'Conduct risk' presentation slideshows

PROTECT

555 views • 55 slides

Scottish IOR Conference 1st November, 2013

Making Conduct Risk [Good] Business as Usual taking a strategic approach to Conduct Risk Management. Scottish IOR Conference 1st November, 2013. Introduction. 15 years plus in strategy and risk management CEO & Founder of Manigent (consultancy )

642 views • 39 slides

Industry Briefing: A National Study of Cleaning Procurement Best Practices

Industry Briefing: A National Study of Cleaning Procurement Best Practices. Presented by: Vince Elliott, President - Elliott Affiliates, Ltd. Presentation Outline. I. Case Study Portfolio Summary of Results II. Market-Driven Strategies Negotiation vs. Re-Bid

435 views • 33 slides

Presenter : Farzana Badat Head of Department: Insurance Compliance

MANAGING CONDUCT OF BUSINESS RISKS The Importance of Data in Assessing Culture ASTUTE FSB DAY 27 SEPTEMBER 2016. Presenter : Farzana Badat Head of Department: Insurance Compliance (Conduct of Business Supervision). AGENDA. From TCF to CONDUCT RISK defining culture

230 views • 22 slides

Conduct Regulation 30 January 2014

Conduct Regulation 30 January 2014. Mutual One Limited is a subsidiary of Baker Tilly Business Services Limited. Mutual One Limited (No 3497117) is registered in England and Wales, registered office 255 Farringdon Street, London EC4A 4AB.

267 views • 14 slides

The University of Houston Institutional Compliance Program

The University of Houston Institutional Compliance Program. Institutional Compliance Program What Is It?. Identifies compliance-related risks Evaluates/improves control measures to prevent non-compliance Offers employees confidential reporting mechanism for potential non-compliant issues.

260 views • 11 slides

Demystifying Conduct Risk

400 views • 9 slides