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Smsf client base - PowerPoint PPT Presentation

Regulatory Enforcement

Regulatory Enforcement. ASIC has announced that un-licenced financial advice in the SMSF sector will be a focus and they will be taking regulatory action against unlicensed operators. We [ASIC] do not want to see SMSFs become the vehicle of choice for unscrupulous operators (ASIC Report 337).

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Smsf client base - PowerPoint PPT Presentation

Regulatory Enforcement