THE PRINCIPLES:. Compliance. Presented by: Marty McNulty, ARMA Board Member. One Reason to use The Principles.
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Marty McNulty, ARMA Board Member
“Dodd-Frank’s “Title VII-Wall Street Transparency and Accountability” emphasizes the principles of accountability and transparency for recordkeeping”.
The recordkeeping program shall be constructed to comply with applicable laws and other binding authorities, as well as, the organization’s policies.
Compliance is the umbrella of all of The Principles. All firms are legally responsible to perform recordkeeping practices that are legally defensible and responsible. This level of compliance can be achieved by using