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Investment dealers - PowerPoint PPT Presentation

CANADIAN INVESTOR PROTECTION FUND Presentation to

CANADIAN INVESTOR PROTECTION FUND Presentation to China Securities Investor Protection Fund Corporation Limited Beijing, P.R. China January 29, 2008. Topics. History of the Fund Fund Operation CIPF Investment Policy CIPF Investor Protection Part XII of Bankruptcy Act Investor Education.

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1.01k views • 39 slides

4. Mutual Funds, Investment Dealers, and Other FIs

4. Mutual Funds, Investment Dealers, and Other FIs. Two types of mutual funds: Closed-End Funds Open-End Funds 4.1 Closed-End funds Sold at an exchange or Over-the-counter Price can sell at a premium or discount to the mark-to-market value of the underlying securities.

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398 views • 18 slides

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Investment dealers - PowerPoint PPT Presentation

CANADIAN INVESTOR PROTECTION FUND Presentation to

4. Mutual Funds, Investment Dealers, and Other FIs