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2. HIPAA
3. What Is HIPAA? Health Insurance Portability & Accountability Act of 1996.
4. Why Do We Need HIPAA? The purpose of HIPAA is to
protect confidential health
care information through
improved security and
privacy standards.
5. Who Must Comply With HIPAA? Every employee of a health
care facility or provider that
handles protected patient
health information will have to
comply with HIPAA regulations.
6. What Must Be Kept Confidential? What must be kept confidential?
The HIPAA privacy rule defines the type of information that must be kept private by categorizing it as “Protected Health Information,” or PHI for short. Healthcare organizations must have policies in place that maintain the privacy of PHI. What is PHI? (next slide)What must be kept confidential?
The HIPAA privacy rule defines the type of information that must be kept private by categorizing it as “Protected Health Information,” or PHI for short. Healthcare organizations must have policies in place that maintain the privacy of PHI. What is PHI? (next slide)
7. What is PHI?
8. PHI (Protected Health Information) Health information is any
information, (verbal,
electronic, or written) that
relates to a person’s physical
or mental health, or payment
information.
9. Examples of Personally Identifiable Information Name
SSN
Driver’s license
Address
Telephone number
Marital status
Financial information
Parental status
Gender
Race
Religion
Medical Condition
Test Results
Income
10. Minimum Necessary What can I access?
Only information you “need to know”to do your job
Accessing, using, or disclosing PHI on a need to know basis to get your job done is an important concept under HIPAA known as “minimum necessary.” Working in a healthcare organization does not entitle a person to access any and all patient records in the organization. You can access only the information you need to know to get your job done. Accessing, using, or disclosing PHI on a need to know basis to get your job done is an important concept under HIPAA known as “minimum necessary.” Working in a healthcare organization does not entitle a person to access any and all patient records in the organization. You can access only the information you need to know to get your job done.
Does the minimum necessary standard apply in every situation? No – the minimum necessary standard does not apply when accessing, using, or disclosing PHI for treatment of the individual. It also does not apply to the patient – they can have access to their protected health information.Accessing, using, or disclosing PHI on a need to know basis to get your job done is an important concept under HIPAA known as “minimum necessary.” Working in a healthcare organization does not entitle a person to access any and all patient records in the organization. You can access only the information you need to know to get your job done.
Does the minimum necessary standard apply in every situation? No – the minimum necessary standard does not apply when accessing, using, or disclosing PHI for treatment of the individual. It also does not apply to the patient – they can have access to their protected health information.
11. Incidental Disclosure The Privacy Rule does not say
that health information will
not be accidentally over
heard. But everyone should
make every effort to prevent this
from happening.
12. Examples of Incidental Disclosure Calling a patient’s name in a waiting room A sign-in sheet is ok as long as it does not list a reason for the visit
13. Examples of Verbal Risk Discussing personal health
information with a patient in a
waiting room when there is risk of
others overhearing the conversation.
14. Examples of Verbal Risk Personal health information should
not be discussed in public areas such
as elevators, hallways, parking lots,
or bathrooms.
15. Examples of Verbal Risk You should never discuss a patient’s
personal health information with
friends, family, or neighbors.
16.
Examples of Visual Risks Leaving documents that
you know contain PHI in
the open, unprotected
and easily accessible by
anyone
17. How Do I Know...
18. Internal Security Violations Taking advantage of computer glitches that mistakenly allow access to a patient’s medical record
Deliberately gaining access to patient data
Sharing pass codes
Leaving documents with patient information visible in an open area
19. How Do I Handle… …An individual asking for access to their record?
Individuals have a right of access
Route requests to appropriate department or staff
Do not attempt to provide or get this information yourself
HIPAA gives individuals an array of privacy rights and more control over how their confidential information is used and disclosed. Let’s look at a couple of scenarios you may encounter and discuss how they are handled.
How would you handle a situation where an individual requests access to their medical record?
HIPAA allows an individual access to their protected health information although there are exceptions. Refer the individual to the appropriate person or department to access their records. (Note to presenter – you may wish to further outline your facility policy/procedures on access to PHI at this time)HIPAA gives individuals an array of privacy rights and more control over how their confidential information is used and disclosed. Let’s look at a couple of scenarios you may encounter and discuss how they are handled.
How would you handle a situation where an individual requests access to their medical record?
HIPAA allows an individual access to their protected health information although there are exceptions. Refer the individual to the appropriate person or department to access their records. (Note to presenter – you may wish to further outline your facility policy/procedures on access to PHI at this time)
20. How Do I Handle… …An individual’s request to change their medical record?
Individuals have the right to amend or correct their record
Route requests to appropriate department or staff
Do not attempt to handle yourself What would you do if an individual requests a change to their medical record after they read it?
They have a right to request a correction or amendment to their health information, however, the request will be reviewed or investigated to make sure it is appropriate. When an individual requests an amendment to their PHI, always route the request to the appropriate department or staff.
(Note to presenter – you may wish to further outline your facility policy and procedures on amendment and correction at this time)
What would you do if an individual requests a change to their medical record after they read it?
They have a right to request a correction or amendment to their health information, however, the request will be reviewed or investigated to make sure it is appropriate. When an individual requests an amendment to their PHI, always route the request to the appropriate department or staff.
(Note to presenter – you may wish to further outline your facility policy and procedures on amendment and correction at this time)
21. How Do I Handle…
Tell them to call Directory information
Do not attempt to answer yourself How would you handle a family member or close friend asking about a patient?
If an individual is asked for by name and they have approved it, directory information can be disclosed. Directory information includes the individual’s name, location in the facility, or condition in general terms (good, fair, poor, critical).
(Note to presenter – you may wish to further outline your facility policy and procedures on disclosures at this time)
What if a family member or close friend is asking for clinical or billing information? First, you should try to obtain permission from the individual if they are present and competent to give permission. If they are not, staff may use their professional judgment to determine if information should be disclosed and how much. To make this decision, consider who the person is and their relationship to the individual and disclose only the information that is pertinent to that relationship. For example, if the relative has financial Power of Attorney and is requesting information related to payment of the bill, it would be appropriate to disclose information for payment purposes.How would you handle a family member or close friend asking about a patient?
If an individual is asked for by name and they have approved it, directory information can be disclosed. Directory information includes the individual’s name, location in the facility, or condition in general terms (good, fair, poor, critical).
(Note to presenter – you may wish to further outline your facility policy and procedures on disclosures at this time)
What if a family member or close friend is asking for clinical or billing information? First, you should try to obtain permission from the individual if they are present and competent to give permission. If they are not, staff may use their professional judgment to determine if information should be disclosed and how much. To make this decision, consider who the person is and their relationship to the individual and disclose only the information that is pertinent to that relationship. For example, if the relative has financial Power of Attorney and is requesting information related to payment of the bill, it would be appropriate to disclose information for payment purposes.
22. How Do I Handle… …Co-workers asking about a patient’s condition or treatment?
Route request to appropriate department or staff
Do not attempt to provide
or get this information
yourself
You may encounter a situation where another member of the workforce asks you about a patient’s condition or treatment. Can you disclose the confidential information?
First, consider the reason—are they part of the professional team treating the individual or providing advice or consultation? If yes, they may have access to all PHI. Are they a billing clerk asking for information to do their job? If yes, you can disclose information needed for their job.
If the information is not needed for the person to do their job or for treatment purposes, the confidential information should not be disclosed to them without a compelling reason.
(Note to presenter – you may wish to ask the audience for scenarios related to disclosures to other staff or outside parties)
You may encounter a situation where another member of the workforce asks you about a patient’s condition or treatment. Can you disclose the confidential information?
First, consider the reason—are they part of the professional team treating the individual or providing advice or consultation? If yes, they may have access to all PHI. Are they a billing clerk asking for information to do their job? If yes, you can disclose information needed for their job.
If the information is not needed for the person to do their job or for treatment purposes, the confidential information should not be disclosed to them without a compelling reason.
(Note to presenter – you may wish to ask the audience for scenarios related to disclosures to other staff or outside parties)
23. Penalties If you break the rules, you can face civil and criminal penalties
If found guilty you can be fined and/or sentenced to jail
24. Civil Penalties $100 per wrong act
up to $25,000 per person, per year for each rule broken
25. Criminal Penalties $50,000 & 1 year in jail if found guilty of telling protected health information
$100,000 & 5 years in jail if found guilty of obtaining or disclosing protected health information under false pretenses
$250,000 & 10 years in jail if found guilty of obtaining and disclosing PHI with intent to sell, transfer, or use for cash, personal gain, or malicious harm
26. “Privacy-friendly” Practices
27. “Privacy-friendly” Practices
33. MCG Compliance/Privacy Officers Please report any violations to the MCG Privacy Officer at
721-2661, or call MCG’s Legal Office at 721-4018