1. Multi-phase Process Mining:Building Instance Graphs Jason Ree 3/31/11 School of Technology Management UNIST

2. Introduction: Instance Graphs • Instance Graph • Corresponds to a specific class of Petri nets known as marked graphs, T-systems or partially ordered runs • An abstraction of the instance onto instance Event-driven Process Chains (EPCs) • Instance EPC • Describes the control-flow of a case (i.e. a single process instance) • Provides a graphical representation describing the causal relations

3. 1.1 Process Instance • In other words, • Process Instance of length n: σ = t1t2 … tn∈ T+ , where ti are tasks • W ∈ T+ N denotes a bag (multiset of process instances) • W(σ): the number of times a process instance of the form σ appears in the log T+ σ T

4. 1.2 Instance Domain • Instance Net: a model of one instance • Since events that appear multiple times in a process instance have to be duplicated in an instance net, we define an instance domain to be used as a basis for generating instance nets • In an instance net, the instance σ is extended with some ordering relation to reflect some causal relation.

5. 1.3 Instance Net • Also • Since the set of entries is given as a log, and an instance mapping can be inferred for each instance based on textual properties, only the ordering relation based on the given log needs to be defined. • In other words, • An instance net is defined only as a set of entries from the log and an ordering on that set • Instance nets require • 1. sequence of events σ∈ T+as they appear in a specific instance • 2. ordering on the domain of σ is required Instance Net (σ, )

6. 2.1 Causal Ordering • Example • Causal ordering inferred on T • S wA • S w B T = {S, A, B}

7. 2.2 Instance Ordering • Example • where case 1 = σ1 and case 2 = σ2 • σ1 = SAB and Dσ1 = {1,2,3} • Using the causal relation  the relation is inferred such that 1 2 and 1 3 Instance Net (σ, )

8. 2.3 Instance Graph • In other words, • An instance graph is a graph where each node represents one log entry of a specific instance and can be used as a basis to generate models in a particular language • Also it is a graph that typically describes an execution path of some process model, as well as causal relations between tasks

9. 3.1 Instance Event-driven Process Chains (Instance EPCs) • Note: • An instance EPC doesn’t contain any connectors other than AND-split and AND-joins connectors • There is exactly one initial event and one final event

10. 3.2 Generating Instance EPCs from Instance Graphs

11. 3.2 Generating Instance EPCs from Instance Graphs

12. 4.1 Example of Multi-Phase Process Mining Using ProM • Open Log data using ProM

13. 4.1 Example of Multi-Phase Process Mining Using ProM • Select Multi-Phase Macro Plugin • Mining > Multi-phase Macro Plugin

14. 4.1 Example of Multi-Phase Process Mining Using ProM • Configure Options as needed for analysis

15. 4.1 Example of Multi-Phase Process Mining Using ProM • Visualization and Analysis of Event Log Data

16. 5. Example • 1. Process Log • 2. Finding Causal Relations • {SA, AB, AC, AD, AE, BF, DH, EH, FG, CG, HG, GT}

17. 5. Example • 3. Creation of Instance Graph • 1) Instance ordering from Causal Relations • 0 1, 1 2, 2 3, 3 4, 4 8, 8 9, 2 5, 5 8, 2 6, 6 7, 7 8, 8 9, 9 10 • 2) Drawing Instance Graph from Instance Ordering

18. 5. Example • 4. Conversion of Instance Graph into Instance EPC

19. Thank you! • Questions?