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Conducting Case Studies: Collecting the evidence

Summary of chapter 4 of 'Case Study Research, Design and Methods' by Robert K. Yin. Conducting Case Studies: Collecting the evidence. Conducting Case Studies: Collecting the evidence Six Sources of Evidence. Content. Six sources of evidence Data collection methods

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Conducting Case Studies: Collecting the evidence

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  1. Summary of chapter 4 of 'Case Study Research, Design and Methods'by Robert K. Yin Conducting Case Studies: Collecting the evidence

  2. Conducting Case Studies: Collecting the evidenceSix Sources of Evidence

  3. Content • Six sources of evidence • Data collection methods • Three principles for collecting data

  4. Collecting data • Six primary sources of evidence: • Documents • Archival records • Interviews • Direct observations • Participant-observation • Physical artifacts • Additional sources exists

  5. Collecting data from documents • What to think of • Plan the collection of data from documents • Different types include letters, memos, email • Agendas, minutes of meetings • Reports • Other evaluations or studies • Make sure you have access to documents • Document retrieval and investigation takes time • Why use documents • Correctness, corroborate, inference • Beware of • Documents are seldom literal records of what happened • Documents are written for a specific audience

  6. Collecting data from archival records • What to think of • Plan the collection of data from archival records • Very often data bases • Personal records • Service records, customer complaint database • Survey data • Make sure you have access to databases etc. • Retrieval and investigation takes time • Why use archival records • Can contain quantitative data for the case • Beware of • Records are written for a specific purpose and audience

  7. Collecting data through interviews • What to think of • Two tasks • Follow the “line of inquiry” and make sure to capture the response to the questions • Ask the actual questions • Maintain a friendly and non-threatening climate • Ask “how” questions rather than “why” • Different types of interviews • Open-ended • Focused interview • Structured questions (compare with surveys) • Why use interviews • Captures data not recorded • Possibility to capture different views • Beware of • Bias, poor recall, poor or inaccurate articulation • Recording device or not?

  8. Collecting data through direct observations • What to observe • Meetings • Factory work • Classrooms • Conditions of buildings • Work space • What to think of • Decide on level of formality • Observational protocols • Direct observations taking notes • Less formal observations • Why use direct observations • Useful in providing additional information and understanding of the case

  9. Collecting data through direct observations • Beware of • Capturing events with cameras etc may require written permission • Single observers may miss important events • Always affect observed entities

  10. Collecting data through participant-observations • What to think of • Decide on what roles to assume (special mode of direct observations) • Why use participant-observation • Gives access to events and data otherwise inaccessible • Reality is perceived from within • Gives the observer ability to manipulate minor events • Beware of • Reduces the possibilities to work as an outside observer • The observer becomes a supporter • The role assumed requires too much and prevents the observation • Timing

  11. Collecting data from physical artifacts • Examples • Technological devices • Tools or instruments • A work of art • What to think of • Collected or observed as part of an (direct/participant/historical) observation • Plan the collection of data from physical artifacts • What is really usefull? • Why use physical artifacts • May include data not found in other ways • Beware of • Amount of data • Need other information to put the artifact in a context

  12. Conducting Case Studies: Collecting the evidenceThree Principles of Data Collection

  13. Principle 1: Use Multiple Sources of Evidence Why use multiple sources of evidence? • Single source only provides data on one specifc source • Generally applicable results are hard to derive • Trustworthiness • Accuracy • NOT recommended for case studies • Weaknesses of data sources in case studies • Bias • Correctness • Use multiple sources!!! • Other research methods do usually not need this in the same extent,e.g., performing an experiment in a lab

  14. Principle 1: Use Multiple Sources of Evidence cont’d • Triangulation: Rationale for using multiple sources of evidence • Triangulate data from multiple sources • Develop converging lines of inquiry • Findings/conclusions are likely to be more convincing and accurate • Possible to address broader array of issues • With data triangulation • Addresses construct validity • How can we be certain that what we measure relect the changes we study? • Case studies using multiple sources often areconsidered to have higher overall quality

  15. Principle 1: Use Multiple Sources of Evidence cont’d 2 Convergence of Evidence Non-Convergence of Evidence • Prerequisities for using multiple sources • More expensive • More time-consuming • Each investigator requires skills in using multiple sources(can be troublesome to aquire these skills) ArchivalRecords Observations conclusions site visits conclusions survey FACT document analysis conclusions Documents Interviews and surveys

  16. Principle 2: Create a Case Study Database Why create case study database? • Weakness in many case studies: • No separation between collected evidence and final report • Readers of the report have no way of finding out basis for conclusions • Not using a database is a major drawback... • Using a database • Increases reliability of the entire case study

  17. Principle 2: Create a Case Study Database cont’d • Contents of database • Case study notes • Notes from e.g. interviews, observations, document analysis • Handwritten, typed, computer files, audiotapes etc. • Can use any classification system • Case study documents • Can require large physical space (for printed material) • Beneficial to have an annotated bibliography • Tabular materials • Surveys and other quantative data • Narratives • E.g. open-ended answers to questions in the case study protocol Contents of database need not be ”presentable”... Other people should be able to access and search the database

  18. Principle 3: Maintain a Chain of Evidence Why maintain chain of evidence? • To increase reliability of the information in the case study • To allow an external observer to follow the derivation of any evidence • To trace the steps in either direction • Prove that • Case study report contains the same evidence as was collected • No evidence have been lost via carelessness or bias • Case study report should hold in ”court”!!

  19. Case Study Report Case Study Database Citations to Specific Evidentiary Sourcesin the Case Study Database Case Study Protocol Case Study Questions Principle 3: Maintain a Chain of Evidence cont’d • Case study report should citate case study database • Database should reveal how and when evidence was collected and surrounding circumstances • Circumstances should be consistent with specific procedures and questions in case study protocol • Case study protocol should be linked to initial case study questions

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