'Erisa section' presentation slideshows

401(k) Fee Disclosure

401(k) Fee Disclosure. Roberta J. Ufford Groom Law Group, Chartered April 7, 2008. Developing Litigation Form 5500 Schedule C Proposed 408(b)(2) Regulation Proposed Legislation. Developing Litigation Claims by Plan Participants.

607 views • 41 slides

The Different Roles and Responsibilities of 3(16), 3(21) and 3(38) Fiduciaries

The Different Roles and Responsibilities of 3(16), 3(21) and 3(38) Fiduciaries. Marcia S. Wagner, Esq. Introduction. Plan sponsors seek to outsource fiduciary responsibilities. TPA Firms Financial Advisors Fiduciary roles and responsibilities governed by ERISA.

923 views • 39 slides

FEE DISCLOSURE

FEE DISCLOSURE. Marcia S. Wagner, Esq. 1. 408(b)(2) Disclosures 2. Fee Disclosures to Participants. When Are Service Providers Conflicted?. Plan sponsor is looking for provider of administrative services. Provider offers two options: Services ordered a la carte : $10,000.00

349 views • 20 slides

759 views • 19 slides