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Welcome to The Securities Transfer Association’s 96th Anniversary and 2007 Annual Meeting - PowerPoint PPT Presentation


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Welcome to The Securities Transfer Association’s 96th Anniversary and 2007 Annual Meeting. Securities Transfer Association. Board Members. Director Yehuda L. Neuberger American Stock Transfer & Trust Co. Director William J. Speirs CIBC Mellon Trust Company Executive Director *

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Presentation Transcript
slide1

Welcome to

The

Securities Transfer Association’s

96th Anniversary and

2007 Annual Meeting

slide2

Securities Transfer Association

Board Members

Director

Yehuda L. Neuberger

American Stock Transfer & Trust Co.

Director

William J. Speirs

CIBC Mellon Trust Company

Executive Director *

Cynthia Jones

The Securities Transfer Association, Inc.

President *

Charles Rossi

Computershare

Vice President & Assistant Secretary *

Thomas L. Montrone

Registrar and Transfer Company

Treasurer

Debra H. Hacka

National City Bank

Secretary

Steven Nelson

Continental Stock Transfer & Trust Co.

Director *

Robert M. Carney, Sr.

BNY Mellon Shareowner Services

Director

Mary Corcoran

Aim Investment Services, Inc.

Director

Salli A. Marinov

First American Stock Transfer

Director

Jonathan E. Miller

StockTrans, Inc.

* Executive Committee Members

slide3
Carmen Buonomo Craig Keller

Kevin Burns Robert Kristanko

Gregory Caddell Herb Lemmer

Mary Rose Cascaes Maurice Lynch

Armando DiBiase Douglas Reed

Nick Giancaspro Kathryn Sevcik

Don Gress Karl Wagner

Cynthia Jones Bob Winterle

Securities Transfer Association

Processing Committee Members

Co-Chair – John Ulla &Anne Neuberger

legal and regulatory committee members co chair steven nelson stephen j dolmatch

Securities Transfer Association

Legal and Regulatory Committee MembersCo-Chair – Steven Nelson & Stephen J. Dolmatch

Stephen Cesso Andrea Manning

Gordon Glaza Susanne Oliver

William Harris Mario Passudetti

Blanche Hurt Laura S. Pruitt

Herb Lemmer Merrill B. Stone

Barbara Lubitz Catherine Wexler

slide5
Fraud Prevention Committee

Membership Committee

Unclaimed Property Committee

Proxy Committee

Securities Transfer Association

Other Committees

slide6

Securities Transfer Association

Key Initiatives

  • DTCC Rule Filing
  • Proxy Reform
slide7
Established joint working groups – SSA & STA

Engaged Outside Counsel

Met with SEC and DTCC

Major Differences/Identified

Service Provider/Customer

Securities Transfer Association

DTCC

slide8

Securities Transfer Association

Proxy Reform

  • Presented to NYSE Proxy Working Group
  • Presented to SEC Commissioners – Roundtable discussion 5/24
  • Continue to work with The Business Roundtable (BRT)
  • Notice & Access
  • Overvoting
slide9

Securities Transfer Association

Thank you for attending the conference.