'Sarbanes oxley act' presentation slideshows

AUDITING CHAPTER 8

AUDITING CHAPTER 8. Internal Control By David N. Ricchiute. TOPICS. COSO framework of internal control Auditor’s consideration of internal control Audit of internal control mandated by Sarbanes-Oxley. INTRODUCTION.

1.32k views • 94 slides

AUDITING CHAPTER 8

AUDITING CHAPTER 8. Internal Control By David N. Ricchiute. TOPICS. COSO framework of internal control Auditor’s consideration of internal control Audit of internal control mandated by Sarbanes-Oxley. INTRODUCTION.

904 views • 57 slides

The Current Landscape of Information Security

The Current Landscape of Information Security. School of Management Research Forum Benjamin Khoo, PhD New York Institute of Technology School of Management kkhoo@nyit.edu. Abstract.

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Sarbanes Oxley Act (Sox) Corporate and Auditing Accountability, Responsibility and Transparency Act of 2002

Sarbanes Oxley Act (Sox) Corporate and Auditing Accountability, Responsibility and Transparency Act of 2002. Rick Stephan Hayes, Ph.D., CPA California State University at Los Angeles. Reasons for New Legislation. Objectives.

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Form 990 Fallout: Lessons Learned February 26, 2010

Form 990 Fallout: Lessons Learned February 26, 2010. Grace Lee, Esq., Presenter. overview. Overview of redesigned form Recap of 2008 Who must file in 2009 Lessons Learned and Changes for 2009 Release of information related to trustees receiving financial aid Creation of policies

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Whistleblowing

Whistleblowing. Whistleblowing: A Definition. A whistleblower is an employee, former employee, or member of an organization, especially a business or government agency, who reports misconduct to people or entities that have the power and presumed willingness to take corrective action.

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Contract Life-Cycle Management Platts 6 th Annual Strategic Supply Chain Management for Utilities Conference January 29

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What the Government tried to achieve w/Sox

What the Government tried to achieve w/Sox. Give the public, especially shareholders, faith back in the Financial Statements of public companies Increase consequences for executives who perpetuate fraud

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Financing, Investor Protection And Online Securities Offerings

Financing, Investor Protection And Online Securities Offerings. Chapter 21. Securities Laws. Security - A stock certificate, bond, note, debenture, warrant, or other document given as evidence of ownership in a corporation or as a promise of repayment by a corporation.

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Governance

Governance. Joseph Leo, Attorney 515-242-2462 leo@brownwinick.com Chris Sackett, Attorney 515-242-2470 sackett@brownwinick.com BrownWinick Attorneys at Law 666 Grand Avenue, Suite 2000 Des Moines, IA 50309 www.brownwinick.com. Governance. Definition:

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HUMAN RESOURCES: SOCIAL RESPONSIBILITY AND BUSINESS ETHICS

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Chapter 11-Crimes & Business

Chapter 11-Crimes & Business. Crimes Crimes. C r i m e s. Necessary Elements: -Actus reus (evil act) -Mens rea (evil intent). White Collar Crime--Managers Beware.

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Audit Inquiries

Audit Inquiries. MCLE Corporate Practice for the Paralegal March 4, 2008. The Role of Audit Inquiries in Preparation of Financial Statements. Audited Financial Statements Loss Contingencies: FAS 5 Auditing Standards: SAS 12

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Independent Counsel Engagement & Tasking Description (Sarbanes-Oxley Act)

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DIALING FOR DOLLARS

DIALING FOR DOLLARS. INTRODUCTION.

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Sarbanes-Oxley Act of 2002, and Changes in Auditing Standards (SAS 99)

Sarbanes-Oxley Act of 2002, and Changes in Auditing Standards (SAS 99). BFSG Meeting December 10, 2002. Sarbanes-Oxley Overview. Sweeping legislation, passed July, 2002 Reforms in corporate governance, reporting, and audit profession Calls for further rule-making by SEC

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Outside Perspective of ERM

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Background

Tom Munas Audit Manager Atlanta, GA Direct Tel: +1 404 817 5677 E-mail: tom.munas@ey.com. Background Tom has 8 years of public accounting experience serving large, complex clients across a broad range of industries. Clients served include Coca-Cola Enterprises, Cbeyond, and Mizuno USA .

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