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Current Trends in Regulation: Insights from Shauna MacKenzie, Legal Services Director

Join Shauna MacKenzie, a leading Legal Services & Enforcement Director, for a deep dive into the latest regulatory trends impacting industries. Explore topics such as AML/ATF standards, enforcement powers, group supervision rules, information exchange practices, tax compliance, and more. Gain valuable insights on risk-based approaches, industry guidance, and international affiliations to stay compliant in today's evolving regulatory landscape.

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Current Trends in Regulation: Insights from Shauna MacKenzie, Legal Services Director

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Presentation Transcript

  1. STEP CONFERENCETrends in Regulation By: Shauna MacKenzie Director, Legal Services & Enforcement

  2. 1. AML/ATF • New Standards • Risk Based • CDD • Country Risk • Industry Guidance • Desk Based

  3. 2. ENFORCEMENT • Additional Powers • Process and Procedure • Key Principles • Fair • Transparent • Appropriate • Overall Approach

  4. 3. GROUP SUPERVISION • Detailed Rules • Financial Stability Board

  5. 4. INFORMATION EXCHANGE • MMOU’s IAIS • Confidentiality Practices • BMA has signed ____ MOU’s • MMOU’s • Caribbean Regional Memorandum of Understanding • Memoranda of Understanding/ International Affiliations • BMA MOU's

  6. 5. TAX • OECD • Peer Review Assessment • Foreign Account Tax Compliance Act (FACTA)

  7. OBSERVATIONS/CONCLUSIONS • Implementation • Resourses for Industry • Proportionate • Guidance

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