'Municipal advisor' presentation slideshows

MSRB Regulatory Updates

MSRB Regulatory Updates. October 2, 2014 | Bond Dealers of America National Fixed Income Conference. Michael L. Post , Deputy General Counsel Sharon Zackula , Associate General Counsel. Municipal Securities Rulemaking Board. Presentation Outline. MSRB Fiscal Year 2015 Strategic Priorities

666 views • 51 slides

The Municipal Advisor Registration Rules

506 views • 43 slides

Professional Qualifications

356 views • 35 slides

Risk Mitigation & Document Issues Facing Indenture Trustees

401 views • 28 slides

Proposed Municipal Advisor Rules Under the Dodd-Frank Act Timothy V. McGree Chapman and Cutler LLP

Proposed Municipal Advisor Rules Under the Dodd-Frank Act Timothy V. McGree Chapman and Cutler LLP. 3000788. Sources. Section 975 of Title IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Act No. 111-203) as amending Section 15B of the Securities and Exchange Act

367 views • 28 slides

The Many Faces of Disclosure

333 views • 21 slides

Moderator

204 views • 19 slides

Moderator

218 views • 19 slides