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Other Funding Sources: States, Industry, and Private Foundations

Other Funding Sources: States, Industry, and Private Foundations. State. Understand the statutory motivation: federal compliance state based Understand where the money comes from: federal pass-though, i.e. CWA §319 surcharge/user fees, i.e. son of CERCLA laws

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Other Funding Sources: States, Industry, and Private Foundations

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  1. Other Funding Sources:States, Industry, and Private Foundations

  2. State Understand the statutory motivation: • federal compliance • state based Understand where the money comes from: • federal pass-though, i.e. CWA §319 • surcharge/user fees, i.e. son of CERCLA laws • state general fund, usually in state university budget

  3. Industrial • Usually through non-profit trade associations • Usually for applied research, i.e. improved water treatment processes • Reviewed by panel of association members/corporate researchers.

  4. Private Foundations • Foundations must grant at least 1% of their net worth annually to meet IRS requirements • Foundation budgets reflective of national economic health • Usually implementation • Proposals internally reviewed, presented by grant officer to Board of Directors for approval • Collegiality among foundation grant officers

  5. Limits: the client relationship • The line between academic research and serving a client is blurred, especially when responding to an industrial RFP even if it is the same work one is already engaged in. • University development officers and/or office of sponsored programs often must sign off before an application is submitted. • CHECK FIRST!

  6. Potential conflicts of interest • Internal • Is funder supporting other research within institution and will support of your work potentially diminish support of other research? • Is funder an institutional donor where access is controlled by others within the institution? • External • Who “owns” the research product?

  7. Creative interpretation: CWA §319 • State funds to improve water quality affected by non-point source pollution (NPS) • Funding source: federal appropriation to state/tribe approved water quality program, state allocation with federal approval • Example: University of Idaho Waters of the West Lapwai Creek project (Nez Perce Indian Reservation, ID) • Funds graduate research in fish ecology and social/legal issues impairing achievement of CWA goals arising from jurisdictional conflicts (Federal, Tribe, State, County, Local)

  8. Creative interpretation: State of Washington toxics reduction program • State “Son of CERCLA” program • Funded by surcharge on production/transportation/storage/disposal of haz mat • 1% of funds dedicated to public I/E of haz mat and haz mat sites. • Example: “Get the Lead Out” (Spokane, WA) • Public education • Field data collection (creel census/bio assays/water sampling)

  9. How to find sources? • CSA Illumina: COS Funding Opportunities • AAAS: (biological/medical focus) • Water Environment Research Foundation • The Foundation Center: RFP email bulletin (free), subscriber search services. • The Grantsmanship Center: Grantmaking foundations by state. • State Agencies: Ask!

  10. Reporting • It’s not enough to say that because we are experienced, highly qualified scientists we do high quality work – we must be able to demonstrate that the work is the quality intended to meet the project’s objectives. • Keep a weekly log of grant funded activities: it will save you hours of time when it comes to preparing reports. • Build funder relationships: Interim communication is especially important with industrial and private funders. Repeat funding is easier to secure than first-time funding if a good working relationship has been established.

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