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Financial Markets Law and Regulations

Financial Markets Law and Regulations. Lessons – Assessment method - Personal Meetings. September. Mon. 16 Carmine Di Noia Theory and practice of financial market regulation Fri. 20 Carmine Di Noia The recent financial crisis Mon. 23 Carmine Di Noia Bank capital regulation

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Financial Markets Law and Regulations

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  1. Financial Markets Law and Regulations Lessons – Assessment method - Personal Meetings

  2. September • Mon. 16 Carmine Di Noia Theory and practice of financial market regulation • Fri. 20 Carmine Di Noia The recent financial crisis • Mon. 23 Carmine Di Noia Bank capital regulation • Fri. 27 EdoardoRulli The Reform of EU Financial Market Supervision: the setting up of the ESAs • Mon. 30 Conference at University of Rome Tor Vergata

  3. October • Fri. 4 Giovanni Prezioso US listed company regulation: fromSarbanesOxleytorecentdevelopments • Mon. 7 Giovanni Prezioso Overviewof US financial market regulation: the impact ofDodd Frank • Fri. 11 Paola Lucantoni Investment Services Directive - Directive 93/22/EEC • Mon. 14 Paola Lucantoni Markets in Financial Instruments Directives - Directive 2004/39/EC; 2006/73/EC; Commission Regulation 1287/2006

  4. October • Fri. 18 EdoardoRulli The Reform of EU Financial Market Supervision: the powers granted to the ESAs and the role of the ESMA • Mon. 21 Carmine Di Noia The evolution of stock exchanges • Fri. 25 Carmine Di Noia Corporate governance in Europe and in Italy • Mon. 28 Paola Lucantoni Rulesofconduct. Derivatives. Emirregulation.

  5. November • Mon. 4 EdoardoRulli Single supervisory mechanism and recovery and resolution plans • Fri. 8 Paola Lucantoni Directive on Takeover Bids – Directive 2004/25/EC • Mon. 11 Carmine Di Noia Credit Rating Agencies • Fri. 15 Paola Lucantoni Cases of Exemption from Tender Obligation

  6. November • Mon. 18 Paola Lucantoni Prospectus Directives – Directive 2003/71/EC; 2010/73/EU and Transparency Directive – Directive 2004/109/EC • Fri. 22 Paola Lucantoni Market AbuseDirective – Directive2003/6/EC • Mon. 25 Carmine Di Noia Mad review • Fri. 29 Shareholders Rights Directive - Directive 2007/36/EC

  7. December • Mon. 2 Carmine Di Noia - Paola Lucantoni Presentation of research papers • Fri. 6 Carmine Di Noia – Paola Lucantoni Presentation of research papers

  8. Assessment method • Oral exam 50% • Individual presentation of research paper 50% - deadline to choose the subject of the research paper: 30th oct - Presentation dates: 2nd and 6th dec.

  9. Individual Meetings • Paola Lucantoni: Mon. 11.15-12.15 Sala docenti plucantoni@luiss.it • Carmine Di Noia: by appointment Carmine.DiNoia@assonime.it • Edoardo Rulli: by appointment edoardo.rulli@gmail.com

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