R05006D Resale and Transfer Examples Appendix

1. R05006D Resale and Transfer Examples Appendix Examples: Reservations that are dotted show Capacity Available to Resell or Transfer. MW’s in Gray are no longer available to Resell or Transfer. Requests that are cross-hatched are outside the bounds of the Parent Reservation or are invalid. Capacity Available to Resell or Transfer Capacity Not Available to Resell or Transfer Modeled after Redirect Examples 100705

2. 100 MW - 60 MW - Confirmed Firm or Non-Firm Parent ARef# 1000 20 MW - Day 1 Day 2 Day 3 Day 4 RECOMMENDATION TO NAESB WEQ EXECUTIVE COMMITTEE Requesters: Electronic Scheduling Subcommittee and Information Technology Subcommittee Request No.: R05006D Request Title: Proposed Resale and Transfer Standards Example 1: Parent Reservation: Daily 100 MW - Implemented Tag ID# 100 Confirmed Redirect ARef# 1002 Confirmed Resale ARef# 1001 60 MW - Pending Tag ID# 101 30 MW - Pending Redirect ARef# 1004 Confirmed Redirect ARef#1003 Day 3 Day 1 Day 2 Day 4 Example 1: Capacity Available to Resale on Parent Reservation (dotted area) after Various events Example 1 – Capacity Available for Resale against Parent ARef# 1000 would be 60 MW for Day one and 30 MW for Day two. See Standards _____ Modeled after Redirect Examples 100705

3. RECOMMENDATION TO NAESB WEQ EXECUTIVE COMMITTEE Requesters: Electronic Scheduling Subcommittee and Information Technology Subcommittee Request No.: R05006D Request Title: Proposed Resale and Transfer Standards 100 MW - Outage 60 MW - Confirmed Parent ARef# 2000 20 MW - Day 1 Day 2 Day 3 Day 4 Example 2: Capacity Available to Resale on Parent Reservation Not Affected by Outage Example 2 – The Capacity Available to Resale is reduced by the outage. The Capacity Available to Redirect against Parent ARef# 2000 would be 100 MW’s for days 1,2 and 4 and 60 MW for Day 3. See Standards ______. Modeled after Redirect Examples 100705

4. RECOMMENDATION TO NAESB WEQ EXECUTIVE COMMITTEE Requesters: Electronic Scheduling Subcommittee and Information Technology Subcommittee Request No.: R05006D Request Title: Proposed Resale and Transfer Standards Example 3 – If the TP does not block request #3001 from being made, the TP would have the right to nullify Request 3001 because the time period is invalid (i.e. extends past the time period of the Parent Reservation). The Capacity Available to Resell on the Parent Reservation remains at 100 MW for the duration of the reservation. See Standards ________ 100 MW - 60 MW - Confirmed Parent ARef# 3000 Invalid Redirect ARef# 3001 20 MW - Day 1 Day 2 Day 3 Day 4 Example 3: Resale Request with Invalid Time Period Modeled after Redirect Examples 100705

5. RECOMMENDATION TO NAESB WEQ EXECUTIVE COMMITTEE Requesters: Electronic Scheduling Subcommittee and Information Technology Subcommittee Request No.: R05006D Request Title: Proposed Resale and Transfer Standards Confirmed Resale ARef# 4001 100 MW - 60 MW - Confirmed Parent ARef# 4000 20 MW - Day 1 Day 2 Day 3 Day 4 Example 4: Resale with Capacity Requested exceeding Capacity Available to Resale on Parent Reservation. Example 4 –Where the capacity sold for Resale exceeds the Capacity Available to Redirect of the Parent, if the TP has not blocked the request, the TP may nullify ARef# 400I. The Customer must submit a new Resale request. See Standards ________________. 100 MW - Resale ARef# 4001 Nullified by TP Confirmed Parent ARef# 4000 60 MW - 20 MW - Day 1 Day 2 Day 3 Day 4 Example 4a: Resale with Optional Nullification. Modeled after Redirect Examples 100705

6. RECOMMENDATION TO NAESB WEQ EXECUTIVE COMMITTEE Requesters: Electronic Scheduling Subcommittee and Information Technology Subcommittee Request No.: R05006D Request Title: Proposed Resale and Transfer Standards Denied Resale blocked by TP ARef# 4001 100 MW - 60 MW - Confirmed Firm Parent ARef# 4000 20 MW - Day 1 Day 2 Day 3 Day 4 Example 4b: Resale with Optional Request blocked or Confirmation blocked. Example 4b – In this scenario, the TP blocked the Resale Request ARef# 4001. The Capacity Available to Resell on Parent Reservation ARef# 4000 remains 100 MW for all four days. The TP could also allow the request but block confirmation of Request 4001 See Standards ___________________. Modeled after Redirect Examples 100705

7. RECOMMENDATION TO NAESB WEQ EXECUTIVE COMMITTEE Requesters: Electronic Scheduling Subcommittee and Information Technology Subcommittee Request No.: R05006D Request Title: Proposed Resale and Transfer Standards Firm Transfer Request ARef# 5001 100 MW - 60 MW - Confirmed Firm or Non-Firm Parent ARef# 5000 20 MW - Month 4 Month 1 Month 2 Month 3 Example 5: Transfer with Capacity Requested exceeding capacity of Parent Reservation. Example 5 - With a Transfer where the capacity requested exceeds the capacity of the Parent, can the TP Counteroffer ARef# 5001 at 100 MW or Refuse??????. Assuming also that the customer confirmed the Counteroffer, the Capacity Available to Transfer on Parent Reservation ARef# 5000 would be 100 MW for the first two months and zero for months 3 and 4. See Standards __________________. 100 MW - Transfer ARef# 5001 Counteroffered and Confirmed at 100 MW 60 MW - Confirmed Parent ARef# 5000 20 MW - Month 1 Month 2 Month 3 Month 4 Example 5: Firm Transfer with Counteroffer Modeled after Redirect Examples 100705

8. RECOMMENDATION TO NAESB WEQ EXECUTIVE COMMITTEE Requesters: Electronic Scheduling Subcommittee and Information Technology Subcommittee Request No.: R05006D Request Title: Proposed Resale and Transfer Standards 100 MW - Confirmed 4-Year Parent Reservation ARef# 7000 60 MW - Denied 2-YearTransfer request ARef# 7001 20 MW - Year 1 Year 2 Year 3 Year 4 Example 7a – The TP will block or deny this Transfer request because the stop time of the Transfer does not coincide with the Stop time of the Parent reservation. See Standard Z.3.2 Modeled after Redirect Examples 100705

9. RECOMMENDATION TO NAESB WEQ EXECUTIVE COMMITTEE Requesters: Electronic Scheduling Subcommittee and Information Technology Subcommittee Request No.: R05006D Request Title: Proposed Resale and Transfer Standards Example 7b – The TP and Reseller may approve this Transfer request. The start time is within the Parent Reservation start and stop times and the stop time of the Transfer coincides with the stop time of the Parent Reservation. Rollover rights, if any exist, will convey to the Assignee for 60 MW. See Standards Z.1.5 and Z.3.2 100 MW - Confirmed Parent Reservation ARef# 7000 Confirmed Firm Parent Reservation 5000 60 MW - Confirmed Transfer ARef# 7001 20 MW - Year 1 Year 2 Year 4 Year 3 Modeled after Redirect Examples 100705

10. 100 MW - Confirmed Parent Reservation ARef# 7000 60 MW - Confirmed 60 MW Redirect ARef# 7001 20 MW - Year 1 Year 2 Year 4 Year 3 RECOMMENDATION TO NAESB WEQ EXECUTIVE COMMITTEE Requesters: Electronic Scheduling Subcommittee and Information Technology Subcommittee Request No.: R05006D Request Title: Proposed Resale and Transfer Standards Example 7b – Only the MW available for scheduling may be Transferred in a Partial Transfer. The TP and Reseller may deny this Transfer request. The 50 MW request is greater than the 40 MW available for scheduling. See Standard Z.4.1 100 MW - Refused 50 MW Transfer Request ARef# 7002 60 MW - Confirmed 60 MW Redirect ARef# 7001 20 MW - Year 1 Year 2 Year 4 Year 3 Modeled after Redirect Examples 100705

11. RECOMMENDATION TO NAESB WEQ EXECUTIVE COMMITTEE Requesters: Electronic Scheduling Subcommittee and Information Technology Subcommittee Request No.: R05006D Request Title: Proposed Resale and Transfer Standards 100 MW - Confirmed Parent Reservation ARef# 7000 60 MW - Confirmed 60 MW Redirect or Resale ARef# 7001 20 MW - Year 1 Year 2 Year 4 Year 3 Example 7b – Since this is a Full Transfer (all 100 MW’s granted are Transferred) this Transfer request may be approved, even though some of the MW’s being Transferred are not available for scheduling by the Reseller. See Standard Z.4.2. The Assignee must pay the TP for the full 100 MW. The owner of the Redirect ARef #7001 remains obligated to pay the Reseller (owner of the Parent Reservation). The amount available for Transfer or Resale on ARef# 7002 is the same as the amount that was available for Transfer or Resale on the Parent Reservation ARef# 7000 100 MW - 60 MW - Confirmed 100 MW Transfer Request ARef# 7002 Confirmed 60 MW Redirect ARef# 7001 20 MW - Year 1 Year 2 Year 4 Year 3 Modeled after Redirect Examples 100705

12. RECOMMENDATION TO NAESB WEQ EXECUTIVE COMMITTEE Requesters: Electronic Scheduling Subcommittee and Information Technology Subcommittee Request No.: R05006D Request Title: Proposed Resale and Transfer Standards 100 MW - Accepted Transfer ARef# 7002 Confirmed Parent Reservation ARef# 7000 60 MW - Accepted Transfer ARef# 7001 20 MW - Year 1 Year 2 Year 3 Year 4 Example 7 – The Customer may have multiple Transfer requests pending against the same Capacity Available to Redirect. Once Request 7001 is Confirmed, ARef# 7002 may be Refused by the TP or Withdrawn by the Customer. The Capacity Available to Redirect is 40 MW for days 1 and 2. (The TP could also Counteroffer ARef# 7002. This scenario is not shown). See Standards ________________. 100 MW - Withdrawn Transfer ARef# 7002 Confirmed Firm Parent Reservation 5000 60 MW - Confirmed Parent Reservation ARef# 7000 Confirmed Transfer ARef# 7001 20 MW - Year 1 Year 2 Year 4 Year 3 Modeled after Redirect Examples 100705

13. 100 MW - 60 MW - 20 MW - Day 1 Day 2 Day 3 Day 4 RECOMMENDATION TO NAESB WEQ EXECUTIVE COMMITTEE Requesters: Electronic Scheduling Subcommittee and Information Technology Subcommittee Request No.: R05006D Request Title: Proposed Resale and Transfer Standards Accepted Parent ARef# 8000 Refused Transfer request ARef# 8001 Example 8 – The TP and the Reseller may Refuse this Transfer request because 1) The stop time of the requested Transfer does not coincide with the stop time of the Parent Reservation, 2) The Customer may only Resell or Transfer against capacity of a reservation that is in a Confirmed State, and 3) Only a Yearly or Monthly reservation may be Resold or Transferred and in this case the Parent Reservation is Daily. See Standards _____________ Modeled after Redirect Examples 100705