'Securities fraud enforcement act' presentation slideshows

Overview

Overview . This chapter discusses mutual funds and hedge funds: Activities of mutual funds Size, structure and composition Balance sheets and recent trends Regulation of mutual funds Activities of hedge funds Global issues Size, structure, and composition

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Module VI: Corporate Governance

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Chapter 28 Investor Protection and Online Securities Offerings

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Securities Regulation

Securities Regulation. Chapter 21. Debt When bonds are sold, there is often an issue of a certain amount Bonds usually traded on securities market, so are securities Debt financing may also occur by borrowing money from large lenders (banks, insurance companies)

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Chapter Twelve

Chapter Twelve. Financial Reporting and the Securities and Exchange Commission. Securities and Exchange Commission (SEC). SEC. Established by the Securities Exchange Act of 1934. Commissioners serve 5-year, staggered terms. The chairperson is from the same political party as the President.

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[5](1): Inside Information in Markets

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Chapter Seventeen

Chapter Seventeen. Mutual Funds and Hedge Funds. Mutual Funds and Hedge Funds. Mutual Funds (MFs) and Hedge Funds (HFs) are financial institutions (FIs) that pool the financial resources of individuals and companies and invest those resources in portfolios of assets

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Chapter 23

Chapter 23. Securities Regulation.

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18. Financing & Investing through Securities Markets

18. Financing & Investing through Securities Markets. Part 2. Topics. How securities are bought & sold Primary & secondary markets Ways of buying & selling securities Sources of financial information Newspaper coverage of securities transactions Stocks, bonds, mutual funds The Internet

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