATE PLAN

  • PREPARE FOR FRAUD

  • KNLW YOUR PROGRAM

  • REVIEW PREVIOUS PROGRAMS

  • TAKE YOUR TIME

  • BEST AND WORST PRACTICES


Prevention1
PREVENTION

  • ENSURE FILERS AND RECEIVERS UNDERSTAND THE INTENTION OF PROGRAM

  • HAVE AN OVERSIGHT SYSTEM

  • ADVISE CLAIMANT OF REVIEW SYSTEM

  • WATCH FOR IDENTITY ISSUES

  • ADVISE MANAGEMENT OF POTENTIAL ISSUES

  • ACT QUICKLY ONCE FRAUD DISCOVERED


Remember
REMEMBER

  • THERE WILL BE AN ATTEMPT TO DEFRAUD

  • PLAN FOR IT

  • RECOGNIZE IT

  • REACT TO IT


Corruption
CORRUPTION

  • SPECIFIC FORM OF FRAUD

  • RELATIONSHIP BETWEEN PUBLIC OFFICER AND PUBLIC

  • CULTURE OF CORRUPTION IN SOME COUNTRIES

  • DEVASTATING AFFECT ON ECONOMY OF COUNTRY


Fraud triangle
FRAUD TRIANGLE

  • OPPROTUNITY

  • MOTIVE

  • RATIONALIZATION


Prevention of corruption
PREVENTION OF CORRUPTION

  • AWARENESS

  • STRONG GOVERNMENT LEADERSHIP

  • ANTI CORRUPTION INITIATIVES

  • WHISTLE BLOWERS

  • INVESTIGATION

  • ENFORCEMENT


High risk areas
HIGH RISK AREAS

  • MEGA CONSTRUCTION PROJECTS

  • COUNTRY TO COUNTRY DEVELOPMENT ASSSITANCE

  • DISASTER RECOVERY ASSISTANCE

  • EXTRACTIVE MINERALS


Legislation
LEGISLATION

  • LEGISLATION HAS TO EXTENSIVE TO BE EFFECTIVE

  • CANADA HAS SOME OF THE BEST ANTI CORRUTION LEGISLATION IN THE WORLD

  • FITS IN WITH ACCOUNTABILITY, TRANSPARENCY AND CRIMINALIZATION


Accountability
ACCOUNTABILITY

  • FEDERAL ACCOUNTABILITY ACT

  • CONFLICT OF INTEREST

  • AUDITOR GENERAL ACT

  • FINANCIAL ADMINISTRATION ACT


Transparency
TRANSPARENCY

  • KEY TO GOOD GOVERNMENT

  • ACCESS TO INFORMATION ACT

  • CANADA ELECTIONS ACT

  • PARLIAMENT OF CANADA ACT

  • LOBBYING ACT

  • PUBLIC SERVANT DISCLOSURE PROTECTION ACT


Criminalization
CRIMINALIZATION

  • CRIMINAL CODE NUMEROUS PROVISIONS

  • PROCEEDS OF CRIME

  • TERRORIST FINANCIING ACT

  • MONEY LAUNDERING


Rcmp enforcement
RCMP ENFORCEMENT

  • COMMERCIAL CRIME SECTION

  • INTEGRATED PROCEEDS OF CRIME

  • INTEGRATED MARKET ENFORCEMENT


Recap
RECAP

  • FRAUD ON GOVERNMENT

  • TAKE AN IDEA TO A PLAN

  • ASSUME FRAUD

  • TAKE STEPS TO PREPARE YOUR STAFF

  • ROLE OF MANAGERS IN OVERSIGHT

  • ROLES OF POLICE , COURT , PUBLIC


Corruption1
CORRUPTION

  • FRAUD TRIANGLE

    • OPPORTUNITY

    • MOTIVE

    • RATIONALIZATION


Prevention2
PREVENTION

  • AWARENESS

  • STRONG POLITICAL LEADERSHIP

  • ENFORCEMENT

  • PUNISHMENT


Detection
DETECTION

  • WHISTLE BLOWERS

  • TRANSPARENCY

  • CONTROLS


Investigation
INVESTIGATION

  • STRONG LAWS

  • ENFORCED LAWS

  • PROSECUTION

  • ACCOUNTABILITY ACTS

  • CRIMINAL CODE

  • PROCEEDS OF CRIME


Gomery commission
GOMERY COMMISSION

  • Let me also suggest that a system of government that would impose upon itself a searching inquiry by an independent commissioner, armed with the authority to compel the production of incriminating documentation from the public administration and able to subpoena witnesses from every level of society, with a far reaching mandate to investigate and report on matters that could prove to be embarrassing to the Government itself, is proof that our democratic institutions are functioning well and objectively. There are very few countries in the world where an inquiry commissioner has the power to summon the sitting Prime Minister and his predecessor, to be examined under oath concerning their administration of public affairs and their involvement in what is publicly referred to as a scandalous affair. The fact that the Inquiry has been held demonstrates that in this country persons at even the highest levels of government are accountable for their actions, not only to Parliament but also to the citizenry


Thanks
THANKS

QUESTIONS


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