Stn dds service bureau solution for sec rule 22c 2
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STN/DDS Service Bureau Solution for SEC Rule 22c-2 PowerPoint PPT Presentation


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STN/DDS Service Bureau Solution for SEC Rule 22c-2. SunGard/Delta Data Alliance. SunGard and Delta Data have formed an alliance to provide the premier 22c-2 service to the mutual fund industry Services will be provided for both intermediaries and funds

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STN/DDS Service Bureau Solution for SEC Rule 22c-2

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Stn dds service bureau solution for sec rule 22c 2

STN/DDS Service Bureau Solution for SEC Rule 22c-2


Sungard delta data alliance

SunGard/Delta Data Alliance

  • SunGard and Delta Data have formed an alliance to provide the premier 22c-2 service to the mutual fund industry

  • Services will be provided for both intermediaries and funds

  • The best attributes of both companies have been combined to provide the most complete, end to end solution to meet the data reporting requirements of SEC Rule 22c-2


Sungard contribution

SunGard Contribution

  • Data extracts provided for SunGard source systems such as OmniPlus, GlobalPlus, Relius, Advantage as well as non SunGard systems

  • Data and facilities management for secure storage of detail trade data

  • Existing service bureau model in place utilizing the SunGard Transaction Network (STN)

  • SAS70 audit


Delta data contribution

Delta Data Contribution

  • 20 years experience building large scale software systems

  • Highly talented software development team able to deliver quality software solutions in a timely fashion

  • 8 years experience building software solutions that support NSCC services

  • Experienced in building market timing analytics software for many of the major banks and 401k recordkeepers

  • Actively involved in the ICI Standardized Data Reporting Committee charged with developing the industry wide 22c-2 data reporting format


Stn dds service bureau solution for sec rule 22c 2

22c-2 ServiceProcess Flow


Stn dds service bureau solution for sec rule 22c 2

22c-2 Process Flowmutual fund outsource service solution.


Stn dds service bureau solution for sec rule 22c 2

22c-2 Process Flowintermediary solution.


Rule 22c 2 services for intermediaries

“Rule 22c-2” Servicesfor intermediaries.

  • Trade data extract programs

  • Data warehousing for detailed trade data

  • Monitoring of data request from funds with ability to approve or reject requests

  • Support for periodic or recurring requests

  • Market timing analytics

  • Web based access

  • No capital expenditure


Rule 22c 2 services for mutual funds

“Rule 22c-2” Servicesfor mutual funds.

  • On-line contract management of written agreements with intermediaries

  • Data warehousing for detailed trade data

  • Monitoring of data requests to include aging and tracking all requests to intermediaries

  • Support for periodic or recurring requests

  • Market timing analytics

  • Reconciliation between the omnibus trades and the detailed trades

  • Web based access

  • No capital expenditure


Rule 22c 2 services from sungard transaction network and delta data

“Rule 22c-2” Servicesfrom SunGard Transaction Network and Delta Data

  • Will be the industry’s cost effective solution

  • Straight-through processing

  • Real-time access to data

  • Sophisticated reporting and analytic tools

  • Combined expertise of two industry-leading vendors

  • Available in 2006


Rule 22c 2 services from stn and dds

Rule 22c-2 Services from STN and DDS

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