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Global Private Equity Investing Conference Structuring Winning Partnership Terms and Conditions

Global Private Equity Investing Conference Structuring Winning Partnership Terms and Conditions

Global Private Equity Investing Conference Structuring Winning Partnership Terms and Conditions. April 4, 2008 Glendale, AZ Heather M. Stone Partner; Head of Fund Formation. Structural Overview Partnerships Careful with other entities, particularly if you have non-U.S. activities (LLCs)

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329 views • 26 slides
SEC Examinations and Enforcement

SEC Examinations and Enforcement

SEC Examinations and Enforcement. Todd Cipperman, Esq. Cipperman & Company ICI General Membership Meeting May 7, 2009. Overview. Core Initial Request List SEC Exams and Priorities Personal Liability Conflicts of Interest Liability of Fund Service Providers Marketing and Solicitation

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278 views • 18 slides
SEC Examinations and Enforcement

SEC Examinations and Enforcement

SEC Examinations and Enforcement. Todd Cipperman, Esq. Cipperman & Company ICI General Membership Meeting May 7, 2009. Overview. Core Initial Request List SEC Exams and Priorities Personal Liability Conflicts of Interest Liability of Fund Service Providers Marketing and Solicitation

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284 views • 18 slides
Regulatory Update

Regulatory Update

Regulatory Update. Todd Cipperman, Esq. Cipperman & Company Philadelphia Compliance Roundtable December 2, 2008. Overview. Core Initial Request List SEC Exams and Priorities Personal Liability Conflicts of Interest Marketing and Solicitation Customer Data Trading Valuation

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254 views • 17 slides
The EVCA Handbook of Professional Standards Raising Awareness: A short briefing

The EVCA Handbook of Professional Standards Raising Awareness: A short briefing

The EVCA Handbook of Professional Standards Raising Awareness: A short briefing. The EVCA: your association Membership obligations Origin of the Code of Conduct and the Handbook The Code of Conduct The Handbook Interaction with other standards, best practice and regulations

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186 views • 10 slides

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