1 / 26

Branch Risk Management & MIS

Branch Risk Management & MIS . Trading-BSE-Repots2-Risk Management -Report no 125 – Branch Risk Management. This report gives information of the risk of clients This report is depended on risk management2 process

onaona
Download Presentation

Branch Risk Management & MIS

An Image/Link below is provided (as is) to download presentation Download Policy: Content on the Website is provided to you AS IS for your information and personal use and may not be sold / licensed / shared on other websites without getting consent from its author. Content is provided to you AS IS for your information and personal use only. Download presentation by click this link. While downloading, if for some reason you are not able to download a presentation, the publisher may have deleted the file from their server. During download, if you can't get a presentation, the file might be deleted by the publisher.

E N D

Presentation Transcript

  1. Branch Risk Management & MIS

  2. Trading-BSE-Repots2-Risk Management -Report no 125 – Branch Risk Management This report gives information of the risk of clients This report is depended on risk management2 process Before generating the report tick on the fields required for considering risk of a client i.e. margin, collateral, client holding, etc Select filter if required , select operator and input value if want to generate above/ below the specific value inputted, select ageing days if required New debit list- ticking on this will show that clients which were credit in yesterday and debit in today

  3. Trading-BSE-Repots2-Risk Management -Report no 125 – Branch Risk Management This report displays risk figure of a branch / branches for today and previous day

  4. Trading-BSE-Repots2-Risk Management -Report no 137 – Branch Trading Frequency This reports shows trading frequency of branches based on different factors as displayed in the report below such as Number of days traded, no of orders, percentage of orders based on traded days, no of trades, percentage of trades, qty traded, qty percentage, trading turnover, delivery turnover, percentage of net turnover, gross brokerage, refund brokerage (remeshire sharing), net brokerage and percentage of it An example is sown in the below screen in excel form for you kind reference

  5. Trading-BSE-Repots2-Risk Management -Report no 137 – Branch Trading Frequency Branch wise trading frequency report

  6. Trading-BSE-Masters-Branch TECHEXCEL COMPANY For displaying branch deposit in branch risk reports software provides us 4 options in which branch stock / deposit can be inputted which are shown above maximum 4 ledgers codes can be inputted in the respective column

  7. This is branch wise report displaying • Branch ledger – Total value of ledgers defined in branch master (other than branch clients ledgers)‏ • Value of branch stock- Total value of the stock of ledgers defined in branch master • UNC- The value considered in this option is clients Cash ledger balance, clients beneficiary stock value, clients inward / outward shortage value & value of clients associate account (if any)‏ • Pay in / Payout - Figure of branch pay in / payout • FOUNC- The value derived in this option is from clients derivatives ledger balance, clients collateral stock value, clients associate account and FD value • Comm UNC- The value derived in this option is from clients commodities ledger balance, clients collateral stock value, clients associate account and FD value • On drill down of report no 339 , report no- 340 is called in which details of client wise UNC figures are shown (as per the example shown below)‏

  8. Trading-BSE-Repots2- Risk Management -Report no 339 – Risk Management report v

  9. Trading-BSE-Repots2- Risk Management -Report no 339 – Risk Management report IV

  10. Trading-BSE-Repots2- Risk Management -Report no 340 – Risk Management report v

  11. Trading-BSE-Repots2- Risk Management -Report no 340 – Risk Management report v

  12. Trading-BSE-Repots2- Risk Management -Report no 355 – Risk Management report VI This report gives information of the clients risk This report is depended on risk management2 process Select filter if required , select operator and input value if want to generate above/ below the specific value inputted As per the example shown below clients net ledger (that is BSE, NSE, FNO) is shown Total stock (that is extra collateral, beneficiary stock, SOH, and inward / outward short

  13. Trading-BSE-Repots2-Risk Management -Report no 355 – Risk Management report VI

  14. Accounts-BSE-Repots2-Aeging Report -Report no 50 – Branch Ageing Analysis This is branch wise report and can be generated with or without inputting the parameters as below report type- normal / LIFO (Last in first out) / First in first out Can be filtered on specific column and amount Days I –Days II – Days III – in these options we can define the numbers of days which we want (for e.g. – 30-60-90, 15-30-45). If not inputted by default 3-5-7 days will come Across year – ticking on this option will considers lasts years out standing too. Refer to the example shown below

  15. Accounts-BSE-Repots2-Aeging Report -Report no 50 – Branch Ageing Analysis

  16. Trading-BSE-Repots2-Branch Margin Report -Report no 293 – Branch Margin Report II Report Gives Branch Wise Limit to be set, Calculating Based on Var Margin, Exposure Margin and MTM. Refer to the example shown below

  17. Trading-BSE-Reports2-Branch Margin-Report no 293- branch margin report (Full Report) Define limit in branch master in base capital option

  18. Trading-BSE-Repots2-Bill JV Data-Report no 370 – Branch Net Pay In- This report gives us branch wise figures of Pay in-Pay out eg. shown below

  19. Report no -370 Give Bank Request letter for Pay in / Out(Debit / Credit) of Branch wise that allow you to transfer Funds from Branch Bank Accounts to Your Pay in / Out bank Account and vice versa.

  20. Trading-BSE-Repots2-Brokerage Report-Report no 49 – Globle Brokerage Branch Summary This report gives us branch wise exchange wise brokerage report if ticked on include refund brokerage it will show net brokerage otherwise gross brokerage

  21. Trading-BSE-Repots2-Brokerage Report-Report no 49 – Globle Brokerage Branch Summary

  22. Trading-BSE-Repots2-branch P&L detail-Report no 309-Branch Management This is branch wise exchange wise report which shows total number of client of that branch , number of clients having POA, number of clients with web-ex id, number of New clients added within the period, number of clients who have done trading within the period, total turnover- trading & delivery of those clients , total brokerage of those clients, and exchange wise net debit balance of that branch

  23. Trading-BSE-Repots2-branch P&L detail-Report no 310-Branch Management Details This is branch wise- exchange wise- client wise- detail report which shows whether the client is POA or not, Web EX ID yes or no, total trading turnover, & total delivery turnover , total brokerage, debit balance of client in different exchanges

  24. Trading-BSE-Repots2-branch P&L detail-Report no 853-Branch Profit & Loss This is a summary report showing exchange wise-branch wise- income & expenses along with total number of clients, number of new clients added in that branch, number of clients having done trading during that period On further drill down – report no 851 is called for details

  25. Trading-BSE-Repots2-branch P&L detail-Report no 851-Branch Profit & Loss This is a summary report shows branch wise income and expenses account from date – to date represents -accounting date for general ledgers other income from brokerage, Refund brokerage Ref: - to the example shown below

  26. Trading-BSE-Repots2-branch P&L detail-Report no 851-Branch Profit & Loss

More Related