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Rule 22c-2 and the impact on TPAs, Trust Companies and RIAs October 26, 2006

Rule 22c-2 and the impact on TPAs, Trust Companies and RIAs October 26, 2006 Gail Weiss & Associates, Inc. 828 South Charles Street Baltimore, MD 21230 (410) 230-2693 http://www.gailweiss.com. Agenda. Market Timing Overview History of the SEC Rule 22c-2 Industry Response

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Rule 22c-2 and the impact on TPAs, Trust Companies and RIAs October 26, 2006