'Compliance staff' presentation slideshows

Proactive Compliance Best Practices

392 views • 19 slides

Proactive Compliance Best Practices

201 views • 19 slides

FRCC Settlement and Hearing Process

FRCC Settlement and Hearing Process. FRCC 2008 Compliance Workshop. Settlement Process. Settlement Negotiations may occur at any time. including prior to issuance of a notice of Alleged Violation and up to a notice of penalty is filed at FERC. Settlement negotiations are confidential.

338 views • 18 slides

Post-Approval Monitoring: What does a program look like?

201 views • 10 slides

Post-Approval Monitoring: What does a program look like?

186 views • 10 slides

Participation/Competition Records

207 views • 7 slides

Compliance Staffing / Chief Compliance Officer

Hiring a Chief Compliance Officer? Conselium, the biggest Compliance Search firm for compliance hiring. We also publish Corporate Compliance Insights. For more information visit at https://www.conselium.com/

33 views • 2 slides