'Dodd frank' presentation slideshows

CFPB Update

CFPB Update. CFPB Update. Looking Ahead.

472 views • 35 slides

A Presentation to Fiduciary & Investment Risk Management Association

Securities Lending Risk. How To Prevent History From Repeating Itself. Irving Klubeck. April 2011. A Presentation to Fiduciary & Investment Risk Management Association. Outline. Brief history of the Securities Lending Market. Risk Identification. Risk Mitigation.

548 views • 34 slides

The Pulse of Congress and Washington: The Impact on the Consumer Lending Industry

The Pulse of Congress and Washington: The Impact on the Consumer Lending Industry. Steven Pruitt, Managing Partner, Consultant to the National Installment Lenders Association (NILA). The Pulse of Congress and Washington: The Impact on the Consumer Lending Industry. AGENDA.

414 views • 32 slides

Federal Housing Funding and Policy Historic Shifts are Underway

444 views • 31 slides

I Lost HOW Much? Emerging Trends In Financial Markets Regulation

366 views • 27 slides

Foreign Regulation of Corporate Governance: Extraterritorial Application of Securities Laws

Foreign Regulation of Corporate Governance: Extraterritorial Application of Securities Laws. By Baiba Tora Simonetta Simmons Brandon Taylor. Overview. Main Issues Morrison v. National Australia Bank Dodd-Frank Act Policy Proposal. Securities Laws. Securities Act (1933)

360 views • 27 slides

I Lost HOW Much? Emerging Trends In Financial Markets Regulation

355 views • 27 slides

The Changing Landscape of Mortgage Servicing Moderator: Sheryl Krocek , U.S. Bank

The Changing Landscape of Mortgage Servicing Moderator: Sheryl Krocek , U.S. Bank Panelists: Scott Schmitt, U.S. Bank Ansel Caine, Caine Mitter Friday, April 5th 2013. The New MLS Landscape. How did we get here? National HFA-MRB Servicers 2006 2011 Today / 2013.

361 views • 23 slides

Regulatory Change Simplified: A Review of Key D&O Regulatory Issues

Regulatory Change Simplified: A Review of Key D&O Regulatory Issues. MODERATOR : Paul Lavelle, President , LVL Claims Services, LLC PANELISTS: Charles J. Clark, Esq., Partner , Kirkland & Ellis Nina "Nicki" Locker, Esq., Member, Wilson Sonsini Goodrich & Rosati

384 views • 23 slides

Extraterritoriality

REFORM OF THE FINANCIAL SERVICES INDUSTRY AND ITS IMPACT ON U.S. COMPETITIVENESS. Extraterritoriality. Understanding Extraterritoriality.

341 views • 22 slides

Commodity Futures Trading Commission Mission Statement

Michael V. Dunn Commissioner Commodity Futures Trading Commission Agricultural Outlook Forum February 24, 2011.

347 views • 21 slides

Update on Proxy Statement Disclosures and Strategies for 2011 Annual Stockholder Meetings

273 views • 20 slides

Federal Involvement in Insurance Regulation Modernization and Health Care Reform Task Force

Federal Involvement in Insurance Regulation Modernization and Health Care Reform Task Force. Prepared by Francine L. Semaya & Alan N. Gamse October, 2013. FIIRM/HCR TASK FORCE. Who are we? What are we doing? What is our relevance to TIPS and its members? What have we accomplished?

354 views • 20 slides

Valuation Compliance: Past, Present, & Future

Valuation Compliance: Past, Present, & Future. Session Panelist: Matt McHale, Chief Revenue O fficer , Global DMS, LLC Kevin Marconi, COO, United Fidelity Funding, LLC Vicky Thompson, President & CEO, Valuation Management Group, LLC

315 views • 19 slides

CFTC/Dodd-Frank Working Group Background and Overview September 16, 2011

CFTC/Dodd-Frank Working Group Background and Overview September 16, 2011. Outline. Energy World Prior to Dodd-Frank Forward Contract Exclusion Public Interest Exemption Consequences of Being a Swap Proposed NEPOOL Recommendations Next Steps for Working Group

360 views • 17 slides

Raising the Bar on Internal Audit, Risk Management and Compliance

Raising the Bar on Internal Audit, Risk Management and Compliance An Overview of Emerging Developments in the Post-Financial Crisis, Dodd-Frank Era. AIBA Annual Compliance Meeting June 9, 2011 Thomas P. Loughlin Managing Director Promontory Financial Group. Impetus for Dodd-Frank.

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pearson, simon, warshaw & penny, llp explains new sec whistl

(1888PressRelease) Pearson, Simon, Warshaw & Penny, LLP has the requisite experience to handle challenging and complex litigation. Pearson, Simon, Warshaw & Penny, LLP attorneys have proven time and time again, that they are formidable, focused and thoroughly prepared to take on challenging legal needs.

269 views • 3 slides