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Payroll Certification on Federally Sponsored Projects

Payroll Certification on Federally Sponsored Projects. FDP Update January 6, 2014 George Mason University Pilot. Payroll Certification: Approval. Mason received approval from the FDP and the Office of Naval Research (ONR) effective January 1, 2011 to pilot Payroll Certification

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Payroll Certification on Federally Sponsored Projects

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  1. Payroll Certification on Federally Sponsored Projects FDP Update January 6, 2014 George Mason University Pilot

  2. Payroll Certification: Approval • Mason received approval from the FDP and the Office of Naval Research (ONR) effective January 1, 2011 to pilot Payroll Certification • All awards transitioned by January 1, 2012

  3. Assessment of Payroll Certification • Survey completed February 2011 (150 respondents, mostly faculty) to benchmark traditional effort reporting process • Overwhelming feedback that effort reporting was burdensome, confusing and added little value • Survey completed March 2013 (157 respondents, mostly faculty) to review payroll certification

  4. Payroll Certification Survey • Over 75% of respondents felt payroll certification methodology was logical or very logical (21% neutral) • Over 83% of respondents felt the annual certification frequency was “about right” • Over 80% of respondents reported they reviewed and certified reports within 10 days of receipt

  5. Internal Audit Review • Scope January 2011 – April 2012 • Test policy compliance for initial award set-up • Sample certs. for deadlines & follow-up • Test policy compliance for redistributions • Test split funding; confirm salary charges to all funding sources = 100% of actual salary • Audit completed Spring 2013

  6. Payroll Certification Metrics • Through 32 reporting cycles (Jan 2011 thru Aug 2013) • 1324 reports • 68% of reports received within 30 days (compared to 33% under effort reporting in 2010) • 92% of reports received within 45 days • 100% of reports received within 60 days

  7. NSF/HHS OIG Audit • Jan 2013: Pre meeting with other Pilot Schools • Feb 2013: 1st Data Request • April 2013: 2nd Data Request • May 2013: 3rd Data Request • Summer 2013: Data Review • August 2013: Entrance Conference • August 2013: Onsite Interviews (OSP, Payroll, Fiscal Services, Departmental Administrators)

  8. NSF/HHS OIG Audit • August 2013: IT Security (ongoing) • October 2013: Transaction Sample Received (180 Transactions due in 2 weeks) • November 2013: Transaction Review • December 2013: Onsite interviews with project personnel including faculty, GRAs, Post Docs and other staff (20 interviews requested) • December 2013: Additional Document Requests

  9. NSF/HHS OIG Audit • IT security review ongoing (HHS lead) • IT work involves testing network, server and application security; network penetration testing • Continue to receive documentation requests • Timeline for completion has taken longer than estimated throughout the process

  10. Questions Mike Laskofski Assoc. VP for Research Operations George Mason University mlaskofs@gmu.edu

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