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Complete Focus On Layering And Spoofing | Compliance And Regulations

Layering And Spoofing is becoming an increasing focus for regulators to follow the compliance regulations and to stop the market abuses by cracking down on offenders with heavy fines and punishments. The size of fines such as the JPMorgan one shows the dissatisfaction on the part of regulators when it comes to real changes being made. Check out the infographic and visit our website for more related information. Visit: https://bit.ly/3OTC0Lf

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Complete Focus On Layering And Spoofing | Compliance And Regulations

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  1. REMIT: BEST PRACTICES CONCERNING LAYERING AND SPOOFING We understand the daily struggles of the compliance team, from top to bottom. That’s why we created a super-smart, shockingly efficient way to deliver next- generation compliance. What is Layering and Spoofing? In both spoofing or layering market manipulation, a market participant issues one large order or multiple smaller orders showing a fraudulent interest to trade. Banned under REMIT Under REMIT, attempts to engage in market manipulation of wholesale energy markets are strictly prohibited. Article 2 of REMIT describes market manipulation as the providing of false or misleading signals and information, price positioning, and orders or transactions that involve deceptive practices. FRAUD FRAUD Companies must keep an eye out Under REMIT rules, companies are responsible for monitoring the trades that take place on their watch to ensure that they are compliant. Spoofing is becoming an increasing focus for regulators as they try to stop these abuses by cracking down on offenders with heavy fines and punishments. https://www.shieldfc.com/

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