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Demat

Demat. INDEX Obligation Pay in Import Files Client Holding Direct Payout Payout To Clients Inter settlement With Holding Pool To Beneficiary Transfer Beneficiary To Beneficiary Transfer And Pledge Release. Shortage Transfer Outward From Beneficiary (Off Market /Inter Dp)

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Demat

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  1. Demat

  2. INDEX • Obligation • Pay in • Import Files • Client Holding • Direct Payout • Payout To Clients • Inter settlement With Holding • Pool To Beneficiary Transfer • Beneficiary To Beneficiary Transfer And Pledge Release. • Shortage Transfer • Outward From Beneficiary (Off Market /Inter Dp) • Stock Register

  3. Obligation Summary Client Wise(187) • Demat  Bse_Cash  Reports II Obligation Reports (1037) •  Obligation Summary Client Wise(187) • Client and Exchange Buy / Sale position (client wise) per Mkt/Settlement. • Note: • - Select Market Type from drop down list and type in the Settlement No. • - If particular client, then enter client code/s in Client-ID List (Comma Separated). • - If particular scrip, then enter scrip code/s in Scrip-Code List (Comma Separated). • - Select whether you like to see the report with clearing member by selecting NO/YES. • - After providing necessary parameters click on Generate Report to go to output screen.

  4. Obligation summary

  5. Chapter 1 - Obligation • Obligation Summary Scrip Wise(160) • Demat  Bse_Cash  Reports II Obligation Reports (1037) •  Obligation Summary Scrip Wise(160) • Client and Exchange Buy / Sale position (scrip wise) per Mkt/Settlement. • Note: • - Select Market Type from drop down list and type in the Settlement No. • - If particular client then enter client code/s in Client-ID List (Comma Separated). • - If particular scrip then enter scrip code/s in Scrip-Code List (Comma Separated). • - Select whether you like to see the report with clearing member by selecting NO/YES. • - After providing necessary parameters Generate Report to go to output screen.

  6. Pay In Report

  7. PayIn from Broker Beneficiary Demat  Bse_Cash / Nse_cash  Vouchers Beneficiary To Market Note: - Provide Bill Date. - Select Market Type, Settlement No from drop down list. - Select Transfer to NSDL/CDSL (pool to which you would like to transfer the shares). - Select Beneficiary from drop down list. - Provide Execution Date from calendar help or type in the date (DD/MM/YYYY) default will be current date. - Provide Voucher Date from calendar help or type in the date (DD/MM/YYYY) default will be current date, After selection of settlement voucher date will change to that settlements pay in date provided in settlement master . - After providing necessary parameters click on view button for process screen. - Based on Setl Sale Qty, Recd Qty, Total Available Quantity in Beneficiary and CL. Av. Qty. i.e.: if the quantity available in beneficiary belongs to that particular client then Only Transfer Qty is populated with qty else zero qty.

  8. Pay In from Beneficiary

  9. Instruction Screen

  10. If Broker is a DP • Client Beneficiary To Pool • Demat  Bse_Cash / Nse_cash  Reports I Cl Beneficiary To Pool • This is the process wherein you can transfer stock from Clients beneficiary A/c if • the broker is a DP (NSDL or CDSL) having limited Power Of Attorney with him • to make a pay in for the clients. • For this system to work clients POA status should be marked yes in Dp Catalogue. • Note: • - Select Market Type & Settlement No from drop down list. • - If particular client then enter client code/s in Client-ID List (Comma Separated). • - If particular scrip then enter scrip code/s in Scrip-Code List (Comma Separated). • - If particular family select family from drop down list. • - Select Considering SOH Yes if Pay In to be done base on available qty in client a/c and No if reverse. • - If particular branch then enter branch code/s in Branch List (Comma Separated). • - In put DP ID in dp id option and operator id in opt id column (as shown in screen) • - And if u don’t want not to consider the previous settlement sale stock you can input previous settlement number in respective exchange previous settlement list box • - After providing necessary parameters click on view button to go to process screen.

  11. POA Pay In

  12. Pay In from Pool

  13. Early PayIn • Demat  Bse_Cash  Vouchers Early PayIn To Exchange • This is the process wherein you can make Early PayIn either from NSDL or CDSL pool based on the available qty in pools or based on obligation qty. • Note: • 1- Select Market Type, Settlement No from drop down list. • 2- Select PayIn from NSDL/CDSL (pool from which you would like to make PayIn). • 3- Provide Execution Date from calendar help or type in the date(DD/MM/YYYY) • default will be current date. • 4- Select Available in Pool checkbox if PayIn based on the available qty in pool else do not select. • 5- Obligation Qty is sell qty, Credit Qty is PayIn done, NSDL Pool Qty is qty available in pool, Trans Qty quantity to transfer. • 6- Click on new batch and input slip no in slip no box • 7- Click on net sale quantity if u want to consider internal sale obligation • 6- Checkbox provided to select/deselect a particular scrip. • 7- Quantity punched above zero in Trans Qty then only it will get processed. • 8- After providing all the necessary fields you can process by clicking on process • button.

  14. Import SpeedE File • Demat  Bse_Cash  Vouchers Import Transactions • This is the place wherein you can import different files related to PayIn and • Payout. • Note: • - Here we have shown e.g. for importing Speed-E file. • - By default speed option is selected. You need to browse and select the speed-e file from where it is located and click on Import button. • - In Data Selection you have three options to select from. • All – If you want to import all the transactions irrespective of settlement or date. • Date-Wise – If you want to import transactions date wise. • Settlement-wise – If you want to import transactions settlement wise. • - In Transaction-Selection you have three options to select from. • Only New– To import only new transactions (i.e. trans which are not there in our database.) • Only Existing – To import existing transactions which already exists in our database, if the file is already imported before. • Both – To import New as well as Existing transactions. • - After selecting appropriate options click on Continue Import button to complete import process.

  15. Summary about the Transactions that we import and do not import from the different files imported from Import Transactions option in Vouchers menu are as under. • File: Speed • By default we do not import RI transactions from speed-e file • (i.e. RI are payout transactions that comes in Nsdl Pool from CM). • We import payout from RCBDL(Bse)/CADT(Nse) file. • File: DP89 • By importing DP89 we take on-market transactions. Scrips that comes in CDSL pool given by client via on-market root and taken by clearing house as payin. • File: DPC9 • By importing DPC9 we take on-market transactions, as well as inter-dp transactions (cdsl client to cdsl pool and nsdl client to cdsl pool), and off-market transactions also. • Note:- if you are importing DPC9 than you don’t have to import DP89

  16. Import of Files

  17. When stock comes in dummy settlement in CDSL , so to transfer that stock from dummy settlement to LIVE settlement you have to do the above process

  18. Internal Pay In for BSE_CASH • Demat  Bse_Cash  Vouchers internal payin • Note: • -Select market type • -Provide settlement number • -provide voucher Date. • -input slip number • -click process button to generate the instructions • -For report view

  19. Internal Report

  20. PayIn from Pools • Demat  Bse_Cash / Nse_cash  Vouchers PayIn To Exchange • This is the process wherein you can make a Pay In either from Nsdl or Cdsl pool based on the available qty in pools or based on obligation qty. • Note: • - Select Market Type, Settlement No from drop down list. • - Select Pay In from NSDL/CDSL (pool from which you would like to make PayIn). • - Provide Execution Date from calendar help or type in the date(DD/MM/YYYY) default will be current date. • - Select Available in Pool checkbox if PayIn based on the available qty in pool else do not select. • - Credit Qty is sell qty, Confirmed Qty is PayIn done and confirmed by exchange, • - Non-Confirmed Qty Pay In done not yet confirmed by exchange

  21. Report no 194- this is client wise pay in report of a specific settlement and market type • For specific branch input branch code in branch box • For specific client input client code in client box • Notes:- • -tick on inter settlement qty box for viewing only pay in through inter settlement • -tick on short qty if you want to view only short qty • -do not tick on any option if you want to view report with all options • -otherwise tick on the option if u want to for a specific option

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