Stn dds service bureau solution for sec rule 22c 2
Download
1 / 11

STN/DDS Service Bureau Solution for SEC Rule 22c-2 - PowerPoint PPT Presentation


  • 95 Views
  • Uploaded on
  • Presentation posted in: General

STN/DDS Service Bureau Solution for SEC Rule 22c-2. SunGard/Delta Data Alliance. SunGard and Delta Data have formed an alliance to provide the premier 22c-2 service to the mutual fund industry Services will be provided for both intermediaries and funds

loader
I am the owner, or an agent authorized to act on behalf of the owner, of the copyrighted work described.
capcha

Download Presentation

STN/DDS Service Bureau Solution for SEC Rule 22c-2

An Image/Link below is provided (as is) to download presentation

Download Policy: Content on the Website is provided to you AS IS for your information and personal use and may not be sold / licensed / shared on other websites without getting consent from its author.While downloading, if for some reason you are not able to download a presentation, the publisher may have deleted the file from their server.


- - - - - - - - - - - - - - - - - - - - - - - - - - E N D - - - - - - - - - - - - - - - - - - - - - - - - - -

Presentation Transcript


STN/DDS Service Bureau Solution for SEC Rule 22c-2


SunGard/Delta Data Alliance

  • SunGard and Delta Data have formed an alliance to provide the premier 22c-2 service to the mutual fund industry

  • Services will be provided for both intermediaries and funds

  • The best attributes of both companies have been combined to provide the most complete, end to end solution to meet the data reporting requirements of SEC Rule 22c-2


SunGard Contribution

  • Data extracts provided for SunGard source systems such as OmniPlus, GlobalPlus, Relius, Advantage as well as non SunGard systems

  • Data and facilities management for secure storage of detail trade data

  • Existing service bureau model in place utilizing the SunGard Transaction Network (STN)

  • SAS70 audit


Delta Data Contribution

  • 20 years experience building large scale software systems

  • Highly talented software development team able to deliver quality software solutions in a timely fashion

  • 8 years experience building software solutions that support NSCC services

  • Experienced in building market timing analytics software for many of the major banks and 401k recordkeepers

  • Actively involved in the ICI Standardized Data Reporting Committee charged with developing the industry wide 22c-2 data reporting format


22c-2 ServiceProcess Flow


22c-2 Process Flowmutual fund outsource service solution.


22c-2 Process Flowintermediary solution.


“Rule 22c-2” Servicesfor intermediaries.

  • Trade data extract programs

  • Data warehousing for detailed trade data

  • Monitoring of data request from funds with ability to approve or reject requests

  • Support for periodic or recurring requests

  • Market timing analytics

  • Web based access

  • No capital expenditure


“Rule 22c-2” Servicesfor mutual funds.

  • On-line contract management of written agreements with intermediaries

  • Data warehousing for detailed trade data

  • Monitoring of data requests to include aging and tracking all requests to intermediaries

  • Support for periodic or recurring requests

  • Market timing analytics

  • Reconciliation between the omnibus trades and the detailed trades

  • Web based access

  • No capital expenditure


“Rule 22c-2” Servicesfrom SunGard Transaction Network and Delta Data

  • Will be the industry’s cost effective solution

  • Straight-through processing

  • Real-time access to data

  • Sophisticated reporting and analytic tools

  • Combined expertise of two industry-leading vendors

  • Available in 2006


Rule 22c-2 Services from STN and DDS

Coming Soon


ad
  • Login