'Securities regulation' presentation slideshows

LEGAL AND REGULATORY FRAMEWORK AND SUPERVISION

LEGAL AND REGULATORY FRAMEWORK AND SUPERVISION. PRESENTED BY: ROBERT DOWUONA OWOO GHANA COMMODITY EXCHANGE PROJECT (Project Director). GSE COURSE 401. COURSE CONTENT. An Overview of Securities Regulation The Structure of the Regulatory System in Ghana

1.38k views • 136 slides

PowerPoint Slides for Professors Spring 2010 Version

PowerPoint Slides for Professors Spring 2010 Version.

409 views • 31 slides

STRATE Ltd Bev Brazier Head : CSDP Supervision Peru November 2002

STRATE Ltd Bev Brazier Head : CSDP Supervision Peru November 2002. Public unlisted company Appointed settlement system of the JSE Securities Exchange Settles listed equities and warrants electronically Appointed Self-Regulatory Organization. ABSA Nedcor Standard Bank First Rand

580 views • 31 slides

REGULATORY FRAMEWORK FOR MALAYSIAN ISLAMIC CAPITAL MARKET

Islamic Finance : Structure and Instruments Ankara, Turkey 29 September 2011. REGULATORY FRAMEWORK FOR MALAYSIAN ISLAMIC CAPITAL MARKET. Mohd Radzuan Ahmad Tajuddin Islamic Capital Market Business Group 29 September 2011. PRESENTATION OUTLINE. LEGAL AND REGULATORY FRAMEWORK. PART A.

448 views • 31 slides

Regulation of financial industry

292 views • 27 slides

How to Make Global Reporting Convergence Work

How to Make Global Reporting Convergence Work. Christian Leuz J. Sondheimer Professor of International Economics, Finance & Accounting. Global Reporting Convergence. Financial crisis has led to a loss of confidence in financial markets

264 views • 26 slides

SECURITIES REGULATION: TRENDS AND CHALLENGES Washington D.C., April, 15 th 2003

SECURITIES REGULATION: TRENDS AND CHALLENGES Washington D.C., April, 15 th 2003. Dr. Do?an CANSIZLAR Chairman of the Capital Markets Board of Turkey Chairman of the Emerging Markets Committee ( IOSCO ). OVERVIEW. ROLE OF IOSCO PRINCIPLES AND OBJECTIVES OF SECURITIES REGULATION

367 views • 25 slides

March 20th, 2008

A Focus on the Priorities for the Canadian Securities Regulatory System A Presentation by Pierre Lortie to the Montreal Economic Institute. Note: The opinions expressed herein are solely those of the author and do not purport to represent those of the firm. March 20th, 2008.

372 views • 24 slides

Professor Poonam Puri Osgoode Hall Law School, York University Friday, May 2, 2008

317 views • 19 slides

265 views • 15 slides

CHAPTER 13

CHAPTER 13. Securities Regulation and Compliance. Learning Objectives. Discuss the purpose of regulation of the securities industry Define a security Explain the purpose of securities regulation in the U.S. Explain how a company becomes a commodity in the market

423 views • 14 slides

Islamic capital markets regulation

Islamic capital markets regulation. Peter Casey Director, Policy & Head of Islamic Finance 19 May 2009. IOSCO Core Principles provide the norm Analysis of application to Islamic finance published September 2008 Followed earlier (2004) report No major issues of compatibility

300 views • 12 slides

International Finance

International Finance. Professor Diamond Week 5 - Class 2 Securities Regulation. International Finance. Today: EU securities regulation (cont.) EU M&A market Vodafone/Mannesmann merger case study. International Finance. EU Securities Regulation Against this backdrop, key developments:

353 views • 12 slides

Implementation and Enforcement Issues

Implementation and Enforcement Issues. 20 November 2003 Hideki Kanda University of Tokyo. The Basic Topic. Rules must be implemented and enforced. Are existing rules on corporate governance (in particular, securities regulation) suitable for effective implementation and enforcement?

247 views • 11 slides

Implementation and Enforcement Issues

Implementation and Enforcement Issues. 20 November 2003 Hideki Kanda University of Tokyo. The Basic Topic. Rules must be implemented and enforced. Are existing rules on corporate governance (in particular, securities regulation) suitable for effective implementation and enforcement?

227 views • 11 slides

Chapter 47 Securities Regulation

Chapter 47 Securities Regulation. Twomey, Business Law and the Regulatory Environment (14th Ed.). Securities Regulation [47-1]. I. Blue Sky Laws (State) Protect public from intrastate sale of worthless securities

338 views • 8 slides

Presentation on Financial Institutions Supervision Division Royal Monetary Authority

Presentation on Financial Institutions Supervision Division Royal Monetary Authority. Financial Literacy Education Program. Outline. Overview of Bhutanese Financial Sector Background on RMA Role of FISD Recent Financial Sector Development. 2. Financial Literacy Education Program.

168 views • 8 slides

I. Disclosure

I. Disclosure. A. Healthy capital markets based on disclosure of financial information B. Securities regulation 1. definition of security 2. ethical issues C. Federal law D. Securities are traded by exchanges E. Blue sky laws. II. History of Securities Law. A. 1929 crash

175 views • 8 slides

Presentation on Financial Institutions Supervision Division Royal Monetary Authority

Presentation on Financial Institutions Supervision Division Royal Monetary Authority. Financial Literacy Education Program. Outline. Overview of Bhutanese Financial Sector Background on RMA Role of FISD Recent Financial Sector Development. 2. Financial Literacy Education Program.

84 views • 8 slides