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KNOWLEDGE MANAGEMENT

KNOWLEDGE MANAGEMENT. AASHTO HR Subcommittee Annual Meeting May 20, 2014. OVERVIEW. Why Knowledge Management? Industry Trends and Findings Caltrans: A State DOT case Study. SECTION 1: CONTEXT for ouR departments & Motivations for Knowledge Management. CONTEXT & MOTIVATIONS.

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KNOWLEDGE MANAGEMENT

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  1. KNOWLEDGE MANAGEMENT AASHTO HR Subcommittee Annual Meeting May 20, 2014

  2. OVERVIEW • Why Knowledge Management? • Industry Trends and Findings • Caltrans: A State DOT case Study

  3. SECTION 1: CONTEXT for ouR departments & Motivations for Knowledge Management

  4. CONTEXT & MOTIVATIONS Many state Dots are seeking transformational change Loss of institutional knowledge upon which to build that transformation

  5. CONTEXT & MOTIVATIONS • Experienced employees are retiring and/or resigning taking with them operational knowledge and a history of changing practices. • Agencies are reorganizing to align with budget constraints, new strategic directions, and outsourcing expectations, disrupting patterns of communication and information management. • Agencies are responding to increased expectations for efficiency, accountability, and open government, putting more pressure on an aging information management infrastructure.

  6. CONTEXT & MOTIVATIONS • In the increasingly mobile workforce, employee tenure is decreasing. In addition to the risk of knowledge loss, this churning of the workforce also brings new knowledge that the organization may wish to leverage. Likewise, there are increasing opportunities to leverage knowledge from industry partners due to increased outsourcing. • Technologies that facilitate remote communication and increase personal computing capability as well as increased use of remote offices and telework are disrupting patterns of institutional information management at a time when security concerns, transparency, and networking are growing.

  7. CONTEXT & MOTIVATIONS • Agencies need proven, cost-effective strategies to navigate these changes and demonstrate the capacity to be high-performing, responsive, and agile organizations. • The global economy is transitioning from an industrial economy to a knowledge economy, and the practices that determined success need to be re-evaluated and updated to support an interconnected network of knowledge resources to support decision-makers and practitioners in their work.

  8. SECTION 2: • Industry Trends & • Task Force Findings

  9. A Roadmap to Transformation 10 Facets of KM Domestic Scan Organization • Knowledge Leadership and Strategy • Culture and Communication • Knowledge Assessment and Evaluation • Knowledge Operations • Knowledge Architecture • Knowledge Asset Management • Intellectual Capital Management • Communities and Collaboration • Organizational Learning • Knowledge Technologies • Context • Innovation and Knowledge Sharing Succession Management • Employee Orientation, Learning and Development • Identification, Documentation and Dissemination of Processes, Practices and Expertise

  10. INDUSTRY TRENDS & FINDINGS • Cultivating KM • Domestic Scan on Knowledge Management • TRB KM Task Force • NCHRP Study 20-98 (KM Guidance Doc) • AASHTO Special Committee on Workforce Planning & Development – Resolution approved by BOD in 2011 • Begin where you are. Take opportunities. Address pain points

  11. SCAN TEAM MEMBERS • Maureen L. Hammer, Virginia Department of Transportation • Leni Oman, Washington State Department of Transportation • Frances Harrison (Subject Matter Expert), Spy Pond Partners, LLC • Harry Capers, (Principal Investigator), Aurora and Associates • Andrew Lemer (Program Officer), Transportation Research Board • John Halikowski & Anne Ellis –Arizona Department of Transportation • Carin Michel, FHWA Resource Center, Baltimore • Arthur "Turo" Dexter, Federal Transit Administration • Lee Wilkinson, Iowa Department of Transportation • Becky Burk, Maryland State Highway Administration • Lori Dabling, Utah Department of Transportation

  12. KM Domestic Scan Presenters • Accenture • USDOT-FAA • USDOT-FHWA • USDOT-FTA • Kent State University • Kraft Foods • NASA • Alberta Transportation (Canada) • Alaska DOT&PF • Georgia DOT • Kansas DOT • Missouri DOT • Virginia DOT • Washington State DOT • Wisconsin DOT

  13. INDUSTRY TRENDS & FINDINGS • Culture Change • Establish a vision for the future state of the culture • Manage to core values • NASA adopted Excellence, Safety, Integrity, and Teamwork • Alberta’s “Reaching our Full Potential” initiative • Missouri’s emphasis on performance management, teamwork and innovation • FAA’s and other’s descriptions of cultural characteristics

  14. INDUSTRY TRENDS & FINDINGS Concepts for developing a mature knowledge management practice

  15. INDUSTRY TRENDS & FINDINGS • Workforce Planning & Succession Management • Workforce Planning • Risk Assessment • Succession Planning • Staff Retention • Employee Interviews

  16. INDUSTRY TRENDS & FINDINGS • Employee Orientation, Learning & Development • New Employee Orientation • Employee Growth and Development • Communities • Storytelling

  17. INDUSTRY TRENDS & FINDINGS • Communities and Collaboration • Knowledge Mapping • Communities of interest/practice • Formal • Informal • Fostering collaboration • In person • Virtual

  18. INDUSTRY TRENDS & FINDINGS • Identification, Documentation and Dissemination of Processes, Practices and Expertise • Content Management Function/Policies/Processes • Lessons Learned & Case Studies • Institutional Memory/ Critical Knowledge Retention • Business Process Documentation • Expertise Identification

  19. INDUSTRY TRENDS & FINDINGS • Supporting Knowledge Management • Designated function – location and responsibilities • Role of leadership • Fostering a culture of knowledge sharing • Recognition and rewards

  20. Evolving Resources KM Domestic Scan Report – soon Webinars on specific functions of knowledge management – plan and distribution process in development NCHRP 20-98 Report – est. completion, April 2015

  21. SECTION 3: • Specific Case Study: • Caltrans KM Model

  22. CASE STUDY:CALTRANS KM MODEL • Knowledge Management Impetus • Alignment with Strategic Planning and Goal Setting Process • Development of KM Concept • Development of KM Guidebook and Website • Training to New Supervisors • Ongoing KM marketing and application in succession planning, workforce planning, and as a workforce risk treatment strategy

  23. STRATEGIC PRIORITIES

  24. STRATEGIC PRIORITIES • Informed and Engaged Workforce • Develop and maintain an informed and engaged workforce that is empowered to effectively deliver our promised projects and programs. • Develop a comprehensive succession planning program.

  25. GUIDEBOOK http://www.dot.ca.gov/docs/ct_knowledge_transfer_guidebook.pdf

  26. KNOWLEDGE TRANSFER

  27. INFORMED AND ENGAGED

  28. FOUR BUILDING BLOCKS Face-to-Face: Group Face-to-Face: Individual Multimedia Rotational Programs

  29. FACE-to-FACE: GROUP Boot Camp Best Practices Meetings / Studies Communities of Practice Critical Incident Reviews / Lessons Learned Expert Storytelling Knowledge Fairs

  30. BOOT CAMP

  31. COMMUNITIES OF PRACTICE

  32. FACE-to-FACE: INDIVIDUAL Cross-Training (Position Backup) Job Shadowing Mentoring Programs Structured On-The-Job Training (OJT) Transitional Training (“Double Fill”)

  33. JOB SHADOWING

  34. MENTORING PROGRAMS

  35. MULTIMEDIA Expert Interviews / Expert Storytelling Knowledge Maps Wiki

  36. EXPERT INTERVIEWS

  37. WIKI

  38. ROTATIONAL PROGRAMS JOB ROTATION

  39. JOB ROTATION

  40. KNOWLEDGE TRANSFER

  41. FUTURE GOALS Training Outreach

  42. QUESTIONS California Department of Transportation 1120 N Street, MS #49 Sacramento, CA 95814 Michelle Tucker, Chief Risk and Ethics Officer Michelle.Tucker@dot.ca.gov Washington Department of Transportation 310 Maple Park Avenue SE Olympia, WA  98504 Leni Oman, Director, Office of Research & Library Services OmanL@wsdot.wa.gov

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