160 likes | 392 Views
Copyright ICNL 2006 All Rights Reserved. Rationale for Self-Regulation. To strengthen the capacity of those regulated To enhance the accountability of those regulated / to deter abuseTo improve credibility with donors and the general publicTo pre-empt government interventionTo strengthen NGO coalition building.
E N D
1. NGO Self-Regulation David Moore
International Center for Not-for-Profit Law (ICNL)
2. Copyright ICNL 2006 All Rights Reserved Rationale for Self-Regulation To strengthen the capacity of those regulated
To enhance the accountability of those regulated / to deter abuse
To improve credibility with donors and the general public
To pre-empt government intervention
To strengthen NGO coalition building
3. Copyright ICNL 2006 All Rights Reserved Forms of Self-Regulation Voluntary Codes of Conduct
Based on voluntary coming together of organizations to agree on standards governing conduct
Accreditation and Certification Programs
Independent third party measures compliance against established set of norms
Watchdog or Ratings Agencies
Measure performance of other organizations without participation of rated organizations
Information Agencies
Provide information to users without any rating or interpretation
4. Copyright ICNL 2006 All Rights Reserved Presentation Overview Focus on 2 types of self-regulation
1) Codes of Conduct
2) Accreditation and Certification Mechanisms
Standards contained in codes and certification schemes
Enforcement mechanisms
5. Copyright ICNL 2006 All Rights Reserved Code of Conduct: Types Based on shared values of member organizations
(1) Declarative: General declaration of will of members to apply certain principles
(2) Guidelines: Suggest or recommend behavior (“you should”)
(3) Standards: Concrete, clear, measurable provisions (“you must”)
6. Copyright ICNL 2006 All Rights Reserved Code of Conduct: Content Mission
Program Evaluation
Quality Management
Internal Governance / Conflict of Interest
Organizational Integrity
Human Resources
Financial Accountability / Legal Compliance
Openness and Disclosure
Fundraising
(Grant-maker Guidelines)
7. Copyright ICNL 2006 All Rights Reserved Examples of Codes of Conduct Code of Conduct re NGOs in general
Bulgaria, Macedonia, Poland, Spain
European Foundation Center
Handbook on Good Governance in CEE
Code of Conduct re fundraising practices
Code of Conduct re development orgs
Government regulated code of conduct: Kenya, Gambia
8. Copyright ICNL 2006 All Rights Reserved Certification Programs: Comparative Overview Certification with Govt Recognition
Australia: AusAid Accreditation Scheme
PI: Philippine Council on NGO Certification
Pakistan: Centre for Philanthropy NPO Certification Program
Self-Certification Programs
Canada, Lesotho, Macedonia, Spain
Certification of Fundraising Organizations
France, Germany, India
9. Copyright ICNL 2006 All Rights Reserved A&C Programs: Target Audience Most significant factor influencing standards set and evaluation mechanism
Institutional Donors
Social impact, community involvement, anti-terrorism
Members of the Donating Public
Truth in solicitations, percent of funds spent on fundraising
Not-for-profit Organizations themselves
Values, integrity, accountability, performance
10. Copyright ICNL 2006 All Rights Reserved Standards / Evaluative Criteria Mission
Program
Quality Management
Governing Body
Conflict of Interest
Organizational Integrity
11. Copyright ICNL 2006 All Rights Reserved Standards / Evaluative Criteria Human Resources
Financial and Legal
Openness
Fundraising
Public Affairs and Public Policy
Infrastructure
12. Copyright ICNL 2006 All Rights Reserved Enforcement: Available Certification Mechanisms Self-Certification
Peer Certification or Peer Review
Review by Rating Organization
Accreditation
Award
13. Copyright ICNL 2006 All Rights Reserved Process of Developing Standards Inclusive panel to survey donors
Vetting of standards through membership, board, donors
Inviting public comment on standards
Task forces on specific issues
Pilot testing of standards
Periodic revision
14. Copyright ICNL 2006 All Rights Reserved Implications of Standards: Cautionary Notes Can standard-setting stifle innovation?
Do standards support better organizations and strengthen them?
Are the accrediting organizations (“the gate-keepers”) merely accumulating power?
Is there a risk that a single set of standards on the sector could become politicized?
15. Copyright ICNL 2006 All Rights Reserved Thank You Resource Materials Available:
Bibliography of Codes of Conduct
Study on Certification Mechanisms
Contact Information:
david@icnl.org.hu
ICNL website: www.icnl.org