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Rule 123 summary - PowerPoint PPT Presentation

Front End Systemic Capture Rule 123

Front End Systemic Capture Rule 123. David Bartges Director NYSE Technology Infrastructure January 13, 2000. NYSE Business Goals. Address regulatory issues Maximize operational efficiencies Provide new customer services. Industry Drivers. Move towards straight through processing

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Rule 123 summary - PowerPoint PPT Presentation

Front End Systemic Capture Rule 123