1 / 12

Collective Investment Scheme Baseline Study (Survey Methodology)

Collective Investment Scheme Baseline Study (Survey Methodology). Objective of The Study. To obtain a comprehensive overview of the growth, performance, operations and governance of the CIS industry in Trinidad and Tobago. Goals of the Study.

allene
Download Presentation

Collective Investment Scheme Baseline Study (Survey Methodology)

An Image/Link below is provided (as is) to download presentation Download Policy: Content on the Website is provided to you AS IS for your information and personal use and may not be sold / licensed / shared on other websites without getting consent from its author. Content is provided to you AS IS for your information and personal use only. Download presentation by click this link. While downloading, if for some reason you are not able to download a presentation, the publisher may have deleted the file from their server. During download, if you can't get a presentation, the file might be deleted by the publisher.

E N D

Presentation Transcript

  1. Collective Investment Scheme Baseline Study(Survey Methodology)

  2. Objective of The Study To obtain a comprehensive overview of the growth, performance, operations and governance of the CIS industry in Trinidad and Tobago

  3. Goals of the Study • To estimate the growth and size of the CIS industry in Trinidad and Tobago; • To assess and analyse the legal, administrative and governance structures in place for fund management companies; and • To review and assess fund management practices which are employed in the industry.

  4. Scope of Study • Industry structure • Governance Issues • Fund management practices of the Trinidad and Tobago CIV industry • Regulatory Regime for Funds

  5. Outputs • Baseline Study of the Collective Investment Scheme Industry; and • Electronic Database

  6. Organisation and Team Assignments

  7. Survey Particulars • Basic Entities to be examined • Funds • Locally Originated • Foreign Originated • Preferred points of contact for interview • Local Funds • The Fund Manager of the Investment Operator and • The Investment Advisor for the funds • Foreign Funds • The Local Service Agent

  8. Study Phases • Phase 1: Perform Survey of Secondary Data Sources • Phase 2: Perform Field Survey • Phase 3: Perform Analysis • Phase 4: Industry Consultation • Phase 5: Complete Study

  9. Survey Approach: Phase 1 • Secondary Data/ Desktop Survey • Data Sources • TTSEC Register of Mutual Funds • Prospectuses • Annual Reports and • Newspapers N.B. Some of the Secondary Data may have to be verified during field survey.

  10. Survey Approach: Phase 2 • Field Survey/ Interviews • Intended Points of Contact • Local Funds – Fund Administrator/ Investment Operator • Foreign Funds – Local Service Agent • Instruments • Survey Questionnaire • Data Sheets (for quantitative data) • Procedure • Visit is Scheduled • Respondent is given questionnaire and data sheets prior to visit • Initial scheduled visit is made to assist with questionnaire completion • Callbacks to assist with cleaning of data

  11. Completion of Study • Initial Analysis is prepared and consultations are invited; • First Draft prepared and presented to the Oversight Committee; and • Study is completed and published upon final review by Oversight Committee.

  12. Thank You

More Related