'Municipal advisors' presentation slideshows

MSRB Regulatory Updates

MSRB Regulatory Updates. October 2, 2014 | Bond Dealers of America National Fixed Income Conference. Michael L. Post , Deputy General Counsel Sharon Zackula , Associate General Counsel. Municipal Securities Rulemaking Board. Presentation Outline. MSRB Fiscal Year 2015 Strategic Priorities

667 views • 51 slides

Trust Legislative Update

Trust Legislative Update. FIRMA National Training Conference Fort Worth, TX March 26, 2012 Cecelia Calaby American Bankers Association 202-663-5325 ccalaby@aba.com. Topics. Dodd Frank Act Big Picture Where Are We? Wealth Management Impact Tax Issues DOL Collective Funds

473 views • 35 slides

Trust Legislative Update

Trust Legislative Update. FIRMA National Training Conference Fort Worth, TX March 26, 2012 Cecelia Calaby American Bankers Association 202-663-5325 ccalaby@aba.com. Topics. Dodd Frank Act Big Picture Where Are We? Wealth Management Impact Tax Issues DOL Collective Funds

354 views • 35 slides

Risk Mitigation & Document Issues Facing Indenture Trustees

401 views • 28 slides

The Many Faces of Disclosure

333 views • 21 slides

MSRB Proposed Rules and Interpretations

MSRB Proposed Rules and Interpretations. NALHFA 2011 Annual Educational Conference May 20, 2011. Rule G-23: Proposed Amendment to Prohibit Financial Advisors from Underwriting and Remarketing.

323 views • 16 slides

Municipal Market Regulation

Municipal Market Regulation. NFMA/MAGNY Symposium Municipal Fiscal Stress, Bankruptcy and Pensions April 1, 2011. Facts about the MSRB. Created by Congress in 1975 Self-regulatory organization for municipal securities dealers and municipal advisors

149 views • 14 slides