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Rule 144 - PowerPoint PPT Presentation

U.S. Securities Regulation & Offerings: What Corporate Counsel Need to Know

U.S. Securities Regulation & Offerings: What Corporate Counsel Need to Know. Cleary Gottlieb J.P.Morgan Adam Fleisher Neila Radin Pamela Marcogliese April 23, 2013. Overview. Securities Act of 1933 Securities Exchange Act of 1934 Annex A: Spotlight on Financial S tatements

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1.28k views • 55 slides

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266 views • 13 slides

STA Annual Conference 2008

STA Annual Conference 2008. WELCOME!. Registered Conference Attendees. New Members: November 2007-October 2008. Ellen Philip Associates, Inc. Hodgson Russ LLP Integrity Stock Transfer Capital Transfer Agency Colonial Stock Transfer Evergreen Service Company

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257 views • 12 slides

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Rule 144 - PowerPoint PPT Presentation

U.S. Securities Regulation &amp; Offerings: What Corporate Counsel Need to Know

STA Annual Conference 2008

U.S. Securities Regulation & Offerings: What Corporate Counsel Need to Know