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BANK CONCUREENT AUDIT

SIMPLE AUDIT PRESENTATION FOR BANK

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BANK CONCUREENT AUDIT

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  1. AUDIT APPROACH & METHODOLOGY Ensuring Effective Concurrent Audit for Banking Operations Presented by: [S.BUDHIA & CO.] Date: [10/03/2025]

  2. UNDERSTANDING THE SCOPE OF AUDIT 1. Compliance with regulatory requirements & internal policies. 2. Identifying risks and ensuring operational efficiency 3. Verification of financial transactions & fraud detection 4. Assessing adherence to statutory norms & guidelines

  3. TECHNICAL APPROACH & METHODOLOGY Risk-Based Audit Approach – Prioritizing high-risk areas Data-Driven Analysis – Leveraging technology for in- depth insights Process Review & Control Testing – Strengthening internal controls Continuous Monitoring – Ensuring real-time compliance

  4. CONCURRENT AUDIT EXECUTION & TECHNOLOGICAL CAPABILITIES Use of CAATs (Computer-Assisted Audit Techniques) Audit Automation Tools for efficiency Tech-savviness of Audit Team: Proficiency in Core Banking Systems (CBS), Excel, Data Analytics Tools Strong coordination with branch/unit personnel for seamless execution

  5. IT'S STUDY TIME Experience & Qualification of Key Personnel Eat well, drink plenty of water Wake up early, meditate 20 mints exercise Stick to a schedule

  6. LOREM IPSUM DOLOR SIT AMET Nam euismod lectus quis vulputate ornare 1. Use of CAATs (Computer-Assisted Audit Techniques) 2. Audit Automation Tools for efficiency 3.Tech-savviness of Audit Team: Proficiency in Core Banking Systems (CBS), Excel, Data Analytics Tools 4. Strong coordination with branch/unit personnel for seamless execution

  7. Experience & Qualification of Key Personnel IT'S STUDY TIME Eat well, drink plenty of water Wake up early, meditate 20 mints exercise Stick to a schedule

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