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Shield - Information Sharing Affecting Financial Institutions

Check out the infographic to learn about the challenges of sharing information. We create unique models to monitor the eComm exchanges between various groups of employees. To know more visit: https://bit.ly/3qczXZp

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Shield - Information Sharing Affecting Financial Institutions

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  1. A Blog By : Michael Rabinowitz "The Many Challenges of Information Sharing" Financial Industry Regulatory Authority Fined $850,000 Recently the Financial Industry Regulatory Authority hit independent broker-dealer Cambridge Investment Research and Merrill Lynch with fines totaling $850,000 for failing to properly supervise employees who were involved in the sale of mutual funds, and not properly monitoring the exchanges between retail marketers and exchange-traded note traders. What are the major highlights that compliance face to maintain communication barrier? What is the concept and history of Chinese walls or informational fire walls? The Shield continually add to, modify, and otherwise improve the detection models we used to provide updated coverage regarding the latest risk areas, along with new products, areas of business, mandated lines, and comments from regulators. Read complete article on our website. Visit: https://www.shieldfc.com/

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