Control Framework. Breakfast Group agenda. 9:00 Arrival, Breakfast & networking 9:20 Welcome and The “gold star awards ” - Ali Dove 9:25 Hardy – control framework in a “business as usual” environment – post implementation – Kirsten Charlton 9:45 Phase II roadmap – Jaana Rouvari
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Kirsten Charlton, April 2013
Goal: Implement and provide evidence for Service Company Control Framework compliance for Board sign-off by 30 Jun 2013
Cross-functional Steering Group:
Claims, Compliance, Delegated Underwriting, Finance, Internal Audit, International Operations, IT, Operations, Risk Management,
Develop Lloyd's project tool kit
Understand Phase II requirements and apply risk matrix to coverholder data
Design and plan implementation
Phase II kick off
Lloyd’s and managing agents joint broker engagement
Carry out audits and review findings
How can Lloyd’s assist with your broker engagement dialogue?
What are the foreseeable issues from brokers relative to managing agents achieving sign-off for Phase 2?
Would you support Lloyds coordinating the audit activity?
What are the obstacles for delivering Phase 2?
Suggested future topics: