100+ Private placement securities PowerPoint (PPT) Presentations, Private placement securities PPTs

Private placement securities - PowerPoint PPT Presentation

Get Effective Investigation Services Through Colt Ledger &Associates Inc.

Colt Ledger & Associates, specialize in recovering private placement investment funds that were fraudulently obtained from people. This Association maintains A BBB Rating. Colt Ledger is a licensed private investigator which provide services like investigation of Securities Fraud, Commodities Fraud and Criminal Fraud.

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252 views • 8 slides

NAIC Filing Exemption (FE ) Rule

NAIC Filing Exemption (FE ) Rule. What is FE? A new rule adopted by the NAIC which grants exemption from filing with the SVO for bonds and preferred stock that have been assigned a current, monitored rating by an NRSRO. When did FE become effective? January 1, 2004. File Or Not File?.

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460 views • 6 slides

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Private placement securities - PowerPoint PPT Presentation

Get Effective Investigation Services Through Colt Ledger &Associates Inc.

NAIC Filing Exemption (FE ) Rule